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Active Date Adviser(s) Team name Linkedin profile Adviser(s) phone Adviser(s) e-mail AUM ($M) Gross annual production/Trailing-twelve months ($M) Firm leaving Firm joining City State Custodian (if applicable) Company/team website (include http://) Branch Manager Transition date Source name Source URL Summary Contact name Contact phone number Contact e-mail Adviser/team headshot (hi-res .jpg) Submission type GUID
104-29-2013Donald A. Jones, Trevor JonesN/AN/AN/AN/AN/AN/AUBS Financial ServicesAmeriprise FinancialFlorham ParkNJN/AN/AN/A2013-04-19N/AN/AN/AChris L. Reese612-678-5410chris.l.reese@ampf.comN/AUser-submitted2013-04-29-Donald-A-Jones-Trevor-JonesN/A
104-16-2013Betsy Dickson , Dawn DicksonDickson Wealth Management TeamN/AN/AN/AN/AN/AUBS Financial ServicesBenjamin F. Edwards & Co.Melbourne FLN/AN/AN/A2013-02-11N/AN/AN/AMagaret Welch314) 703-1215margaret@mgwcommunications.comN/AUser-submitted2013-04-18-Betsy-Dickinson-Dawn-DickinsonN/A
104-16-2013Todd Havill N/AN/AN/AN/A$156N/AUBS Financial ServicesBank of America Merrill LynchWayneNJN/AN/AN/A2013-03-20N/AN/AN/ALauren Sambrotto646-743-0812l.sambrotto@bankofamerica.comN/AUser-submitted2013-04-16-Todd-HavillN/A
102-14-2011Randy RossN/AN/AN/AN/A$60N/AUBS Financial ServicesAegis CapitalNew YorkNYN/AN/AN/A2011-02-14Phil Michalshttp://www.aegiscap.comN/APhil MichalsN/Apmichals@aegiscap.comN/AUser-submitted20110214-Randy-RossN/A
101-13-2012David BoersigN/AN/AN/AN/AN/AN/AUBS Financial ServicesAmeriprise FinancialNew YorkNYN/AN/AN/A2012-01-13N/Ahttp://www.prnewswire.com/news-releases/hightower-announces-new-advisor-team-in-new-york-110963224.htmlN/AN/AN/AN/AN/AInvestmentNews20120113-David-BoersigN/A
108-27-2012Mark KeanN/AN/AN/AN/A$141$2UBS Financial ServicesBank of America Merrill LynchCaryNCN/AN/AN/A2012-08-03N/AN/AN/AMatthew Card617.434.1388matthew.card@bankofamerica.comN/AUser-submitted20120827-Mark-KeanN/A
108-27-2012Lee Miller, Andrew PleatN/AN/AN/AN/A$183$1UBS Financial ServicesBank of America Merrill LynchSaratoga SpringsNYN/AN/AN/A2012-08-10N/AN/AN/AMatthew Card617.434.1388matthew.card@bankofamerica.comN/AUser-submitted20120827-Lee-Miller-Andrew-PleatN/A
107-18-2011John Burns, William Liebowitz, Peter Krones, John ForgatchN/AN/AN/AN/A$277N/AUBS Financial ServicesBank of America Merrill LynchPalm BeachFLN/AN/AN/A2011-07-18N/Ahttp://www.investmentnews.com/article/20110718/FREE/110719942N/AN/AN/AN/AN/AInvestmentNews20110718-John-Burns-William-Liebowitz-Peter-Krones-John-ForgatchN/A
107-01-2011Michael BorzaN/AN/AN/AN/A$174$1UBS Financial ServicesBank of America Merrill LynchVirgina BeachVAN/AN/AN/A2011-07-01N/Ahttp://www.investmentnews.com/article/20110802/FREE/110809979N/AN/AN/AN/AN/AInvestmentNews20110701-Michael-BorzaN/A
106-13-2011Christopher BollenbachN/AN/AN/AN/A$117$1UBS Financial ServicesBank of America Merrill LynchCentury CityCAN/AN/AN/A2011-06-13N/Ahttp://brokercheck.finra.org/Individual/IndividualSummary.aspx?SearchGroup=Individual&FirmKey=-1&BrokerKey=4815753&IndvlBCCtgry=1&IndvlIACtgry=1N/AN/AN/AN/AN/AInvestmentNews20110613-Christopher-BollenbachN/A
111-19-2010Juan CabanasN/AN/AN/AN/A$192$2UBS Financial ServicesBank of America Merrill LynchSan DiegoCAN/AN/AN/A2010-11-19N/Ahttp://www.reuters.com/article/idUSN1917036320101119N/AN/AN/AN/AN/AInvestmentNews20101119-Juan-CabanasN/A
111-19-2010Michael AppelbaumN/AN/AN/AN/A$450$2UBS Financial ServicesBank of America Merrill LynchNew YorkNYN/AN/AN/A2010-11-19N/Ahttp://www.reuters.com/article/idUSN1917036320101119N/AN/AN/AN/AN/AInvestmentNews20101119-Michael-AppelbaumN/A
