Active Date Adviser(s) Team name Linkedin profile Adviser(s) phone Adviser(s) e-mail AUM ($M) Gross annual production/Trailing-twelve months ($M) Firm leaving Firm joining City State Custodian (if applicable) Company/team website (include http://) Branch Manager Transition date Source name Source URL Summary Contact name Contact phone number Contact e-mail Adviser/team headshot (hi-res .jpg) Submission type GUID
105-14-2013Gerald D. Brennan, James R. Seidel, Lynn L. KittelsonThe Brennan Group N/AN/AN/A$215N/AUBS Financial Services, Northern Trust Robert W. Baird & Co.EdinaMNN/AN/AN/A2013-03-18N/AN/AN/ANick Herff414-298-7094NHerff@rwbaird.comN/AUser-submitted2013-05-14-The-Brennan-GroupN/A
105-14-2013Malcolm H. Liles, William N. Liles, Sherri A. MinunnoThe Liles GroupN/AN/AN/A$585N/AMorgan Stanley Smith BarneyRobert W. Baird & Co.NashvilleTNN/AN/AN/A2013-05-10N/AN/AN/ANick Herff414-298-7094NHerff@rwbaird.comN/AUser-submitted2013-05-14-The-Liles-GroupN/A
102-26-2013Kevin PhillipsN/AN/AN/AN/A$105N/AWells Fargo AdvisorsRobert W. Baird & Co.Lake NormanNCN/AN/AN/A2013-02-15N/AN/AN/ANick HerffN/ANherff@rwbaird.comN/AUser-submitted2013-02-26-Kevin-PhillipsN/A
102-26-2013Jospeh A. Lipe, John B. LipeN/AN/AN/AN/A$250N/AMorgan Stanley Smith BarneyRobert W. Baird & Co.CharlotteNCN/AN/AN/A2013-02-15N/AN/AN/ANick HerffN/ANherff@rwbaird.comN/AUser-submitted2013-02-26-Jospeh-Lipe-John-LipeN/A
110-16-2012Jim VermilyeN/AN/AN/AN/A$85N/ALPL FinancialRobert W. Baird & Co.EastonMDN/AN/AN/A2012-08-10N/AN/AN/ANick Herff414-298-7094NHerff@rwbaird.comN/AUser-submitted20121016-Jim-VermilyeN/A
110-16-2012Ken Belter, Will SchafflerThe Belter Schaffler GroupN/AN/AN/A$130N/ACitigroupRobert W. Baird & Co.DallasTXN/AN/AN/A2012-10-11N/AN/AN/ANick Herff414-298-7094NHerff@rwbaird.comN/AUser-submitted20121016-The-Belter-Schaffler-GroupN/A
110-16-2012Jon Narmi, Charlie Narmi, Theresa RynaskiThe Narmi GroupN/AN/AN/A$330N/AMorgan Stanley Smith BarneyRobert W. Baird & Co.OmahaNEN/AN/AN/A2012-09-14N/AN/AN/ANick Herff414-298-7094NHerff@rwbaird.comN/AUser-submitted20121016-The-Narmi-GroupN/A
110-16-2012Fred GartrellN/AN/AN/AN/A$425N/ACharles SchwabRobert W. Baird & Co.Fort WorthTXN/AN/AN/A2012-10-08N/AN/AN/ANick Herff414-298-7094NHerff@rwbaird.comN/AUser-submitted20121016-Fred-GartrellN/A
106-28-2012Jayson BalesN/AN/AN/AN/A$65N/AMML Investors ServicesRobert W. Baird & Co.DallasTXN/AN/AN/A2012-06-28Chicago Tribunehttp://articles.chicagotribune.com/2012-06-26/news/sns-rt-robert-bairdonthemovel2e8hq94d-20120626_1_advisers-morgan-stanley-smith-barney-client-assetsN/AJenna DubrickN/Ajdubrick@rwbaird.comN/AUser-submitted20120628-Jayson-BalesN/A
106-28-2012Matthew Fields, Tonya NicholsThe Fields Nichols GroupN/AN/AN/A$170N/ABank of America Merrill LynchRobert W. Baird & Co.PortlandORN/AN/AN/A2012-06-28Wall Street Journalhttp://www.onwallstreet.com/news/baird-hires-advisors-from-merrill-mssb-jpmorgan-2679585-1.htmlN/AJenna DubrickN/Ajdubrick@rwbaird.comN/AUser-submitted20120628-Matthew-Fields-Tonya-NicholsN/A
106-28-2012Patty EstopinalN/AN/AN/AN/A$175N/AMorgan Stanley Smith BarneyRobert W. Baird & Co.Fair OaksCAN/AN/AN/A2012-06-28N/AN/AN/AJenna DubrickN/Ajdubrick@rwbaird.comN/AUser-submitted20120628-Patty-EstopinalN/A
105-03-2012Douglas W. MabieN/AN/AN/AN/A$800$5William Blair & Co.Robert W. Baird & Co.ChicagoILN/AN/AN/A2012-04-25Robert W. Baird & Co.http://www.rwbaird.comN/AJenna DubrickN/Ajdubrick@rwbaird.comN/AUser-submitted20120503-Douglas-W-MabieN/A
