Paul C. Allen, David Schadel
Wealth Strategies Partners
Adviser/team AUM: $200,000,000
Gross annual production/TTM: $1,400,000
|Firm leaving||Wiley Bros.-Aintree Capital|
|Firm joining||Raymond James|
|Date||January 28, 2014|
Latest Moves to Raymond James
|Alan E. Williams, Thomas M. Hunter, Susan W. Crunk||November 27, 2017|
|Sam Oakley, Jon Lockmiller, Brian Dixon, Taylor Francis, Beverly Herbert||November 08, 2017|
|Mark Lazar, John Bergerson, Morgan Irvin||November 07, 2017|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
Latest news & opinion
With equities at record levels, financial advisers are confronted with realities of greed and fear.
SEC, Finra targeting high-fee share classes, 12b-1 fees and failure to give sales load discounts and waivers to investors.
Taxpayers will be able to deduct state income taxes or state sales taxes in addition to property levies — up to a $10,000 cap.
Insurers are using 'hybrid' indices as a way to differentiate themselves, but critics contend the products are less transparent, more confusing and don't add financial benefit.
They say rule didn't go far enough and more stringent measures may be necessary.