| 1 | 02-21-2012 | Jon Arnold | N/A | N/A | N/A | N/A | $60 | N/A | SagePoint Financial | Investacorp | N/A | N/A | N/A | N/A | N/A | 2012-02-22 | Brian Kovener | http://www.investacorp.com | N/A | Brian Kovener | N/A | bkovener@investacorp.com | N/A | User-submitted | 20120221-Jon-Arnold | N/A |
| 1 | 01-13-2012 | Keith Patterson, Frank Richardson | N/A | N/A | N/A | N/A | $60 | N/A | Geneos Wealth Management | Investacorp | Houston | TX | N/A | N/A | N/A | 2012-01-12 | Brian Kovener | http://www.investacorp.com | N/A | Brian Kovener | N/A | bkovener@investacorp.com | N/A | User-submitted | 20120113-Keith-Patterson-Frank-Richardson | N/A |
| 1 | 12-01-2011 | David Ortiz & German Ramirez | N/A | N/A | N/A | N/A | $60 | N/A | National Planning | Investacorp | N/A | N/A | N/A | N/A | N/A | 2011-12-01 | Brian Kovener | http://www.investacorp.com | N/A | Brian Kovener | N/A | bkovener@investacorp.com | N/A | User-submitted | 20111201-David-Ortiz-German-Ramirez | N/A |
| 1 | 11-07-2011 | William Bugdon | N/A | N/A | N/A | N/A | $50 | N/A | Next Financial | Investacorp | N/A | N/A | N/A | N/A | N/A | 2011-11-07 | Brian Kovener | http://www.investacorp.com | N/A | Brian Kovener | N/A | bkovener@investacorp.com | N/A | User-submitted | 20111107-William-Bugdon | N/A |
| 1 | 10-20-2011 | Frank Rapini, Curt Simonsen | N/A | N/A | N/A | N/A | $100 | $1 | Hornor Townsend & Kent | Investacorp | N/A | N/A | N/A | N/A | N/A | 2011-10-20 | Brian Kovener | http://www.investacorp.com | N/A | Brian Kovener | N/A | bkovener@investacorp.com | N/A | User-submitted | 20111020-Frank-Rapini-Curt-Simonsen | N/A |
| 1 | 07-13-2011 | Mario Livecchi | N/A | N/A | N/A | N/A | $68 | N/A | Wells Fargo Advisors | Investacorp | Princeton | NJ | N/A | N/A | N/A | 2011-07-13 | Brian Kovener | http://www.investacorp.com | N/A | Brian Kovener | N/A | bkovener@investacorp.com | N/A | User-submitted | 20110713-Mario-Livecchi | N/A |
| 1 | 06-16-2011 | Willie Howard | N/A | N/A | N/A | N/A | $50 | N/A | Edward Jones | Investacorp | Richmond | TX | N/A | N/A | N/A | 2011-06-16 | Brian Kovener | http://www.investacorp.com | N/A | Brian Kovener | N/A | bkovener@investacorp.com | N/A | User-submitted | 20110616-Willie-Howard | N/A |
| 1 | 04-27-2011 | Dean Spada, Kimberly Saxton | N/A | N/A | N/A | N/A | $100 | N/A | New Alliance Investments | Investacorp | South Windsor | CT | N/A | N/A | N/A | 2011-04-15 | N/A | http://www.investacorp.com | N/A | Brian Kovener | N/A | bkovener@investacorp.com | N/A | User-submitted | 20110427-Dean-Spada-Kimberly-Saxton | N/A |
| 1 | 04-12-2011 | Mauro Guerra | N/A | N/A | N/A | N/A | $50 | N/A | Securities Service Network | Investacorp | Coral Gabels | FL | N/A | N/A | N/A | 2011-04-12 | N/A | http://www.investacorp.com | N/A | Brian Kovener | N/A | bkovener@investacorp.com | N/A | User-submitted | 20110412-Mauro-Guerra | N/A |
