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Active Date Adviser(s) Team name Linkedin profile Adviser(s) phone Adviser(s) e-mail AUM ($M) Gross annual production/Trailing-twelve months ($M) Firm leaving Firm joining City State Custodian (if applicable) Company/team website (include http://) Branch Manager Transition date Source name Source URL Summary Contact name Contact phone number Contact e-mail Adviser/team headshot (hi-res .jpg) Submission type GUID Notes
105-28-2013Mark A. JonesonN/AN/AN/AN/A$57$0Multi-Financial SecuritiesBerthel FisherRapid CitySDN/AN/AN/A2013-01-11N/AN/AN/AShelli Brady3194475700sbrady@berthel.comN/AUser-submitted2013-05-28-Mark-A-JonesonN/A
105-28-2013Paul J. DonnellyN/AN/AN/AN/A$200$0William Blair & Co.Robert W. Baird & Co.ChicagoILN/AN/AN/A2013-05-23N/AN/AN/ANick Herff(414) 298-7094nherff@rwbaird.comN/AUser-submitted2013-05-28-Paul-J-DonnellyN/A
105-23-2013Maureen McPeek, Ralph Lynch Jr.Lynch McPeek GroupN/AN/AN/A$480$0Morgan Stanley Smith BarneyWells Fargo AdvisorsGlenviewILN/AN/AN/A2013-05-17N/AN/AN/AN/AN/AN/AN/AInvestmentNews2013-05-23-Lynch-McPeek-GroupN/A
105-23-2013Donnel M. DickersonN/AN/AN/AN/A$100$0Walnut Street SecuritiesSecurities Service NetworkBloomfield HillsMIN/AN/AN/A2013-05-15N/AN/AN/AHeather Mazzouccolo(865) 777-4677heather.mazzouccolo@ssnetwork.comN/AUser-submitted2013-05-23-Donnel-DickersonN/A
105-23-2013Conrad K. BransonN/AN/AN/AN/A$98$0Morgan Stanley Smith BarneyBank of America Merrill LynchMill ValleyCAN/AN/AN/A2013-05-10N/AN/AN/ASusan Atran646-743-0791susan.atran@bankofamerica.comN/AUser-submitted2013-05-23-Conrad-BransonN/A
105-23-2013Peter R. Benington, Steven C. Benington, Steven R. CrossN/AN/AN/AN/A$240$0Morgan Stanley Smith BarneyBank of America Merrill LynchEast LansingMIN/AN/AN/A2013-05-15N/AN/AN/ASusan Atran646-743-0791susan.atran@bankofamerica.comN/AUser-submitted2013-05-23-Peter-Benington-Steven-Benington-Steven-CrossN/A
105-23-2013Michael L. DolleN/AN/AN/AN/A$160$0Wells Fargo AdvisorsBank of America Merrill LynchWinter ParkFLN/AN/AN/A2013-04-30N/AN/AN/ASusan Atran646-743-0791susan.atran@bankofamerica.comN/AUser-submitted2013-05-23-Michael-L-DolleN/A
105-23-2013Lee S. MinskN/AN/AN/AN/A$104$0Wells Fargo AdvisorsBank of America Merrill LynchShort HillsNJN/AN/AN/A2013-04-29N/AN/AN/ASusan Atran646-743-0791susan.atran@bankofamerica.comN/AUser-submitted2013-05-23-Lee-S-MinskN/A
105-17-2013Brett Langer, Keith Bandettini, Beverly Cox, Will GingellThe Summit Financial StrategiesN/AN/AN/A$145$0Walnut Street SecuritiesSCF SecuritiesBeavertonORN/AN/AN/A2013-05-13N/AN/AN/AGrant Cox(559) 456-6100gcox@scfinc.comN/AUser-submitted2013-05-17-Summit-Financial-StrategiesN/A
105-14-2013Gary BouchN/AN/AN/AN/A$57$0Ameriprise FinancialWaddell and ReedLouisvilleKYN/AN/AN/A2013-04-22N/AN/AN/ARoger Hoadley913-236-1993N/AN/AInvestmentNews2013-05-15-Gary-BouchN/A
105-14-2013Tricia GunterN/AN/AN/AN/A$51$0LPL FinancialWaddell and ReedAlbuquerqueNMN/AN/AN/A2013-04-12N/AN/AN/ARoger Hoadley913-236-1993N/AN/AInvestmentNews2013-05-15-Tricia-Gunter N/A
105-14-2013Gerald D. Brennan, James R. Seidel, Lynn L. KittelsonThe Brennan Group N/AN/AN/A$215$0UBS Financial Services, Northern Trust Robert W. Baird & Co.EdinaMNN/AN/AN/A2013-03-18N/AN/AN/ANick Herff414-298-7094NHerff@rwbaird.comN/AUser-submitted2013-05-14-The-Brennan-GroupN/A
