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James Flood, Michael Romer

Adviser/team AUM: $213,000,000

Gross annual production/TTM: $2,000,000

Move Details

Firm leaving UBS Financial Services
Firm joining Morgan Stanley Smith Barney
Adviser(s) location

Melville, NY

Date announced April 09, 2012
Transition date April 09, 2012
Source Christine Pollak

Latest Moves to Morgan Stanley Smith Barney

Adviser(s) Date announced
Paul BagnatoMay 07, 2013
Alissa N. CarlossMay 07, 2013
David H. RascoeApril 25, 2013

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