Dominic Capuano, Timothy M. Butler
Adviser/team AUM: $600,000,000
|Firm leaving||Charles Schwab|
|Firm joining||Robert W. Baird & Co.|
|Date||September 06, 2011|
Latest Moves to Robert W. Baird & Co.
|Richard L. Bingaman||February 27, 2018|
|Margaret R. Price, Sarah K. Springer and Grant F. Shearer||November 30, 2017|
|C. Gene Jester, Bert Cort Lester Bennett||October 31, 2017|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
Deputy editor Bob Hordt and senior columnist Mark Schoeff discuss the the Fifth Circuit's decision to vacate the fiduciary regulation.
Latest news & opinion
The five-member team will be based in Miami, Houston and New York.
With fewer taxpayers affected by the federal estate tax, the demand for estate planning is diminished.
Though planners encourage calm, some are preparing investors for a correction.
The veteran brokerage executive, who bought Advisor Group in 2016, owned Cetera once before.
Much hinges on whether the Labor Department appeals the 5th Circuit decision by April 30.