Adviser/team AUM: $100,000,000
|Firm leaving||Stifel Nicolaus & Co.|
|Firm joining||Wells Fargo Advisors|
|Date announced||November 16, 2012|
|Transition date||October 25, 2012|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
Independent B-Ds ranked by excess net capital
Top 5 Firms
Dorothy Weaver Founder & CEO, Collins Capital
Liz Ann SondersChief Investment Strategist, Charles Schwab Corp.