Terry Vrieze, Jayme Bresnahan, Edward Modglin, Peter Rothamel, Vincent Sturm
Successful Resource Management
Adviser/team AUM: $116,000,000
Gross annual production/TTM: $1,100,000
|Firm leaving||Broker Dealer Financial Services|
|Date||December 02, 2013|
Latest Moves to Investacorp
|Michael Nobile, Scott Hinchey, Michael McCabe, David Tauber||September 08, 2015|
|Keith E. Singer||August 12, 2015|
|Michael Fornasier, John Petraglia, Linda Ventura||July 09, 2015|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
Attendees at the Women to Watch luncheon commend the #MeToo movement for raising awareness about the issue of sexual harassment and bringing women together.
Latest news & opinion
CEO Robert Cook says three examination teams may be consolidated.
Could human advisers be displaced as digital-advice firms use technology to deliver services to plan sponsors and participants?
Chairman Jay Clayton says 'the sooner the better' when asked when an SEC fiduciary rule will be ready.
Firms that have enjoyed AUM growth because of the runup in stocks may find it hard to adjust to declining revenues if the market suffers a major correction.
Future developments will hinge on whether the Labor Department continues the fight to remake the regulation its own way.