Christopher Bollenbach
Adviser/team AUM: $117,000,000
Gross annual production/TTM: $1,000,000
Move Details
| Firm leaving | UBS Financial Services |
| Firm joining | Bank of America Merrill Lynch |
| Adviser(s) location | Century City, CA |
| Date | June 13, 2011 |
| Source | http://brokercheck.finra.org/Individual/IndividualSummary.aspx?SearchGroup=Individual&FirmKey=-1&BrokerKey=4815753&IndvlBCCtgry=1&IndvlIACtgry=1 |
Latest Moves to Bank of America Merrill Lynch
| Adviser(s) | Date announced |
|---|---|
| Cathy Reed | May 31, 2017 |
| Fernando Nicolau | May 30, 2017 |
| Aaron Dykas, Lisa Schaffer | April 06, 2017 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
Featured video
Pershing's Cirrotti: What's next for the fiduciary rule?
The Department of Labor's new fiduciary rule will have a lasting impact on this industry. Have we finally reached the finish line? Pershing's Rob Cirrotti explains what is to come.
Latest news & opinion
Voya's win in 401(k) fee suit involving Financial Engines bodes well for other record keepers
Fidelity, Aon Hewitt and Xerox HR Solutions are currently defending against similar fiduciary-breach claims.
Collective investment trusts getting more attention from 401(k) advisers
The funds are catching on due largely to lower costs and more product availability, but come with some inherent drawbacks.
Vanguard rides robo-advice wave to $65B in assets
Personal Advisor Services, four times the size of its closest competitor, combines digital and human touch.
CFPs, including brokers, may have to adhere to a stricter fiduciary duty
CFP Board revises its standards and aims to beef up fiduciary requirements of certificants.
CFP Board's proposal to expand fiduciary duty draws praise, carries risks
Some question whether brokers will drop the CFP mark or if the CFP Board will strictly enforce its new standard.
