William S. Schroth, Joseph Taylor, Kip Dominy, Ken Hyatt, Bruce Kelly
TSD Capital Group
Adviser/team AUM: $250,000,000
Gross annual production/TTM: $1,800,000
|Firm leaving||Wells Fargo Advisors|
|Firm joining||Raymond James|
|Date announced||September 03, 2013|
|Transition date||September 03, 2013|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
- Consumer, investment adviser groups push lawmakers to support bill to boost adviser exams
- Schwab to give unhappy clients a fee refund
- Adapt or die: 5 ways advisers must embrace change
- Bogle: Apply fiduciary duty to anyone 'touching other people's money'
- Low volatility strategy looks like a stock, works like a bond
Independent B-Ds ranked by total account assets
Top 5 Firms
Dorothy Weaver Founder & CEO, Collins Capital
Liz Ann SondersChief Investment Strategist, Charles Schwab Corp.