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Active Date Adviser(s) Team name Linkedin profile Adviser(s) phone Adviser(s) e-mail AUM ($M) Gross annual production/Trailing-twelve months ($M) Firm leaving Firm joining City State Custodian (if applicable) Company/team website (include http://) Branch Manager Transition date Source name Source URL Summary Contact name Contact phone number Contact e-mail Adviser/team headshot (hi-res .jpg) Submission type GUID Notes
107-25-2012Robert Steingold, Geoffrey OrbachN/AN/AN/AN/A$177$1Morgan Stanley Smith BarneyBank of America Merrill LynchTroyMIN/AN/AN/A2012-06-15N/AN/AN/AMatthew Card6174341388matthew.card@bankofamerica.comN/AUser-submitted20120725-Robert-Steingold-Geoffrey-OrbachN/A
107-25-2012Douglas McPherson, Dean RidgwayN/AN/AN/AN/A$148$1Morgan Stanley Smith BarneyBank of America Merrill LynchSan DiegoCAN/AN/AN/A2012-06-29N/AN/AN/AMatthew Card6174341388matthew.card@bankofamerica.comN/AUser-submitted20120725-Douglas-McPherson-Dean-RidgwayN/A
103-14-2012Ryan Baker, Stuart HammN/AN/AN/AN/A$130$0Morgan Stanley Smith BarneyBank of America Merrill LynchFlorenceALN/AN/AN/A2012-03-14N/Ahttp://www.jw-cole.comN/AN/AN/AN/AN/AInvestmentNews20120314-Ryan-Baker-Stuart-HammN/A
103-14-2012Jose Fernandez, Juan AlemanN/AN/AN/AN/A$260$2CitigroupBank of America Merrill LynchSan DiegoCAN/AN/AN/A2012-03-14N/AN/AN/AN/AN/AN/AN/AInvestmentNews20120314-Jose-Fernandez-Juan-AlemanN/A
110-31-2011Bruce Lee, Jim HoesleyN/AN/AN/AN/A$1,200$8Credit Suisse Wealth ServicesBank of America Merrill LynchChicagoILN/AN/AN/A2011-10-31N/Ahttp://online.wsj.com/article/BT-CO-20111031-712838.htmlN/AN/AN/AN/AN/AInvestmentNews20111031-Bruce-Lee-Jim-HoesleyN/A
110-26-2011Leonard KinsmanN/AN/AN/AN/A$113$1Wells Fargo AdvisorsBank of America Merrill LynchStaten IslandNYN/AN/AN/A2011-10-26N/Ahttp://www.investmentnews.com/article/20111025/FREE/111029956N/AN/AN/AN/AN/AInvestmentNews20111026-Leonard-KinsmanN/A
110-26-2011Jeffrey Dinkins, William McGrath, Peter Ianace, Rohit Mehrotra, Jason JaynesN/AN/AN/AN/A$478$4Morgan Stanley Smith BarneyBank of America Merrill LynchPlanoTXN/AN/AN/A2011-10-26N/Ahttp://www.investmentnews.com/article/20111025/FREE/111029956N/AN/AN/AN/AN/AInvestmentNews20111026-Jeffrey-Dinkins-William-McGrath-Peter-Ianace-Rohit-Mehrotra-Jason-JaynesN/A
109-27-2011James WattsN/AN/AN/AN/A$216$0Wells Fargo AdvisorsBank of America Merrill LynchMill ValleyCAN/AN/AN/A2011-09-27N/AN/AN/AN/AN/AN/AN/AInvestmentNews20110927-James-WattsN/A
109-27-2011Michael CirulloN/AN/AN/AN/A$143$1Morgan Stanley Smith BarneyBank of America Merrill LynchHartfordCTN/AN/AN/A2011-09-27N/Ahttp://online.wsj.com/article/BT-CO-20110110-711953.htmlN/AN/AN/AN/AN/AInvestmentNews20110927-Michael-CirulloN/A
109-27-2011Scott Brownell, Neal BurgessN/AN/AN/AN/A$174$0Wells Fargo AdvisorsBank of America Merrill LynchCasperWYN/AN/AN/A2011-09-27N/Ahttp://www.investmentnews.com/article/20101104/FREE/101109953N/AN/AN/AN/AN/AInvestmentNews20110927-Scott-Brownell-Neal-BurgessN/A
109-05-2011Matthew Wallace, Melanie Regner, George Wallace IIIN/AN/AN/AN/A$220$2Morgan Stanley Smith BarneyBank of America Merrill LynchRaleighNCN/AN/AN/A2011-09-06N/AN/AN/AN/AN/AN/AN/AInvestmentNews20110905-Matthew-Wallace-Melanie-Regner-George-Wallace-IIIN/A
108-23-2011Adam GurienN/AN/AN/AN/A$283$3Wells Fargo AdvisorsBank of America Merrill LynchBedminsterNJN/AN/AN/A2011-08-23N/AN/AN/AN/AN/AN/AN/AInvestmentNews20110823-Adam-GurienN/A
107-20-2011Bernard Orbach, Erik Vatter, Matthew GroffN/AN/AN/AN/A$226$2Morgan Stanley Smith BarneyBank of America Merrill LynchHarrisburgPAN/AN/AN/A2011-08-02N/Ahttp://www.investmentnews.com/article/20110802/FREE/110809979N/AN/AN/AN/AN/AInvestmentNews20110720-Bernard-Orbach-Erik-Vatter-Matthew-GroffN/A
