Adviser/team AUM: $560,000,000
|Firm leaving||DeWaay Financial Network|
|Firm joining||LPL Financial|
|Date announced||May 11, 2012|
|Transition date||May 11, 2012|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
- Consumer, investment adviser groups push lawmakers to support bill to boost adviser exams
- Adapt or die: 5 ways advisers must embrace change
- Bogle: Apply fiduciary duty to anyone 'touching other people's money'
- Schwab to give unhappy clients a fee refund
- Online investment firm SigFig steps into managing money
Independent broker-dealers, ranked by alternative investment revenue
Top 5 Firms
Liz Ann SondersChief Investment Strategist, Charles Schwab Corp.
Dorothy Weaver Founder & CEO, Collins Capital