Scott Horowitz, Shelly DeLucas
Adviser/team AUM: $100,000,000
|Firm leaving||Raymond James|
|Firm joining||Janney Montgomery Scott|
|Date||January 18, 2018|
Latest Moves to Janney Montgomery Scott
|Eileen Keegan||June 21, 2018|
|Timothy P. Gormley, Paul M. Furlong, Kevin Keane, Kathleen Zelenka||June 14, 2018|
|Leo M. Connors, Leo M. Connors Jr.||May 23, 2018|
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
Retirement income is a challenge for investors. How can advisers have better conversations about retirement income? Transamerica's Joseph Boan offers insights and tips for advisers.
Latest news & opinion
Trust Company of America is gone, and there's big buzz over the name change. But turning the custodian into an industry powerhouse will take a lot longer — if it happens at all.
Laws are unclear on how the technology fits in with compliance.
The SEC will collect $4.5 million from the brokerage firm for failing to supervise brokers who were ripping off clients.
These are the top-paying jobs in the U.S., according to Glassdoor.
Ameriprise to pay $4.5 million to settle SEC charges that five reps stole more than $1 million from clients
Agency censures firm for not protecting clients from thieving brokers.