David Lautz, Francisco Malfavon
Adviser/team AUM: $125,000,000
|Firm leaving||Wells Fargo Advisors|
|Firm joining||Snowden Lane Partners|
San Diego, CA
|Date||January 23, 2017|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
After attending a financial services conference, advisers can be overwhelmed by options, choices and tools. What's the first thing they should do when they get back to their office?
Latest news & opinion
UBS brokers must sign a 12-month non-solicit agreement if they want their 2017 bonuses.
Maryland jumps into fiduciary fray with legislation requiring brokers to act in best interests of clients
Legislation requires brokers to act in the best interests of clients.
Smartphone apps that advisers are using in 2018 to run their business more efficiently.
Plaintiffs warned the Fifth Circuit that Massachusetts' move against Scottrade signaled that the partially implemented regulation can raise costs for financial firms.
Agency failed to tell survivors that they could switch to a higher retirement benefit later.