Charles A. Phelps
Adviser/team AUM: $202,000,000
|Firm leaving||Morgan Stanley Wealth Management|
|Firm joining||Bank of America Merrill Lynch|
San Mateo, CA
|Date announced||September 05, 2013|
|Transition date||August 07, 2013|
Latest Moves to Bank of America Merrill Lynch
|Kendall Cotten||November 13, 2013|
|Stephen Ruvituso, Lee Konopka, Robert Matluck, Todd Stankiewicz||October 03, 2013|
|John Molkentin, Denise Chin Quee||September 10, 2013|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
Independent broker-dealers, ranked by alternative investment revenue
Top 5 Firms
Dorothy Weaver Founder & CEO, Collins Capital
Liz Ann SondersChief Investment Strategist, Charles Schwab Corp.