Adviser/team AUM: $223,000,000
|Firm leaving||LPL Financial|
|Firm joining||Securities America|
Vestavia Hills, AL
|Date||November 15, 2012|
Latest Moves to Securities America
|Curtis Robertson||September 22, 2017|
|Russ Lane, Angie Ford, Andy Massieon, Rob Lane, Steve Adamson, Brian Luther, Grant Lane, Tom Bauer, John Rundle, and Todd Adrian||July 17, 2017|
|Michael Seese||June 07, 2017|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
Latest news & opinion
With equities at record levels, financial advisers are confronted with realities of greed and fear.
SEC, Finra targeting high-fee share classes, 12b-1 fees and failure to give sales load discounts and waivers to investors.
Taxpayers will be able to deduct state income taxes or state sales taxes in addition to property levies — up to a $10,000 cap.
Insurers are using 'hybrid' indices as a way to differentiate themselves, but critics contend the products are less transparent, more confusing and don't add financial benefit.
They say rule didn't go far enough and more stringent measures may be necessary.