110-15-2010Jerome Bookstein, Adam BornsteinN/AN/AN/AN/A$170N/AUBS Financial ServicesBank of America Merrill LynchBloomfield HillsMIN/AN/AN/A2010-10-15N/Ahttp://uk.reuters.com/article/idUKN1326092920101013N/AN/AN/AN/AN/AInvestmentNews20101015-Jerome-Bookstein-Adam-BornsteinN/A
105-20-2010Richard Ziegelasch, Wendy HolmesN/AN/AN/AN/A$258N/AUBS Financial ServicesCredit Suisse Wealth ServicesNew YorkNYN/AN/AN/A2010-05-20N/Ahttp://www.fundfire.com/c/113875/4627/credit_suisse_snags_advisorN/AN/AN/AN/AN/AInvestmentNews20100520-Richard-Ziegelasch-Wendy-HolmesN/A
107-02-2012David Molnar, Drew NordlichtThe Molnar/Nordlicht GroupN/AN/AN/A$330N/AUBS Financial ServicesHightower AdvisorsSan DiegoCAN/AN/AN/A2012-07-02Wall Street Journalhttp://www.marketwatch.com/story/hightower-accelerates-west-coast-expansion-with-new-office-in-san-diego-2012-07-02N/ANicole AbbottN/Anabbott@jcprinc.comN/AUser-submitted20120702-David-Molnar-Drew-NordlichtN/A
109-19-2011Jeff Leventhal, Evan NowackN/AN/AN/AN/A$400N/AUBS Financial ServicesHightower AdvisorsBethesdaMDN/AN/AN/A2011-09-19N/Ahttp://www.marketwatch.com/story/hightower-expands-with-new-advisor-team-in-bethesda-md-2011-09-19N/AN/AN/AN/AN/AInvestmentNews20110919-Jeff-Leventhal-Evan-NowackN/A
110-12-2010Mike Deggelman, Chris ParkerN/AN/AN/AN/A$250N/AUBS Financial ServicesHightower AdvisorsMenlo ParkCAN/AN/AN/A2010-10-12N/Ahttp://www.fundfire.com/c/113875/4627/credit_suisse_snags_advisorN/AN/AN/AN/AN/AInvestmentNews20101012-Mike-Deggelman-Chris-ParkerN/A
107-01-2010Andrew Morse, Justin Towey, Bob WhiteN/AN/AN/AN/A$550N/AUBS Financial ServicesHightower AdvisorsNew YorkNYN/AN/AN/A2010-07-01N/AN/AN/AN/AN/AN/AN/AInvestmentNews20100701-Andrew-Morse-Justin-Towey-Bob-WhiteN/A
105-01-2010Pamela Rosenau, Dennis PaulN/AN/AN/AN/A$700N/AUBS Financial ServicesHightower AdvisorsNew YorkNYN/AN/AN/A2010-05-01N/AN/AN/AN/AN/AN/AN/AInvestmentNews20100501-Pamela-Rosenau-Dennis-PaulN/A
111-10-2009Christopher Davis, Matthias KuhlmeyN/AN/AN/AN/A$250N/AUBS Financial ServicesHightower AdvisorsN/AN/AN/AN/AN/A2009-11-10INhttp://www.investmentnews.com/article/20091110/FREE/911109976N/AN/AN/AN/AN/AInvestmentNews20091110-Christopher-Davis-Matthias-KuhlmeyN/A
102-14-2013John KlineN/AN/AN/AN/A$180N/AUBS Financial ServicesJanney Montgomery ScottRaleighNCN/AN/AN/A2013-02-05N/AN/AN/ACarroll Allen919-789-3091N/AN/AInvestmentNews2013-02-14-John-KlineN/A
104-20-2010Tom Bertaut, Chris Carrico, Bill WhitneyN/AN/AN/AN/A$100N/AUBS Financial ServicesMississippi Investment ManagementN/AN/AN/AN/AN/A2010-04-19N/Ahttp://www.investmentnews.com/article/20100419/FREE/100419885/-1/INDaily01N/AN/AN/AN/AN/AInvestmentNews20100420-Tom-Bertaut-Chris-Carrico-Bill-WhitneyN/A
103-05-2013Scott SextonN/AN/AN/AN/A$700N/AUBS Financial ServicesMorgan Stanley Smith BarneyKnoxvilleTNN/AN/AN/A2013-03-01N/AN/AN/AChristine JockleN/AChristine.Jockle@morganstanley.comN/AUser-submitted2013-03-7-Scott-SextonN/A
103-05-2013Roxann Romano, Anthony CatalanoN/AN/AN/AN/AN/AN/AUBS Financial ServicesMorgan Stanley Smith BarneyNew YorkNYN/AN/AN/A2013-03-01N/AN/AN/AChristine JockleN/AChristine.Jockle@morganstanley.comN/AUser-submitted2013-03-7-Roxann-Romano-Anthony-CatalanoN/A
108-20-2012Keith Munera, John WildemoreN/AN/AN/AN/A$315$3UBS Financial ServicesMorgan Stanley Smith BarneyBerwynPAN/AN/AAnthony Favoroso2012-07-18N/AN/AN/AChristine Jockle914 225-6827 Christine.Jockle@morganstanley.comN/AUser-submitted20120820-Keith-Munera-John-WildemoreN/A
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