Capstone Affluent Strategies

Adviser/team AUM: $450,000,000

Move Details

Firm leaving Prudential Financial
Firm joining LPL Financial
Adviser(s) location

Newport Beach, CA

Date announced October 17, 2012
Transition date October 17, 2012

Latest Moves to LPL Financial

Adviser(s) Date announced
Sean A. SmalleyApril 11, 2014
Vladislav Krubich, Tony MayoFebruary 19, 2014
Michael A. RogersFebruary 04, 2014

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

  @IN Wire

Apr 18 02:56PM
Bond ETFs posted a good start to 2014, though March showed its lion's side: http://t.co/FxcEkBs0rU
Apr 18 02:56PM
Equity ETFs posted seventh-straight up quarter in 1Q, but just barely: http://t.co/eK5hZfuqQB

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