Paul Mauro
Legacy Financial Advisors
Adviser/team AUM: $776,000,000
Move Details
Firm leaving | SII Investments |
Firm joining | SagePoint Financial |
Adviser(s) location | Westborough, MA |
Date | March 29, 2018 |
Latest Moves to SagePoint Financial
Adviser(s) | Date announced |
---|---|
Scott Downs | March 29, 2018 |
Paul Mauro | March 29, 2018 |
Mark Anthoine, Stephen Carew | March 29, 2018 |
Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.
Featured video

Here are 3 ways the DOL fiduciary rule has affected 401(k) advisory practices
Fred Barstein, founder of The Retirement Advisor University, explains why the old way of doing business is dead no matter what happens with the regulation.
Latest news & opinion

Brokers accept proposed SEC rule on who can call themselves an adviser
Some say the rule will clear up investor confusion, but others say the SEC didn't go far enough.

SEC advice rule: Here's what you need to know
We sifted through the nearly 1,000-page proposal and picked out some of the most important points.

Cadaret Grant acquired by private-equity-backed Atria
75-year-old owner Arthur Grant positions the IBD for the 'next 33 years.'

SEC advice rule seeks to tighten reins on brokers
The proposed rule puts new restrictions on brokers, but it is still unclear how strongly the SEC is clamping down.

SEC advice rule hearing updates
Commission says a lot of work ahead, public will have 90 days to comment.