Adviser/team AUM: $200,000,000
|Firm leaving||National Planning|
|Firm joining||Investors Capital|
|Date announced||September 19, 2011|
|Transition date||September 19, 2011|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
Independent broker-dealers, ranked by alternative investment revenue
Top 5 Firms
Dorothy Weaver Founder & CEO, Collins Capital
Liz Ann SondersChief Investment Strategist, Charles Schwab Corp.