| 1 | 04-16-2013 | Todd Havill | N/A | N/A | N/A | N/A | $156 | N/A | UBS Financial Services | Bank of America Merrill Lynch | Wayne | NJ | N/A | N/A | N/A | 2013-03-20 | N/A | N/A | N/A | Lauren Sambrotto | 646-743-0812 | l.sambrotto@bankofamerica.com | N/A | User-submitted | 2013-04-16-Todd-Havill | N/A |
| 1 | 04-16-2013 | Jonathan Greer | N/A | N/A | N/A | N/A | $262 | N/A | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | N/A | N/A | N/A | N/A | N/A | 2013-04-05 | N/A | N/A | N/A | Lauren Sambrotto | 646-743-0812 | l.sambrotto@bankofamerica.com | N/A | User-submitted | 2013-04-16-Jonathan-Greer | N/A |
| 1 | 04-16-2013 | Arthur Cahill, Stefen Benincasa | N/A | N/A | N/A | N/A | $290 | N/A | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | Red Bank | NJ | N/A | N/A | N/A | 2013-03-28 | N/A | N/A | N/A | Lauren Sambrotto | 646-743-0812 | l.sambrotto@bankofamerica.com | N/A | User-submitted | 2013-04-16-Arhtur-Cahill-Stefen-Benincasa | N/A |
| 1 | 03-14-2013 | Brian Moore | N/A | N/A | N/A | N/A | $113 | N/A | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | Red Bank | NJ | N/A | N/A | N/A | 2013-02-27 | N/A | N/A | N/A | Lauren Sambrotto | N/A | l.sambrotto@bankofamerica.com | N/A | User-submitted | 2013-03-14-Brian-Moore | N/A |
| 1 | 03-14-2013 | Mark Johnson | N/A | N/A | N/A | N/A | $192 | N/A | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | Bloomington | MN | N/A | N/A | N/A | 2013-02-27 | N/A | N/A | N/A | Lauren Sambrotto | N/A | l.sambrotto@bankofamerica.com | N/A | User-submitted | 2013-03-14-Mark-Johnson | N/A |
| 1 | 02-26-2013 | David Frank, John Judkins | N/A | N/A | N/A | N/A | $168 | N/A | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | Hunt ValleyMA | N/A | N/A | N/A | N/A | 2013-02-01 | N/A | N/A | N/A | Susan Atran | N/A | susan.atran@bankofamerica.com | N/A | User-submitted | 2013-02-26-David-Frank-John-Judkin | N/A |
| 1 | 02-26-2013 | Edward Glenn, Pamela Staples | N/A | N/A | N/A | N/A | $300 | N/A | RBC Wealth Management | Bank of America Merrill Lynch | Austin | TX | N/A | N/A | N/A | 2013-02-15 | N/A | N/A | N/A | Susan Atran | N/A | susan.atran@bankofamerica.com | N/A | User-submitted | 2013-02-26-Edward-Glenn-Pamela-Staples | N/A |
| 1 | 02-26-2013 | Mickey Littmann | N/A | N/A | N/A | N/A | $151 | N/A | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | New York | NY | N/A | N/A | N/A | 2013-02-12 | N/A | N/A | N/A | Susan Atran | N/A | susan.atran@bankofamerica.com | N/A | User-submitted | 2013-02-26-Micket-Littmann | N/A |
| 1 | 02-14-2013 | Quoc (Jon) Pham | N/A | N/A | N/A | N/A | $82 | N/A | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | San Jose | CA | N/A | N/A | N/A | 2013-01-18 | N/A | N/A | N/A | Susan Atran | N/A | susan.atran@bankofamerica.com | N/A | User-submitted | 2013-02-13-Quoc-Jon-Pham | N/A |
| 1 | 02-14-2013 | William Terrell | N/A | N/A | N/A | N/A | $137 | N/A | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | San Francisco | CA | N/A | N/A | N/A | 2013-01-11 | N/A | N/A | N/A | Susan Atran | N/A | susan.atran@bankofamerica.com | N/A | User-submitted | 2103-02-13-William-Terrall | N/A |
| 1 | 02-14-2013 | Kevin Robertson | N/A | N/A | N/A | N/A | $588 | N/A | Piper Jaffrey | Bank of America Merrill Lynch | Portland | OR | N/A | N/A | N/A | 2013-01-24 | N/A | N/A | N/A | Susan Atran | N/A | susan.atran@bankofamerica.com | N/A | User-submitted | 2013-02-13-Kevin-Robertson | N/A |
| 1 | 02-14-2013 | Stephanie Greer | N/A | N/A | N/A | N/A | $189 | N/A | Wells Fargo Advisors | Bank of America Merrill Lynch | Scottsdale | AZ | N/A | N/A | N/A | 2013-01-18 | N/A | N/A | N/A | Susan Atran | N/A | susan.atran@bankofamerica.com | N/A | User-submitted | 2013-03-13-Stephanie-Greer | N/A |
| 1 | 12-17-2012 | Jason Lloyd | N/A | N/A | N/A | N/A | $125 | $1 | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | Ventura Coast | CA | N/A | N/A | N/A | 2012-11-30 | N/A | N/A | N/A | Matthew Card | 617.434.1388 | matthew.card@bankofamerica.com | N/A | User-submitted | 20121217-Jason-Lloyd | N/A |