| 1 | 08-21-2012 | John Eric Newell | N/A | N/A | N/A | N/A | $76 | N/A | Bancwest Investment Services | Investment Centers of America | Casper | WY | N/A | N/A | N/A | 2102-08-20 | N/A | N/A | N/A | Eric Newell | (307) 268-7373 | Eric.Newell@investmentcenters.com | N/A | User-submitted | 20120821-John-Newell | N/A |
| 1 | 09-10-2012 | Dan Chabott, Michael Ingenito, Terry Seely, Robert Kelly, Richard Darrow | N/A | N/A | N/A | N/A | $65 | $1 | Royal Alliance | Investors Capital | Northfield | MA | N/A | N/A | N/A | 2012-08-22 | N/A | N/A | N/A | Peter Acciavatti | 7814774768 | pacciavatti@investorscapital.com | N/A | User-submitted | 20120910-Dan-Chabott-Michael-Ingenito-Terry-Seely-Robert-Kelly-Ricahrd-Darrow | N/A |
| 1 | 07-30-2012 | Anthony Thurlow | N/A | N/A | N/A | N/A | $55 | N/A | Ameriprise Financial | Investors Capital | Henderson | NV | N/A | N/A | N/A | 2012-07-11 | Financial Advisor Anthony Thurlow Joins Investors Capital Corp. | http://bit.ly/MPVxfQ | N/A | Peter Acciavatti | 7814774768 | pacciavatti@investorscapital.com | N/A | User-submitted | 20120730-Anthony-Thurlow | N/A |
| 1 | 05-31-2012 | Zelek, Associates | N/A | N/A | N/A | N/A | $30 | N/A | Lincoln Financial | Investors Capital | N/A | N/A | N/A | N/A | N/A | 2012-04-01 | Investors Capital | http://www.fundfire.com/c/112483/2398/raymond_james_adds_wirehouse_teams_with | N/A | Peter Acciavatti | N/A | pacciavatti@investorscapital.com | N/A | User-submitted | 20120531-Zelek-Associates | N/A |
| 1 | 09-19-2011 | Ron Purvines | N/A | N/A | N/A | N/A | $200 | N/A | National Planning | Investors Capital | Henderson | NV | N/A | N/A | N/A | 2011-09-19 | N/A | http://www.24-7pressrelease.com/press-release/summit-brokerage-services-welcomes-new-advisors-123983.php | N/A | N/A | N/A | N/A | N/A | InvestmentNews | 20110919-Ron-Purvines | N/A |
| 1 | 07-01-2011 | Ron Purvines | N/A | N/A | N/A | N/A | $200 | N/A | National Planning | Investors Capital | Henderson | NV | N/A | N/A | N/A | 2011-07-01 | Doug Wallace (Recruiter - Investors Capital) | http://www.fundfire.com/c/113875/4627/credit_suisse_snags_advisor | N/A | Douglas Walllace | N/A | dwallace@investorscapital.com | N/A | User-submitted | 20110701-Ron-Purvines | N/A |
| 1 | 11-16-2010 | Marc Barton | N/A | N/A | N/A | N/A | $25 | N/A | LPL Financial | Investors Capital | Fresno | CA | N/A | N/A | N/A | 2010-11-16 | N/A | N/A | N/A | N/A | N/A | N/A | N/A | InvestmentNews | 20101116-Marc-Barton | N/A |
| 1 | 04-08-2010 | Northeast Investment Advisors LLC | N/A | N/A | N/A | N/A | $100 | $1 | B.B. Graham | Investors Capital | Boulder | CO | N/A | N/A | N/A | 2010-04-08 | Press Release | http://www.rwbaird.com | N/A | N/A | N/A | N/A | N/A | InvestmentNews | 20100408-Northeast-Investment-Advisors-LLC | N/A |