107-18-2011John Burns, William Liebowitz, Peter Krones, John ForgatchN/AN/AN/AN/A$277$0UBS Financial ServicesBank of America Merrill LynchPalm BeachFLN/AN/AN/A2011-07-18N/Ahttp://www.investmentnews.com/article/20110718/FREE/110719942N/AN/AN/AN/AN/AInvestmentNews20110718-John-Burns-William-Liebowitz-Peter-Krones-John-ForgatchN/A
107-07-2011James Wolslager IIIN/AN/AN/AN/A$71$0Morgan Stanley Smith BarneyBank of America Merrill LynchAustinTXN/AN/AN/A2011-07-07N/Ahttp://www.investmentnews.com/article/20110802/FREE/110809979N/AN/AN/AN/AN/AInvestmentNews20110707-James-Wolslager-IIIN/A
107-05-2011David MasseyN/AN/AN/AN/A$1,000$0Morgan Stanley Smith BarneyBank of America Merrill LynchCarlsbadCAN/AN/AN/A2011-07-05N/Ahttp://brokercheck.finra.org/Individual/IndividualSummary.aspx?SearchGroup=Individual&FirmKey=-1&BrokerKey=2993074&IndvlBCCtgry=1&IndvlIACtgry=1N/AN/AN/AN/AN/AInvestmentNews20110705-David-MasseyN/A
107-01-2011Tony Murphy, Lewis MatthewsN/AN/AN/AN/A$342$0Wells Fargo AdvisorsBank of America Merrill LynchWalnut CreekCAN/AN/AN/A2011-07-01N/Ahttp://www.investmentnews.com/article/20110802/FREE/110809979N/AN/AN/AN/AN/AInvestmentNews20110701-Tony-Murphy-Lewis-MatthewsN/A
107-01-2011Michael BorzaN/AN/AN/AN/A$174$1UBS Financial ServicesBank of America Merrill LynchVirgina BeachVAN/AN/AN/A2011-07-01N/Ahttp://www.investmentnews.com/article/20110802/FREE/110809979N/AN/AN/AN/AN/AInvestmentNews20110701-Michael-BorzaN/A
106-20-2011Div TelwalaN/AN/AN/AN/A$80$0Morgan Stanley Smith BarneyBank of America Merrill LynchYardleyPAN/AN/AN/A2011-06-20N/Ahttp://www.investmentnews.com/article/20100221/REG/302219972N/ABrian MoriartyN/Abrian.moriarty@ml.comN/AUser-submitted20110620-Div-TelwalaN/A
106-13-2011Christopher BollenbachN/AN/AN/AN/A$117$1UBS Financial ServicesBank of America Merrill LynchCentury CityCAN/AN/AN/A2011-06-13N/Ahttp://brokercheck.finra.org/Individual/IndividualSummary.aspx?SearchGroup=Individual&FirmKey=-1&BrokerKey=4815753&IndvlBCCtgry=1&IndvlIACtgry=1N/AN/AN/AN/AN/AInvestmentNews20110613-Christopher-BollenbachN/A
106-07-2011Matt Burton, John CateN/AN/AN/AN/A$348$0Morgan Stanley Smith BarneyBank of America Merrill LynchIndianapolisINN/AN/AN/A2011-06-07N/Ahttp://www.nasdaq.com/aspx/stock-market-news-story.aspx?storyid=201106071000dowjonesdjonline000183&title=street-movesmerrill-lynch-hires-morgan-stanley-brokersN/AN/AN/AN/AN/AInvestmentNews20110607-Matt-Burton-John-CateN/A
105-05-2011Glenn Samson, Michael KhawN/AN/AN/AN/A$146$2Morgan Stanley Smith BarneyBank of America Merrill LynchWalnut CreekCAN/AN/AN/A2011-04-29N/Ahttp://www.nasdaq.com/aspx/stock-market-news-story.aspx?storyid=201106071000dowjonesdjonline000183&title=street-movesmerrill-lynch-hires-morgan-stanley-brokersN/AN/AN/AN/AN/AInvestmentNews20110505-Glenn-Samson-Michael-KhawN/A
104-29-2011Nicholas Anthony, Robert GottdenerN/AN/AN/AN/A$109$0Deutsche BankBank of America Merrill LynchSanta MonicaCAN/AN/AN/A2011-04-29N/Ahttp://www.investmentnews.com/article/20101012/FREE/101019968N/AN/AN/AN/AN/AInvestmentNews20110429-Nicholas-Anthony-Robert-GottdenerN/A
104-29-2011Wayne AcheyN/AN/AN/AN/A$130$0Morgan Stanley Smith BarneyBank of America Merrill LynchBethlehemPAN/AN/AN/A2011-04-29N/Ahttp://brokercheck.finra.org/Individual/IndividualSummary.aspx?SearchGroup=Individual&FirmKey=-1&BrokerKey=25450&IndvlBCCtgry=1&IndvlIACtgry=-1N/AN/AN/AN/AN/AInvestmentNews20110429-Wayne-AcheyN/A
102-07-2011Charles Slater, Bryan NunbergN/AN/AN/AN/A$101$0Morgan Stanley Smith BarneyBank of America Merrill LynchMontvaleNJN/AN/AN/A2011-02-07N/Ahttp://online.wsj.com/article/BT-CO-20110207-709192.htmlN/AN/AN/AN/AN/AInvestmentNews20110207-Charles-Slater-Bryan-NunbergN/A
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