105-14-2013Malcolm H. Liles, William N. Liles, Sherri A. MinunnoThe Liles GroupN/AN/AN/A$585$0Morgan Stanley Smith BarneyRobert W. Baird & Co.NashvilleTNN/AN/AN/A2013-05-10N/AN/AN/ANick Herff414-298-7094NHerff@rwbaird.comN/AUser-submitted2013-05-14-The-Liles-GroupN/A
105-08-2013Clay HoffmanN/AN/AN/AN/A$84$0Suntrust Investment ServicesSummit Brokerage ServicesBrunswickGAN/AN/AN/A2013-05-03N/AN/AN/AMindy Clapp561-338-2770mclapp@summitbrokerage.comN/AUser-submitted2013-05-08-Clay-HoffmanN/A
105-07-2013Nicholas T. Barlotta Jr., Daniel R. Cauley, Nicholas T. Barlotta IIIBarlotta Cauley Wealth Management GroupN/AN/AN/A$0$0Wells Fargo AdvisorsBenjamin F. Edwards & Co.DestinFLN/AN/AN/A2013-05-06N/AN/AN/AMargaret Welch314 703-1215margaret@mgwcommunications.comN/AUser-submitted2013-05-07-Barlotta-Cauley-Wealth-Management-GroupN/A
105-07-2013Steven S. PhillipsN/AN/AN/AN/A$0$0Wells Fargo AdvisorsBenjamin F. Edwards & Co.BirminghamALN/AN/AN/A2013-04-19N/AN/AN/AMargaret Welch314 703-1215margaret@mgwcommunications.comN/AUser-submitted2013-05-07-Steven-S-PhillipsN/A
105-07-2013James P. Luttrell Jr., Matthew J. Dahlman, Thomas A. LuttrellLuttrell Financial GroupN/AN/AN/A$0$0Wells Fargo AdvisorsBenjamin F. Edwards & Co.DestinFLN/AN/AN/A2013-05-06N/AN/AN/AMargaret Welch314 703-1215margaret@mgwcommunications.comN/AUser-submitted2013-05-07-Luttrell-Financial-GroupN/A
105-07-2013Paul BagnatoN/AN/AN/AN/A$165$0Wells Fargo AdvisorsMorgan Stanley Smith BarneyMount KiscoNYN/AN/AN/A2013-05-03N/AN/AN/AChristine Jockle914-225-6827Christine.Jockle@morganstanley.comN/AUser-submitted2013-05-07-Paul-BagnatoN/A
105-07-2013Alissa N. CarlossN/AN/AN/AN/A$135$0Stifel Nicolaus & Co.Morgan Stanley Smith BarneyJacksonTNN/AN/AN/A2013-05-03N/AN/AN/AChristine Jockle914-225-6827Christine.Jockle@morganstanley.comN/AUser-submitted2013-05-07-Alissa-N-CarlossN/A
105-02-2013Sean M. MirandaN/AN/AN/AN/A$100$0Raymond JamesHilliard LyonsLouisvilleKYN/AN/AN/A2013-05-01N/AN/AN/AChambers Moore502-588-8416cmoore@hilliard.comN/AUser-submitted2013-05-02-Sean-M-MirandaN/A
105-02-2013Steven J. SmithN/AN/AN/AN/A$100$0Raymond JamesHilliard LyonsLouisvilleKYN/AN/AN/A2013-05-01N/AN/AN/AChambers Moore502-588-8416cmoore@hilliard.com N/AUser-submitted2013-05-02-Steven-J-SmithN/A
105-01-2013Sean C. CartinN/AN/AN/AN/A$0$0Bernstein Global Wealth ManagementEP Wealth AdvisorsSan DiegoCAN/AN/AN/A2013-03-01N/AN/AN/AAlfred Martin913 649-5009almartin@impactcommunications.orgN/AUser-submitted2013-05-01-Sean-C-CartinN/A
105-01-2013Benjamin PorrasN/AN/AN/AN/A$0$0Charles SchwabEP Wealth AdvisorsLos AngelesCAN/AN/AN/A2013-03-01N/AN/AN/AAlfred Martin913 649-5009almartin@impactcommunications.orgN/AUser-submitted2013-05-01-Benjamin-PorrasN/A
105-01-2013Kenneth G. InghamIngham Retirement GroupN/AN/AN/A$1,500$0Sentinel Securities, Inc.LPL FinancialMiamiFLN/AN/AN/A2013-03-01N/AN/AN/ATony Vignieri858 909-6698tony.vignieri@lpl.comN/AInvestmentNews2013-05-01-Ingham-Retirement-GroupN/A
104-30-2013Jay L. GeaslenN/AN/AN/AN/A$194$0Bank of America Merrill LynchAmeriprise FinancialAlpharettaGAN/AN/AN/A2013-04-08N/AN/AN/AChris L. Reese612-678-5410chris.l.reese@ampf.comN/AUser-submitted2013-04-30-Jay-L-GeaslenN/A
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