Adviser/team AUM: $100,000,000
|Firm leaving||Ameriprise Financial|
|Firm joining||LPL Financial|
|Date announced||September 19, 2013|
|Transition date||July 02, 2013|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
Independent broker-dealers, ranked by alternative investment revenue
Top 5 Firms
Dorothy Weaver Founder & CEO, Collins Capital
Liz Ann SondersChief Investment Strategist, Charles Schwab Corp.