| 1 | 06-12-2013 | Arthur A. Levine | N/A | N/A | N/A | N/A | $0 | $2 | Wells Fargo Advisors | Morgan Stanley Smith Barney | Ridgewood | NJ | N/A | N/A | N/A | 2013-06-06 | N/A | N/A | N/A | Christine Jockle | 914 225 6827 | Christine.Jockle@morganstanley.com | N/A | User-submitted | 2013-06-12-Arthur-A-Levine | N/A |
| 1 | 05-07-2013 | Nicholas T. Barlotta Jr., Daniel R. Cauley, Nicholas T. Barlotta III | Barlotta Cauley Wealth Management Group | N/A | N/A | N/A | $0 | $0 | Wells Fargo Advisors | Benjamin F. Edwards & Co. | Destin | FL | N/A | N/A | N/A | 2013-05-06 | N/A | N/A | N/A | Margaret Welch | 314 703-1215 | margaret@mgwcommunications.com | N/A | User-submitted | 2013-05-07-Barlotta-Cauley-Wealth-Management-Group | N/A |
| 1 | 05-07-2013 | Steven S. Phillips | N/A | N/A | N/A | N/A | $0 | $0 | Wells Fargo Advisors | Benjamin F. Edwards & Co. | Birmingham | AL | N/A | N/A | N/A | 2013-04-19 | N/A | N/A | N/A | Margaret Welch | 314 703-1215 | margaret@mgwcommunications.com | N/A | User-submitted | 2013-05-07-Steven-S-Phillips | N/A |
| 1 | 05-07-2013 | James P. Luttrell Jr., Matthew J. Dahlman, Thomas A. Luttrell | Luttrell Financial Group | N/A | N/A | N/A | $0 | $0 | Wells Fargo Advisors | Benjamin F. Edwards & Co. | Destin | FL | N/A | N/A | N/A | 2013-05-06 | N/A | N/A | N/A | Margaret Welch | 314 703-1215 | margaret@mgwcommunications.com | N/A | User-submitted | 2013-05-07-Luttrell-Financial-Group | N/A |
| 1 | 05-01-2013 | Sean C. Cartin | N/A | N/A | N/A | N/A | $0 | $0 | Bernstein Global Wealth Management | EP Wealth Advisors | San Diego | CA | N/A | N/A | N/A | 2013-03-01 | N/A | N/A | N/A | Alfred Martin | 913 649-5009 | almartin@impactcommunications.org | N/A | User-submitted | 2013-05-01-Sean-C-Cartin | N/A |
| 1 | 05-01-2013 | Benjamin Porras | N/A | N/A | N/A | N/A | $0 | $0 | Charles Schwab | EP Wealth Advisors | Los Angeles | CA | N/A | N/A | N/A | 2013-03-01 | N/A | N/A | N/A | Alfred Martin | 913 649-5009 | almartin@impactcommunications.org | N/A | User-submitted | 2013-05-01-Benjamin-Porras | N/A |
| 1 | 04-29-2013 | Donald A. Jones, Trevor Jones | N/A | N/A | N/A | N/A | $0 | $0 | UBS Financial Services | Ameriprise Financial | Florham Park | NJ | N/A | N/A | N/A | 2013-04-19 | N/A | N/A | N/A | Chris L. Reese | 612-678-5410 | chris.l.reese@ampf.com | N/A | User-submitted | 2013-04-29-Donald-A-Jones-Trevor-Jones | N/A |
| 1 | 04-25-2013 | Eric M. Behr | N/A | N/A | N/A | N/A | $0 | $0 | Deutsche Bank | Morgan Stanley Smith Barney | Boca Raton | FL | N/A | N/A | N/A | 2013-04-18 | N/A | N/A | N/A | Christine Jockle | 914 225-6827 | Christine.Jockle@morganstanley.com | N/A | User-submitted | 2013-04-25-Eric-M-Behr | N/A |
