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Active Date Adviser(s) Team name Linkedin profile Adviser(s) phone Adviser(s) e-mail AUM ($M) Gross annual production/Trailing-twelve months ($M) Firm leaving Firm joining City State Custodian (if applicable) Company/team website (include http://) Branch Manager Transition date Source name Source URL Summary Contact name Contact phone number Contact e-mail Adviser/team headshot (hi-res .jpg) Submission type GUID
111-30--0001N/AN/AN/AN/AN/AN/AN/AN/AN/AN/AN/AN/AN/A0000-00-00N/AN/AN/AN/AN/AN/AN/AN/AN/AN/A
105-17-2009Richard SapersteinN/AN/AN/AN/A$10,000N/ABear StearnsHightower AdvisorsN/AN/AN/AN/AN/A2009-05-17InvestmentNewshttp://www.investmentnews.com/article/20090517/REG/305179988N/AN/AN/AN/AN/AInvestmentNews20090517-Richard-SapersteinN/A
107-30-2009Douglas S. ManceN/AN/AN/AN/A$150N/ABank of America Merrill LynchRBC Wealth ManagementN/AN/AN/AN/AN/A2009-07-30InvestmentNewshttp://www.investmentnews.com/article/20090730/REG/907309983N/AN/AN/AN/AN/AInvestmentNews20090730-Douglas-S-ManceN/A
109-05-2009John P. TroianoN/AN/AN/AN/A$175$1Wells Fargo AdvisorsStifel Nicolaus & Co.N/AN/AN/AN/AN/A2009-09-05John TroianoN/AN/ADeanna St. HilaireN/Asthilaired@stifel.comN/AUser-submitted20090905-John-P-TroianoN/A
109-24-2009John Watts III, Elizabeth Rogers, Ryan MumyN/AN/AN/AN/A$100N/AWells Fargo AdvisorsCapital Investment Co.N/AN/AN/AN/AN/A2009-09-24INhttp://www.investmentnews.com/article/20090924/FREE/909249984N/AN/AN/AN/AN/AInvestmentNews20090924-John-Watts-III-Elizabeth-Rogers-Ryan-MumyN/A
110-02-2009Mike DwyerN/AN/AN/AN/A$205$1Robert W. Baird & Co.RBC Wealth ManagementN/AN/AN/AN/AN/A2009-10-02INhttp://www.investmentnews.com/article/20091002/FREE/910029955N/AN/AN/AN/AN/AInvestmentNews20091002-Mike-DwyerN/A
110-08-2009Penniall, AssociatesN/AN/AN/AN/A$1,000$4National Retirement PartnersUnited Planners Financial Services of AmericaN/AN/AN/AN/AN/A2009-10-08Sheila CuffariN/AN/ASheilaN/Asjcuffari@unitedplanners.comN/AUser-submitted20091008-Penniall-AssociatesN/A
111-01-2009Rhonda Smith, Lynn SylerN/AN/AN/AN/A$450$2U.S. Trust Bank of America Private Wealth ManagementRBC Wealth ManagementN/AN/AN/AN/AN/A2009-11-01INhttp://www.investmentnews.com/article/20091101/REG/311019984N/AN/AN/AN/AN/AInvestmentNews20091101-Rhonda-Smith-Lynn-SylerN/A
111-09-2009Dudley LaBauve IIIN/AN/AN/AN/A$28N/AUBS Financial ServicesSummit Brokerage ServicesN/AN/AN/AN/AN/A2009-11-09Summit Press Releasehttp://www.24-7pressrelease.com/press-release/summit-brokerage-services-welcomes-new-advisors-123983.phpN/AMindy MarbleN/Ammarble@summitbrokerage.comN/AUser-submitted20091109-Dudley-LaBauve-IIIN/A
111-09-2009James SaxeN/AN/AN/AN/A$32N/ARaymond JamesSummit Brokerage ServicesN/AN/AN/AN/AN/A2009-11-09Summit Press Releasehttp://www.24-7pressrelease.com/press-release/summit-brokerage-services-welcomes-new-advisors-123983.phpN/AMindy MarbleN/Ammarble@summitbrokerage.comN/AUser-submitted20091109-James-SaxeN/A
111-09-2009John BlandN/AN/AN/AN/A$22N/ALPL FinancialSummit Brokerage ServicesN/AN/AN/AN/AN/A2009-11-09Summit Press Releasehttp://www.24-7pressrelease.com/press-release/summit-brokerage-services-welcomes-new-advisors-123983.phpN/AMindy MarbleN/Ammarble@summitbrokerage.comN/AUser-submitted20091109-John-BlandN/A
111-09-2009Paul BailleyN/AN/AN/AN/A$30N/AMetLife SecuritiesSummit Brokerage ServicesN/AN/AN/AN/AN/A2009-11-09Summit Press Releasehttp://www.24-7pressrelease.com/press-release/summit-brokerage-services-welcomes-new-advisors-123983.phpN/AMindy MarbleN/Ammarble@summitbrokerage.comN/AUser-submitted20091109-Paul-BailleyN/A
