Legacy Financial Advisors
Adviser/team AUM: $656,000,000
|Firm leaving||SII Investments|
|Firm joining||SagePoint Financial|
|Date||December 21, 2017|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
Latest news & opinion
The CEO of United Capital built a formula for holistic financial planning that any firm can tap into — for a price.
Recruiting video warns about potential consequences for advisers when a PE firm buys a broker-dealer.
The SEC charged Frost with fraud earlier this month.
Auto-filling documents designed to make onboarding more efficient for RIAs and more convenient for clients.
Bank is struggling to cut spending amid regulatory fines and higher legal costs stemming from scandals.