Jim Galante, Michael Lambrix, Jeremy Laub
Adviser/team AUM: $250,000,000
|Firm leaving||SII Investments|
|Firm joining||Commonwealth Financial Network|
San Diego, CA
|Date||January 18, 2013|
Latest Moves to Commonwealth Financial Network
|Mark Miehe, Matt Cuplin, Brandon Masbruch and Tony Pochowski||December 01, 2017|
|Nicole Francis||November 01, 2017|
|Stuart Paris, Michael Paris||October 16, 2017|
Social media is a reflection of who you are. But who are you as a financial adviser? Debra Bednar-Clark of DB+co offers some solutions to enhance your practice.
Latest news & opinion
With equities at record levels, financial advisers are confronted with realities of greed and fear.
SEC, Finra targeting high-fee share classes, 12b-1 fees and failure to give sales load discounts and waivers to investors.
Taxpayers will be able to deduct state income taxes or state sales taxes in addition to property levies — up to a $10,000 cap.
Insurers are using 'hybrid' indices as a way to differentiate themselves, but critics contend the products are less transparent, more confusing and don't add financial benefit.
They say rule didn't go far enough and more stringent measures may be necessary.