Adviser/team AUM: $135,000,000
|Firm leaving||Morgan Stanley Wealth Management|
|Firm joining||Robert W. Baird & Co.|
Pine City, MN
|Date announced||April 27, 2012|
|Transition date||April 27, 2012|
Latest Moves to Robert W. Baird & Co.
|Joseph H. McAuley, Jr.||April 14, 2014|
|Francis Roche||March 18, 2014|
|Frederick Gollier, Michael Henning, Christopher Waters||February 10, 2014|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
- Does Vanguard pose a threat to advisers?
- Under Finra proposal, brokerages will be forced to conduct background checks on new brokers
- Cybersecurity gets the SEC's attention as agency plans to query advisers on safeguards
- American Funds urges new client passwords over Heartbleed
- Average retiree health costs could overtake Social Security benefits
Independent B-Ds ranked by average assets per rep
Top 5 Firms
February 11, 2014