Michael Miremadi, Christopher Heintz, Teresa Uzeta
Adviser/team AUM: $200,000,000
Gross annual production/TTM: $2,000,000
|Firm leaving||Bank of America Merrill Lynch|
|Firm joining||UBS Financial Services|
Seal Beach, CA
|Date||May 05, 2017|
Latest Moves to UBS Financial Services
|Deborah R. Johnston, Erica Frantz, Beth Peterson, Hannah Mason||July 18, 2017|
|Jackie Kunkel, Don Kunkel||July 12, 2017|
|Brian Meulebrouck, George Andres||July 12, 2017|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
Latest news & opinion
Here's what advisers should steer clear of saying the next time stocks turn downward.
George Thoreson tried to keep penny stock's price high to enable Nasdaq listing.
Critics complain that it conflicts with ERISA and SEC rules and has potential to spur other states to pass their own version of a fiduciary rule.
Advisers don't have to be experts to help special needs families get a jump on lifelong planning.
Companies and groups weighing in with comment letters have vastly different viewpoints on the delay's potential impact.