Adviser/team AUM: $223,000,000
|Firm leaving||LPL Financial|
|Firm joining||Securities America|
Vestavia Hills, AL
|Date||November 15, 2012|
Latest Moves to Securities America
|Curtis Robertson||September 22, 2017|
|Russ Lane, Angie Ford, Andy Massieon, Rob Lane, Steve Adamson, Brian Luther, Grant Lane, Tom Bauer, John Rundle, and Todd Adrian||July 17, 2017|
|Michael Seese||June 07, 2017|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
Latest news & opinion
The Baltimore-based mutual fund giant is more aggressively targeting financial advisers with a beefed-up wholesale crew and placement on custodial platforms.
The Internal Revenue Service issued inflation adjustments to more than 50 tax provisions for 2018.
Mandated contributions to Roth accounts would likely only be partial, as opposed to having a full repeal of pre-tax accounts.
Discount broker buying second-tier custodian for $275 million.
Market milestones keep falling like dominoes, with 51 records broken so far this year.