Adviser/team AUM: $220,000,000
|Firm leaving||UBS Financial Services|
|Firm joining||RBC Wealth Management|
|Date||September 01, 2017|
Latest Moves to RBC Wealth Management
|Allen Langer, J. Fredrick Martinez, Marnie Rose||November 03, 2017|
|Dan Sherman||November 02, 2017|
|Alfred L. Hobgood III, Alfred L. Hobgood IV, A. Harrison Peatross||November 02, 2017|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
Latest news & opinion
SEC, Finra targeting high-fee share classes, 12b-1 fees and failure to give sales load discounts and waivers to investors.
Taxpayers will be able to deduct state income taxes or state sales taxes in addition to property levies — up to a $10,000 cap.
They say rule didn't go far enough and more stringent measures may be necessary.
Pass-through provisions are target of groups representing employee-model brokerage firms, as well as retirement plan advisers.
Lawmakers still need to get a cost analysis of their agreement, so it's not yet definite, according to a source.