Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Level Four GroupLPL FinancialLincoln Financial$1,00011-13-2012
Dan SandlinBank of America Merrill LynchMorgan Stanley Wealth Management$15111-09-2012
Scott Cutliff, Donald Horras, Patricia PolsterRaymond JamesMorgan Stanley Wealth Management$20411-09-2012
Curt WhippleKalos CapitalInvestacorp$12011-09-2012
Michelle R. LavigneWells Fargo AdvisorsUBS Financial Services$12011-09-2012
Mark Cortazzo, Nicholas Spagnoletti Jr., Jay LaMalfa, Thomas MoyerLPL FinancialSII Investments$65011-08-2012
Waldron GroupFidelityLPL Financial$1,20011-06-2012
Rich CeffalioWells Fargo AdvisorsUBS Financial Services$16511-02-2012
Michael Bulhack, Mario Ponczek, Douglas PonczekUBS Financial ServicesMorgan Stanley Wealth Management$42311-02-2012
Robert Shwedel, Andrea RothWells Fargo AdvisorsUBS Financial Services$19611-01-2012
Bryan SchonMorgan Stanley Wealth ManagementChase Investment Services$20511-01-2012
Leon Ciobataru, Luiz BoruchowskiMorgan Stanley Wealth ManagementWells Fargo Advisors$21010-29-2012
Victoria AzpuruaRaymond JamesMorgan Stanley Wealth Management$11010-26-2012
Cheryl YoungMorgan Stanley Wealth ManagementRaymond James$22110-26-2012
Bradley GummowWells Fargo AdvisorsStifel Nicolaus & Co.$10010-25-2012
Gerber Kawasaki Wealth & Investment ManagementLPL FinancialSagePoint Financial$17510-22-2012
Timothy J. MulroyUBS Financial ServicesMorgan Stanley Wealth Management$17510-19-2012
Rebecca Rothstein & TeamBank of America Merrill LynchMorgan Stanley Wealth Management$2,50010-19-2012
Robert G. BernardinHilliard LyonsMorgan Stanley Wealth Management$30010-19-2012
Richard WrightWedbush SecuritiesMorgan Stanley Wealth Management$10510-19-2012
Tom TempleUBS Financial ServicesBank of America Merrill Lynch$20010-18-2012
Simone Gladstone, Lynn CravinhoTriad AdvisorsMorgan Stanley Wealth Management$8010-17-2012
Capstone Affluent StrategiesLPL FinancialPrudential Financial$45010-17-2012
Nancy Johnson, Susan Ellena Wells Fargo AdvisorsMorgan Stanley Wealth Management$21010-15-2012
Mark Elston, Dave Quinn, Jim Elston, Tiffany Del SantoLPL FinancialWells Fargo Advisors$18510-15-2012
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Showing 1 to 25 of 26 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.