James Wong, Matthew Barker, Justin Harris, Desiderio Rodriquez
The Sand Hill Group
Adviser/team AUM: $264,000,000
Gross annual production/TTM: $2,580,000
|Firm leaving||Wells Fargo Advisors|
|Firm joining||Morgan Stanley Wealth Management|
Menlo Park, CA
|Date||February 28, 2014|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
Reporter Greg Iacurci and managing editor Christina Nelson discuss the biggest uncertainties springing from the Fifth Circuit Court of Appeals' decision to vacate the regulation.
Latest news & opinion
The five-member team will be based in Miami, Houston and New York.
With fewer taxpayers affected by the federal estate tax, the demand for estate planning is diminished.
Though planners encourage calm, some are preparing investors for a correction.
The veteran brokerage executive, who bought Advisor Group in 2016, owned Cetera once before.
Much hinges on whether the Labor Department appeals the 5th Circuit decision by April 30.