Robert Zyzo, Irina Leuth
Adviser/team AUM: $50,000,000
|Firm leaving||LPL Financial|
|Firm joining||Securities Service Network|
|Date||September 18, 2012|
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Latest news & opinion
SEC, Finra targeting high-fee share classes, 12b-1 fees and failure to give sales load discounts and waivers to investors.
Taxpayers will be able to deduct state income taxes or state sales taxes in addition to property levies — up to a $10,000 cap.
They say rule didn't go far enough and more stringent measures may be necessary.
Pass-through provisions are target of groups representing employee-model brokerage firms, as well as retirement plan advisers.
Lawmakers still need to get a cost analysis of their agreement, so it's not yet definite, according to a source.