| 1 | 04-16-2013 | Dennis Anderson | N/A | N/A | N/A | N/A | $0 | $0 | Wells Fargo Advisors | Benjamin F. Edwards & Co. | Woodstock | IL | N/A | N/A | N/A | 2013-01-17 | N/A | N/A | N/A | Magaret Welch | 314) 703-1215 | margaret@mgwcommunications.com | N/A | User-submitted | 2013-04-18-Dennis-Anderson | N/A |
| 1 | 04-16-2013 | Betsy Dickson , Dawn Dickson | Dickson Wealth Management Team | N/A | N/A | N/A | $0 | $0 | UBS Financial Services | Benjamin F. Edwards & Co. | Melbourne | FL | N/A | N/A | N/A | 2013-02-11 | N/A | N/A | N/A | Magaret Welch | 314) 703-1215 | margaret@mgwcommunications.com | N/A | User-submitted | 2013-04-18-Betsy-Dickinson-Dawn-Dickinson | N/A |
| 1 | 04-16-2013 | Ed Meyer | N/A | N/A | N/A | N/A | $0 | $0 | Wells Fargo Advisors | Benjamin F. Edwards & Co. | Wheaton | IL | N/A | N/A | N/A | 2013-02-11 | N/A | N/A | N/A | Magaret Welch | 314) 703-1215 | margaret@mgwcommunications.com | N/A | User-submitted | 2013-04-18-Ed-Meyer | N/A |
| 1 | 04-16-2013 | Allen Catalanotto, Scott E. Foreman, Mo Provosty | N/A | N/A | N/A | N/A | $0 | $0 | Wells Fargo Advisors | Benjamin F. Edwards & Co. | Mandeville | LA | N/A | N/A | N/A | 2013-03-25 | N/A | N/A | N/A | Magaret Welch | 314) 703-1215 | margaret@mgwcommunications.com | N/A | User-submitted | 2013-04-18-Allen Catalanotto-Scott-Foreman-Mo-Provosty | N/A |
| 1 | 04-16-2013 | Darryl Mierl, Patrick X. Garvin, James Dombrowski | N/A | N/A | N/A | N/A | $0 | $0 | Wells Fargo Advisors | Benjamin F. Edwards & Co. | Mandeville | LA | N/A | N/A | N/A | 2013-03-25 | N/A | N/A | N/A | Magaret Welch | 314) 703-1215 | margaret@mgwcommunications.com | N/A | User-submitted | 2013-04-18-Darryl-Mierl-Patrick-Garvin-James-Dombrowski | N/A |
| 1 | 04-16-2013 | Peter Tampellini, Robert Rothhouse , Teresa Zipf | N/A | N/A | N/A | N/A | $0 | $0 | Wells Fargo Advisors | Benjamin F. Edwards & Co. | Northfield | NJ | N/A | N/A | N/A | 2013-04-10 | N/A | N/A | N/A | Magaret Welch | 314) 703-1215 | margaret@mgwcommunications.com | N/A | User-submitted | 2013-04-18-Robert-Rothhouse-Teresa-Zipf-Peter-Tampellini | N/A |
| 1 | 04-16-2013 | Thomas Morrison | N/A | N/A | N/A | N/A | $0 | $0 | Morrison Financial Services Ltd. | Benjamin F. Edwards & Co. | Wheaton | IL | N/A | N/A | N/A | 2012-08-31 | N/A | N/A | N/A | Magaret Welch | 314) 703-1215 | margaret@mgwcommunications.com | N/A | User-submitted | 2013-04-18-Thomas-Morrison | N/A |
| 1 | 04-16-2013 | Brian Wiklund | N/A | N/A | N/A | N/A | $0 | $0 | Wells Fargo Advisors | Benjamin F. Edwards & Co. | Kansas City | KS | N/A | N/A | N/A | 2012-08-31 | N/A | N/A | N/A | Magaret Welch | 314) 703-1215 | margaret@mgwcommunications.com | N/A | User-submitted | 2013-04-16-Brian-Wiklund | N/A |
