Adviser/team AUM: $150,000,000
Gross annual production/TTM: $1,000,000
|Firm leaving||Raymond James|
|Firm joining||Triad Advisors|
Crystal Lake, IL
|Date||April 29, 2011|
Latest Moves to Triad Advisors
|Brad Levin, David Tracy||March 16, 2017|
|Vincent Morris||February 23, 2017|
|Daniel Head, Brian Dickey, Steven Witt, Barbara Million||July 29, 2016|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
Advisor Group's Jamie Price: The real reason why most advisers don't have a succession plan in place
Eighty percent of advisers do not have a succession plan in place, though about half of them already know they will need to transition their businesses within the next 10 years, according to Jamie Price, president and CEO of Advisor Group.
Sponsored by Prudential
Latest news & opinion
Labor secretary Alexander Acosta gives DOL fiduciary rule supporters something to cheer about — at least for now
It won't be delayed beyond June 9, but there could still be wholesale changes to the rule in the future. (More: DOL Fiduciary Rule: What you need to know about Acosta's decision)
Labor Secretary Alexander Acosta confirmed that the agency's fiduciary rule will become applicable on June 9. Find out what advisers and firms should know when it goes into effect.
Labor Secretary finds no legal basis to delay implementation; rule to become applicable June 9
Former assistant Labor secretary who crafted the rule says President Trump won't be able to get rid of it simply because he doesn't like it.
Some proactive planners are spelling out for clients the impact of a 10% or 20% correction.