104-27-2012John DuguidN/AN/AN/AN/A$135N/AMorgan Stanley Smith BarneyRobert W. Baird & Co.Pine CityMNN/AN/AN/A2012-04-27N/Ahttp://www.securitiesamerica.comN/AJenna DubrickN/Ajdubrick@rwbaird.comN/AUser-submitted20120427-John-DuguidN/A
104-25-2012Douglas W. MabieN/AN/AN/AN/A$800N/AWilliam Blair & Co.Robert W. Baird & Co.ChicagoILN/AN/AN/A2012-04-25N/Ahttp://www.rwbaird.com/ab/news/baird-news/article.aspx?ID=wUkaXujjDSbhu5cLhaiWtgYOjF7MU22pivXfbSRtuoMhBGGqoXreqKMtPNgJqCfE6EMQRtAlwVc%3dN/AN/AN/AN/AN/AInvestmentNews20120425-Douglas-W-MabieN/A
104-11-2012The RHY GroupN/AN/AN/AN/A$350N/AMorgan Stanley Smith BarneyRobert W. Baird & Co.DenverCON/AN/AN/A2012-02-03Robert W. Baird & Co.http://www.rwbaird.comN/AJenna DubrickN/Ajdubrick@rwbaird.comN/AUser-submitted20120411-The-RHY-GroupN/A
104-11-2012William Norris, Shawn SmithThe Smith Norris GroupN/AN/AN/A$640N/ACharles SchwabRobert W. Baird & Co.BoulderCON/AN/AN/A2011-10-04Robert W. Baird & Co.http://www.rwbaird.comN/AJenna DubrickN/Ajdubrick@rwbaird.comN/AUser-submitted20120411-William-Norris-Shawn-SmithN/A
104-11-2012Scott WoodsN/AN/AN/AN/A$390N/AWells Fargo AdvisorsRobert W. Baird & Co.SarasotaFLN/AN/AN/A2011-07-18Robert W. Baird & Co.http://www.rwbaird.comN/AJenna DubrickN/Ajdubrick@rwbaird.comN/AUser-submitted20120411-Scott-WoodsN/A
104-11-2012The Buskey McGinty GroupN/AN/AN/AN/A$265N/AWells Fargo AdvisorsRobert W. Baird & Co.SarasotaFLN/AN/AN/A2012-03-01Robert W. Baird & Co.http://www.rwbaird.comN/AJenna DubrickN/Ajdubrick@rwbaird.comN/AUser-submitted20120411-The-Buskey-McGinty-GroupN/A
104-11-2012The Allman-Bobbie GroupN/AN/AN/AN/A$150N/AMorgan Stanley Smith BarneyRobert W. Baird & Co.RaleighNCN/AN/AN/A2011-04-25Robert W. Baird & Co.http://www.rwbaird.comN/AJenna DubrickN/Ajdubrick@rwbaird.comN/AUser-submitted20120411-The-Allman-Bobbie-GroupN/A
112-14-2011Neil E. Grant, Luke HallidayN/AN/AN/AN/A$343N/AMorgan Stanley Smith BarneyRobert W. Baird & Co.Fort WorthTXN/AN/AN/A2011-12-14N/Ahttp://www.marketwatch.com/story/securities-america-welcomes-great-plains-financial-group-2012-02-24N/AN/AN/AN/AN/AInvestmentNews20111214-Neil-E-Grant-Luke-HallidayN/A
112-05-2011Daniel J. Cairns, John C. KayN/AN/AN/AN/A$100N/AWells Fargo AdvisorsRobert W. Baird & Co.SacramentoCAN/AN/AN/A2011-12-05N/AN/AN/AN/AN/AN/AN/AInvestmentNews20111205-Daniel-J-Cairns-John-C-KayN/A
110-28-2011Philip HolbertN/AN/AN/AN/A$100N/AMorgan Stanley Smith BarneyRobert W. Baird & Co.DenverCON/AN/AN/A2011-10-28N/Ahttp://www.reuters.com/article/idUSN1917036320101119N/AN/AN/AN/AN/AInvestmentNews20111028-Philip-HolbertN/A
110-21-2011David L. LouthanN/AN/AN/AN/A$80N/AWedbush SecuritiesRobert W. Baird & Co.PortlandORN/AN/AN/A2011-12-05N/Ahttp://www.24-7pressrelease.com/press-release/summit-brokerage-services-welcomes-new-advisors-156786.phpN/AN/AN/AN/AN/AInvestmentNews20111021-David-L-LouthanN/A
110-21-2011Tom ShipleyN/AN/AN/AN/A$135N/AWedbush SecuritiesRobert W. Baird & Co.PortlandORN/AN/AN/A2011-10-21N/AN/AN/AN/AN/AN/AN/AInvestmentNews20111021-Tom-ShipleyN/A
110-05-2011Alexander S. CushnerN/AN/AN/AN/A$300N/ACredit Suisse Wealth ServicesRobert W. Baird & Co.San FranciscoCAN/AN/AN/A2011-10-05N/Ahttp://brokercheck.finra.org/Individual/IndividualSummary.aspx?SearchGroup=Individual&FirmKey=-1&BrokerKey=1876046&IndvlBCCtgry=1&IndvlIACtgry=1N/AN/AN/AN/AN/AInvestmentNews20111005-Alexander-S-CushnerN/A
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