Adviser/team AUM: $50,000,000
|Firm leaving||Bank of America Merrill Lynch|
|Firm joining||LPL Financial|
|Date||April 21, 2012|
Latest Moves to LPL Financial
|Charlie Strong, Shane Gaddy, Kelly Lee, Kyle Bochat||July 20, 2017|
|Michael Burke||June 28, 2017|
|Shaun Blakeslee||June 26, 2017|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
Senior reporter Mark Schoeff Jr. and managing editor Christina Nelson discuss the Labor Department's latest move and what it means for the future of the regulation and the firms preparing for it.
Latest news & opinion
RIAs can enter '0' in some new parts of the document before their annual filing next year.
Despite a trying year, the firm has said it will sweeten signing bonuses for veteran advisers.
They will have to decide if the signing package they are being offered by LPL makes sense. A lot is hanging in the balance.
Gerald O'Reilly, currently co-CIO, will take over as co-CEO with David Butler.
Because the S&P 500 has outperformed, convincing clients they need protection is a hard sell.