Legacy Financial Advisors
Adviser/team AUM: $656,000,000
|Firm leaving||SII Investments|
|Firm joining||SagePoint Financial|
|Date||December 21, 2017|
Latest Moves to SagePoint Financial
|Paul Mauro||December 21, 2017|
|Charles R. Green||October 08, 2015|
|Benjamin Brayshaw, Sheldon Drake, Donald Hannigan, Philip Henry, Seth Krussman, John Ryder||June 30, 2015|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
Deputy editor Bob Hordt and senior columnist Mark Schoeff discuss the the Fifth Circuit's decision to vacate the fiduciary regulation.
Latest news & opinion
The five-member team will be based in Miami, Houston and New York.
With fewer taxpayers affected by the federal estate tax, the demand for estate planning is diminished.
Though planners encourage calm, some are preparing investors for a correction.
The veteran brokerage executive, who bought Advisor Group in 2016, owned Cetera once before.
Much hinges on whether the Labor Department appeals the 5th Circuit decision by April 30.