| 1 | 04-16-2013 | L. Grant Ingram, Gary Liberty | N/A | N/A | N/A | N/A | $0 | $0 | Wells Fargo Advisors | Benjamin F. Edwards & Co. | Kansas City | KS | N/A | N/A | N/A | 2012-08-31 | N/A | N/A | N/A | Magaret Welch | 314) 703-1215 | margaret@mgwcommunications.com | N/A | User-submitted | 2013-04-16-Ingram-Gary-Liberty | N/A |
| 1 | 04-16-2013 | Christopher J. McGill | N/A | N/A | N/A | N/A | $0 | $0 | Wells Fargo Advisors | Benjamin F. Edwards & Co. | Wichita | KS | N/A | N/A | N/A | 2012-05-16 | N/A | N/A | N/A | Magaret Welch | 314) 703-1215 | margaret@mgwcommunications.com | N/A | User-submitted | 2013-04-16-Christopher-McGill | N/A |
| 1 | 04-16-2013 | Brad Pease | N/A | N/A | N/A | N/A | $0 | $0 | Wells Fargo Advisors | Benjamin F. Edwards & Co. | Portland | OR | N/A | N/A | N/A | 2012-05-08 | N/A | N/A | N/A | Magaret Welch | 314) 703-1215 | margaret@mgwcommunications.com | N/A | User-submitted | 2013-04-18-Brad-Pease | N/A |
| 1 | 04-16-2013 | David Claggett | N/A | N/A | N/A | N/A | $0 | $0 | Wells Fargo Advisors | Benjamin F. Edwards & Co. | La-Salle Peru | IL | N/A | N/A | N/A | 2012-03-26 | N/A | N/A | N/A | Magaret Welch | 314) 703-1215 | margaret@mgwcommunications.com | N/A | User-submitted | 2013-04-18-David-Glaggett | N/A |
| 1 | 04-16-2013 | Dan Lamacchia CFP, | N/A | N/A | N/A | N/A | $0 | $0 | Wells Fargo Advisors | Benjamin F. Edwards & Co. | Columbus | OH | N/A | N/A | N/A | 2013-03-26 | N/A | N/A | N/A | Magaret Welch | 314) 703-1215 | margaret@mgwcommunications.com | N/A | User-submitted | 2013-04-18-Dan-Lamacchia | N/A |
| 1 | 09-20-2011 | David Drucker | N/A | N/A | N/A | N/A | $0 | $1 | Oppenheimer | Aegis Capital | New York | NY | N/A | N/A | N/A | 2011-09-20 | Phil Michals | http://www.aegiscap.com/upload/files/annuncemtn%20DD.pdf | N/A | Phil Michals | N/A | pmichals@aegiscap.com | N/A | User-submitted | 20110920-David-Drucker | N/A |
| 1 | 01-13-2012 | David Boersig | N/A | N/A | N/A | N/A | $0 | $0 | UBS Financial Services | Ameriprise Financial | New York | NY | N/A | N/A | N/A | 2012-01-13 | N/A | http://www.prnewswire.com/news-releases/hightower-announces-new-advisor-team-in-new-york-110963224.html | N/A | N/A | N/A | N/A | N/A | InvestmentNews | 20120113-David-Boersig | N/A |
| 1 | 05-04-2010 | Rebecca Frazier | N/A | N/A | N/A | N/A | $0 | $1 | Edward Jones | Bank of America Merrill Lynch | N/A | N/A | N/A | N/A | N/A | 2010-05-04 | N/A | http://www.investmentnews.com/article/20100504/FREE/100509962/-1/INDaily01 | N/A | N/A | N/A | N/A | N/A | InvestmentNews | 20100504-Rebecca-Frazier | N/A |
| 1 | 05-16-2012 | Darin Laub | N/A | N/A | N/A | N/A | $0 | $0 | Morgan Stanley Smith Barney | Barclays Wealth | New York | NY | N/A | N/A | N/A | 2012-05-16 | N/A | http://online.wsj.com/article/BT-CO-20100126-713497.html | N/A | N/A | N/A | N/A | N/A | InvestmentNews | 20120516-Darin-Laub | N/A |