Thomas Dedrick, Pam Franklin
Adviser/team AUM: $162,000,000
Gross annual production/TTM: $1,000,000
|Firm leaving||Bank of America Merrill Lynch|
|Firm joining||Raymond James|
|Date||February 21, 2014|
Latest Moves to Raymond James
|Alan E. Williams, Thomas M. Hunter, Susan W. Crunk||November 27, 2017|
|Sam Oakley, Jon Lockmiller, Brian Dixon, Taylor Francis, Beverly Herbert||November 08, 2017|
|Mark Lazar, John Bergerson, Morgan Irvin||November 07, 2017|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
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Latest news & opinion
With equities at record levels, financial advisers are confronted with realities of greed and fear.
SEC, Finra targeting high-fee share classes, 12b-1 fees and failure to give sales load discounts and waivers to investors.
Taxpayers will be able to deduct state income taxes or state sales taxes in addition to property levies — up to a $10,000 cap.
They say rule didn't go far enough and more stringent measures may be necessary.
Pass-through provisions are target of groups representing employee-model brokerage firms, as well as retirement plan advisers.