| 1 | 01-04-2010 | Jeff Engler, Frank Germano | N/A | N/A | N/A | N/A | $30 | N/A | Tower Square Securities | Investors Capital | N/A | N/A | N/A | N/A | N/A | 2010-01-04 | Doug Wallace (Recruiter - Investors Capital) | N/A | N/A | Douglas Wallace | N/A | dwallace@investorscapital.com | N/A | User-submitted | 20100104-Jeff-Engler-Frank-Germano | N/A |
| 1 | 12-21-2009 | James Knee | N/A | N/A | N/A | N/A | $50 | N/A | Cambridge Investment Research | Investors Capital | Melville | NY | N/A | N/A | N/A | 2009-12-21 | Doug Wallace (Recruiter - Investors Capital) | N/A | N/A | Douglas Wallace | N/A | dwallace@investorscapital.com | N/A | User-submitted | 20091221-James-Knee | N/A |
| 1 | 11-23-2009 | James Crosson | N/A | N/A | N/A | N/A | $115 | N/A | LPL Financial | Investors Capital | N/A | N/A | N/A | N/A | N/A | 2009-11-23 | BusinessWire | http://www.businesswire.com/portal/site/home/permalink/?ndmViewId=news_view&newsId=20091123006054&newsLang=en | N/A | James Crosson | N/A | james.crosson@investorscapital.com | N/A | User-submitted | 20091123-James-Crosson | N/A |
| 1 | 03-09-2012 | Joseph Wirbick, Michael Zimmerman, Patrick Cloonan | N/A | N/A | N/A | N/A | $100 | N/A | First Liberties Financial | J.W. Cole Financial | Lancaster | PA | N/A | N/A | N/A | 2012-03-09 | Mike Driskell | http://www.reuters.com/article/idUSN1921914520110119 | N/A | Mike Driskell | N/A | mike.driskell@jw-cole.com | N/A | User-submitted | 20120309-Joseph-Wirbick-Michael-Zimmerman-Patrick-Cloonan | N/A |
| 1 | 08-31-2011 | Peter Sagorski | N/A | N/A | N/A | N/A | $60 | N/A | LPL Financial | J.W. Cole Financial | Baltimore | MD | N/A | N/A | N/A | 2011-08-30 | J.W. Cole Financial | http://www.reuters.com/article/idUSN1917036320101119 | N/A | Mike Driskell | N/A | mike.driskell@jw-cole.com | N/A | User-submitted | 20110831-Peter-Sagorski | N/A |
| 1 | 04-20-2011 | Henry Livingston, Ryan McClelland | N/A | N/A | N/A | N/A | $50 | N/A | Securities America | J.W. Cole Financial | Baton Rouge | LA | N/A | N/A | N/A | 2011-04-20 | N/A | N/A | N/A | Mike Driskell | N/A | mike.driskell@jw-cole.com | N/A | User-submitted | 20110420-Henry-Livingston-Ryan-McClelland | N/A |
| 1 | 01-05-2011 | Beverly Pieper | N/A | N/A | N/A | N/A | $50 | N/A | Multi-Financial Securities | J.W. Cole Financial | Monkton | MD | N/A | N/A | N/A | 2011-01-05 | J.W. Cole Financial | http://www.jw-cole.com | N/A | Christine Baker | N/A | christine.baker@jw-cole.com | N/A | User-submitted | 20110105-Beverly-Pieper | N/A |
| 1 | 12-06-2010 | Kenneth Levin, Reina Schlager, Robert F. Schlager | N/A | N/A | N/A | N/A | $130 | $1 | Cambridge Investment Research | J.W. Cole Financial | Fort Myers | FL | N/A | N/A | N/A | 2010-12-06 | Christine Baker | http://www.jw-cole.com | N/A | Christine Baker | N/A | christine.baker@jw-cole.com | N/A | User-submitted | 20101206-Kenneth-Levin-Reina-Schlager-Robert-F-Schlager | N/A |