| Active | Date | Adviser(s) | Team name | Linkedin profile | Adviser(s) phone | Adviser(s) e-mail | AUM ($M) | Gross annual production/Trailing-twelve months ($M) | Firm leaving | Firm joining | City | State | Custodian (if applicable) | Company/team website (include http://) | Branch Manager | Transition date | Source name | Source URL | Summary | Contact name | Contact phone number | Contact e-mail | Adviser/team headshot (hi-res .jpg) | Submission type | GUID | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | 04-02-2013 | Stephen Shipley, Jay Rubottom | N/A | N/A | N/A | N/A | $121 | N/A | Morgan Stanley Smith Barney | Prospera Financial Services | Irving | TX | N/A | N/A | N/A | 2013-03-28 | N/A | N/A | N/A | Grecha Stephens | 972.581.3032 | grecha.stephens@prosperafinancial.com | N/A | User-submitted | 2013-04-02-Stephen-Shipley-Jay-Rubottom | N/A |
| 1 | 09-07-2012 | Jim R. Day | N/A | N/A | N/A | N/A | $54 | N/A | Sanders Morris Harris | Prospera Financial Services | Weatherford | TX | N/A | N/A | N/A | 2012-08-31 | N/A | N/A | N/A | Grecha Stephens | (972) 581-3032 | grecha.stephens@prosperafinancial.com | N/A | User-submitted | 20120907-Jim-Day | N/A |
| 1 | 09-07-2012 | John A. Gilbert | N/A | N/A | N/A | N/A | $80 | N/A | Sanders Morris Harris | Prospera Financial Services | Fort Worth | TX | N/A | N/A | N/A | 2012-08-31 | N/A | N/A | N/A | Grecha Stephens | (972) 581-3032 | grecha.stephens@prosperafinancial.com | N/A | User-submitted | 20120907-John-Gilbert | N/A |
| 1 | 08-02-2012 | Jason L. Steele | N/A | N/A | N/A | N/A | $75 | N/A | Raymond James | Prospera Financial Services | Raleigh | NC | N/A | N/A | N/A | 2012-05-24 | N/A | N/A | N/A | Grecha Stephens | (972) 581-3032 | grecha.stephens@prosperafinancial.com | N/A | User-submitted | 20120802-Jason-L-Steele | N/A |
| 1 | 12-16-2011 | Alex Kine | N/A | N/A | N/A | N/A | $80 | N/A | Huntington Investments | Prospera Financial Services | N/A | N/A | N/A | N/A | N/A | 2011-12-15 | Prospera Financial Services | http://www.joinprospera.com | N/A | Grecha Stephens | N/A | grecha.stephens@prosperafinancial.com | N/A | User-submitted | 20111216-Alex-Kine | N/A |
| 1 | 06-01-2011 | Mark Battalini | N/A | N/A | N/A | N/A | $105 | N/A | RBC Wealth Management | Prospera Financial Services | Pittsburgh | PA | N/A | N/A | N/A | 2011-06-01 | Prospera Financial Services | http://www.joinprospera.com | N/A | Grecha Stephens | N/A | grecha.stephens@prosperafinancial.com | N/A | User-submitted | 20110601-Mark-Battalini | N/A |
| 1 | 05-31-2011 | Jerry Klusener | N/A | N/A | N/A | N/A | $70 | N/A | UMB Financial Services | Prospera Financial Services | Joplin | MO | N/A | N/A | N/A | 2011-05-31 | Prospera Financial Services | http://www.joinprospera.com | N/A | Grecha Stephens | N/A | grecha.stephens@prosperafinancial.com | N/A | User-submitted | 20110531-Jerry-Klusener | N/A |
| 1 | 01-04-2011 | Robert Bennie | N/A | N/A | N/A | N/A | $89 | N/A | LPL Financial | Prospera Financial Services | N/A | N/A | N/A | N/A | N/A | 2011-01-04 | Propsera Financial Services | http://www.prosperafinancial.com | N/A | Grecha Stephens | N/A | grecha.stephens@prosperafinancial.com | N/A | User-submitted | 20110104-Robert-Bennie | N/A |
| 1 | 10-21-2010 | Legacy Wealth Management Group | N/A | N/A | N/A | N/A | $131 | $2 | VSR Financial Services | Prospera Financial Services | Boise | ID | N/A | N/A | N/A | 2010-10-07 | Prospera Financial Services | http://fusionadvisornetwork.com/ | N/A | N/A | N/A | grecha.stephens@prosperafinancial.com | N/A | User-submitted | 20101021-Legacy-Wealth-Management-Group | N/A |
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