111-09-2009Kathleen AlmullaN/AN/AN/AN/A$29N/ABank of America Merrill LynchSummit Brokerage ServicesN/AN/AN/AN/AN/A2009-11-09Summit Press Releasehttp://www.24-7pressrelease.com/press-release/summit-brokerage-services-welcomes-new-advisors-137674.phpN/AMindy MarbleN/Ammarble@summitbrokerage.comN/AUser-submitted20091109-Kathleen-AlmullaN/A
111-10-2009Christopher Davis, Matthias KuhlmeyN/AN/AN/AN/A$250N/AUBS Financial ServicesHightower AdvisorsN/AN/AN/AN/AN/A2009-11-10INhttp://www.investmentnews.com/article/20091110/FREE/911109976N/AN/AN/AN/AN/AInvestmentNews20091110-Christopher-Davis-Matthias-KuhlmeyN/A
111-23-2009James CrossonN/AN/AN/AN/A$115N/ALPL FinancialInvestors CapitalN/AN/AN/AN/AN/A2009-11-23BusinessWirehttp://www.businesswire.com/portal/site/home/permalink/?ndmViewId=news_view&newsId=20091123006054&newsLang=enN/AJames CrossonN/Ajames.crosson@investorscapital.comN/AUser-submitted20091123-James-CrossonN/A
112-21-2009James KneeN/AN/AN/AN/A$50N/ACambridge Investment ResearchInvestors CapitalMelvilleNYN/AN/AN/A2009-12-21Doug Wallace (Recruiter - Investors Capital)N/AN/ADouglas WallaceN/Adwallace@investorscapital.comN/AUser-submitted20091221-James-KneeN/A
112-23-2009Bill Madera, John MillerN/AN/AN/AN/A$40N/AGunn Allen FinancialNational SecuritiesN/AN/AN/AN/AN/A2009-12-23Jerry Taylorhttp://www.nationalsecurities.comN/AJerry TaylorN/Ajtaylor@nationalsecurities.comN/AUser-submitted20091223-Bill-Madera-John-MillerN/A
112-23-2009Kenneth GilmoreN/AN/AN/AN/A$92N/AFinancial Consulting GroupNational SecuritiesN/AN/AN/AN/AN/A2009-12-23Jerry Taylorhttp://www.nationalsecurities.comN/AJerry TaylorN/Ajtaylor@nationalsecurities.comN/AUser-submitted20091223-Kenneth-GilmoreN/A
112-23-2009Mathew SherbondyN/AN/AN/AN/A$40N/AGunn Allen FinancialNational SecuritiesN/AN/AN/AN/AN/A2009-12-23Jerry Taylorhttp://www.nationalsecurities.comN/AJerry TaylorN/Ajtaylor@nationalsecurities.comN/AUser-submitted20091223-Mathew-SherbondyN/A
101-04-2010Paul BedingerN/AN/AN/AN/A$38N/AWells Fargo AdvisorsA.G. Edwards & SonsN/AN/AN/AN/AN/A2010-01-04shawn smithhttp://www.financialadvisorplacementservices.comN/Ashawn smithN/Afaplacementservices@comcast.netN/AUser-submitted20100104-Paul-BedingerN/A
101-04-2010Jeff Engler, Frank GermanoN/AN/AN/AN/A$30N/ATower Square SecuritiesInvestors CapitalN/AN/AN/AN/AN/A2010-01-04Doug Wallace (Recruiter - Investors Capital)N/AN/ADouglas WallaceN/Adwallace@investorscapital.comN/AUser-submitted20100104-Jeff-Engler-Frank-GermanoN/A
101-08-2010Patrick J. Howley, Betsy DowN/AN/AN/AN/A$300$1A.G. Edwards & SonsMoneta Group Investment AdvisorsN/AN/AN/AN/AN/A2010-01-08INhttp://www.investmentnews.com/article/20100108/FREE/100109882N/AN/AN/AN/AN/AInvestmentNews20100108-Patrick-J-Howley-Betsy-DowN/A
101-22-2010Thomas VethN/AN/AN/AN/A$43N/AGunn Allen FinancialNational SecuritiesN/AN/AN/AN/AN/A2010-01-22Jerry Taylorhttp://www.nationalsecurities.comN/AJerry TaylorN/Ajtaylor@nationalsecurities.comN/AUser-submitted20100122-Thomas-VethN/A
101-26-2010Carlos Van Maanen, Carlos StolkN/AN/AN/AN/A$270$2UBS Financial ServicesMorgan Stanley Smith BarneyN/AN/AN/AN/AN/A2010-01-26Dow Joneshttp://online.wsj.com/article/BT-CO-20100126-713497.htmlN/AN/AN/AN/AN/AInvestmentNews20100126-Carlos-Van-Maanen-Carlos-StolkN/A
101-26-2010Randall Ridenour & TeamN/AN/AN/AN/A$120$1UBS Financial ServicesMorgan Stanley Smith BarneyN/AN/AN/AN/AN/A2010-01-26Dow Joneshttp://online.wsj.com/article/BT-CO-20100126-713497.htmlN/AN/AN/AN/AN/AInvestmentNews20100126-Randall-Ridenour-TeamN/A
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