Shawn Shafer, James Forsyth, Steven Miller

Move Details

Firm leaving Morgan Stanley Wealth Management
Firm joining UBS Financial Services
Adviser(s) location

Encino, CA

Date announced January 12, 2012
Transition date January 11, 2012

Latest Moves to UBS Financial Services

Adviser(s) Date announced
Mark J. Grueninger, Benjamin C. SauerFebruary 24, 2014
Michael L. Cope, William G. MarcouxJanuary 13, 2014
Courtney LiddyDecember 13, 2013

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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