Adviser/team AUM: $425,000,000
|Firm leaving||Charles Schwab|
|Firm joining||Robert W. Baird & Co.|
Fort Worth, TX
|Date announced||October 16, 2012|
|Transition date||October 08, 2012|
Latest Moves to Robert W. Baird & Co.
|Joseph H. McAuley, Jr.||April 14, 2014|
|Francis Roche||March 18, 2014|
|Frederick Gollier, Michael Henning, Christopher Waters||February 10, 2014|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
- SEC charges San Diego-based investment adviser with fraud
- Pressure mounts on advisers to lower fees
- Ketchum calls controversial automatic data collection key to catching rogue brokers
- Finra sends expungement rule to SEC; plaintiff's lawyer says won't have an impact
- To Roth (IRA) or not to Roth, that is the question
Explore your opportunities and be informed for your next move.
February 11, 2014