| 1 | 12-17-2012 | Dan Sandlin | N/A | N/A | N/A | N/A | $151 | $1 | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | Chicago | IL | N/A | N/A | N/A | 2012-11-09 | N/A | N/A | N/A | Matthew Card | 617.434.1388 | matthew.card@bankofamerica.com | N/A | User-submitted | 20121217-Dan-Sandlin | N/A |
| 1 | 12-17-2012 | Christine Reilly | N/A | N/A | N/A | N/A | $159 | $1 | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | Fort Lauderdale | FL | N/A | N/A | N/A | 2012-11-15 | N/A | N/A | N/A | Matthew Card | 617.434.1388 | matthew.card@bankofamerica.com | N/A | User-submitted | 20121217-Christine-Reilly | N/A |
| 1 | 12-17-2012 | David Vallie | N/A | N/A | N/A | N/A | $160 | $1 | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | Grand Blanc | MI | N/A | N/A | N/A | 2012-11-14 | N/A | N/A | N/A | Matthew Card | 617.434.1388 | matthew.card@bankofamerica.com | N/A | User-submitted | 20121217-David-Vallie | N/A |
| 1 | 12-17-2012 | Emory Ragsdale, Wade Myatt, Lynde Jackson | N/A | N/A | N/A | N/A | $152 | $1 | RBC Wealth Management | Bank of America Merrill Lynch | College Station | TX | N/A | N/A | N/A | 2012-11-16 | N/A | N/A | N/A | Matthew Card | 617.434.1388 | matthew.card@bankofamerica.com | N/A | User-submitted | 20121217-Emory-Ragsdale-Wade-Myatt-Lynde-Jackson | N/A |
| 1 | 12-17-2012 | Craig Weinstein | N/A | N/A | N/A | N/A | $174 | $2 | Credit Suisse Wealth Services | Bank of America Merrill Lynch | Dallas | TX | N/A | N/A | N/A | 2012-12-06 | N/A | N/A | N/A | Matthew Card | 617.434.1388 | matthew.card@bankofamerica.com | N/A | User-submitted | 20121217-Craig-Weinstein | N/A |
| 1 | 10-22-2012 | Rebecca Rothstein & Team | N/A | N/A | N/A | N/A | $2,500 | N/A | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | Beverly Hills | CA | N/A | N/A | N/A | 2012-10-19 | N/A | N/A | N/A | Matthew Card | 617.434.1388 | matthew.card@bankofamerica.com | N/A | User-submitted | 20121022-Rebeccca-Rothstein-Team | N/A |
| 1 | 08-27-2012 | Mark Kean | N/A | N/A | N/A | N/A | $141 | $2 | UBS Financial Services | Bank of America Merrill Lynch | Cary | NC | N/A | N/A | N/A | 2012-08-03 | N/A | N/A | N/A | Matthew Card | 617.434.1388 | matthew.card@bankofamerica.com | N/A | User-submitted | 20120827-Mark-Kean | N/A |
| 1 | 08-27-2012 | Lee Miller, Andrew Pleat | N/A | N/A | N/A | N/A | $183 | $1 | UBS Financial Services | Bank of America Merrill Lynch | Saratoga Springs | NY | N/A | N/A | N/A | 2012-08-10 | N/A | N/A | N/A | Matthew Card | 617.434.1388 | matthew.card@bankofamerica.com | N/A | User-submitted | 20120827-Lee-Miller-Andrew-Pleat | N/A |
| 1 | 08-20-2012 | Westcott Jones, Scott Vogel | Swenson Jones & Associates | N/A | N/A | N/A | $1,000 | N/A | Wells Fargo Advisors | Bank of America Merrill Lynch | Wayzata | MN | N/A | N/A | N/A | 2012-08-03 | N/A | N/A | N/A | Matthew Card | 617.434.1388 | matthew.card@bankofamerica.com | N/A | User-submitted | 20120820-Westcott-Jones-Scott-Vogel | N/A |
| 1 | 08-08-2012 | Andrew Cappello, Christie Roberts | N/A | N/A | N/A | N/A | $378 | $5 | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | Tampa | FL | N/A | N/A | N/A | 2012-07-13 | N/A | N/A | N/A | Matthew Card | 617.434.1388 | matthew.card@bankofamerica.com | N/A | User-submitted | 20120808-Andrew-Cappello-Christie-Roberts- | N/A |
| 1 | 07-31-2012 | Matt Celenza, Larry DiGioia | N/A | N/A | N/A | N/A | $790 | $4 | Barclays Wealth | Bank of America Merrill Lynch | Los Angeles | CA | N/A | N/A | N/A | 2012-07-06 | N/A | N/A | N/A | Matthew Card | 6174341388 | matthew.card@bankofamerica.com | N/A | InvestmentNews | 20120731-Matt-Celenza-Larry-DiGioia | N/A |
| 1 | 07-25-2012 | James McKenzie, Ricardo Quiros, Mauricio Rubio | N/A | N/A | N/A | N/A | $235 | $2 | Morgan Stanley Smith Barney | Bank of America Merrill Lynch | Weston | FL | N/A | N/A | N/A | 2012-05-31 | N/A | N/A | N/A | Matthew Card | 6174341388 | matthew.card@bankofamerica.com | N/A | User-submitted | 20120725-James-McKenzie-Ricardo-Quiros-Mauricio-Rubio | N/A |