Hansen Wealth Management
Adviser/team AUM: $330,000,000
|Firm leaving||National Planning|
|Firm joining||KMS Financial Services|
San Jose, CA
|Date||December 13, 2017|
Latest Moves to KMS Financial Services
|Blair Hansen||December 13, 2017|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
Commission accounts could be preferable for some clients, and advisers could be incentivized to move from employee broker-dealers to independent channels.
Latest news & opinion
While advisers face the difficult task of analyzing the law's impact, they will also have a significant opportunity to prove their value by implementing money-saving strategies for clients as well as their own businesses.
The provision is tricky, but could provide advisers and business-owner clients with sizable tax savings.
Measures would obligate financial advisers to tell clients they do not have to act in their best interests.
Texting has been a popular mode of communication for years, but in the past the firm's regulations have prevented advisers from using it.
10-year Treasury rate's move above 2.5% confirms outlook for fixed income, legendary bond manager says.