| 1 | 05-08-2013 | Clay Hoffman | N/A | N/A | N/A | N/A | $84 | $0 | Suntrust Investment Services | Summit Brokerage Services | Brunswick | GA | N/A | N/A | N/A | 2013-05-03 | N/A | N/A | N/A | Mindy Clapp | 561-338-2770 | mclapp@summitbrokerage.com | N/A | User-submitted | 2013-05-08-Clay-Hoffman | N/A |
| 1 | 04-03-2013 | Edward Rosenberg, Robert Rosenberg | N/A | N/A | N/A | N/A | $50 | $0 | Waddell and Reed | Summit Brokerage Services | Sarasota | FL | N/A | N/A | N/A | 2013-03-25 | N/A | N/A | N/A | Mindy Clapp | N/A | mclapp@summitbrokerage.com | N/A | User-submitted | 2013-04-04- | Edward-Rosenberg-Robert-Rosenberg |
| 1 | 04-03-2013 | Jerome Repovz | N/A | N/A | N/A | N/A | $55 | $0 | Securities America | Summit Brokerage Services | Brighton | MI | N/A | N/A | N/A | 2012-12-10 | N/A | N/A | N/A | Mindy Clapp | N/A | mclapp@summitbrokerage.com | N/A | User-submitted | 2013-04-04-Jerome-Repovz | N/A |
| 1 | 10-30-2012 | Susan Pearlman, Gregory Kennedy | N/A | N/A | N/A | N/A | $60 | $0 | Raymond James | Summit Brokerage Services | Huntington | NY | N/A | N/A | N/A | 2012-07-20 | N/A | N/A | N/A | Mindy Clapp | N/A | mclapp@summitbrokerage.com | N/A | User-submitted | 20121030-Susan-Pearlman-Gregory-Kennedy | N/A |
| 1 | 06-29-2012 | James Baltzersen | N/A | N/A | N/A | N/A | $51 | $0 | Edward Jones | Summit Brokerage Services | Crown Point | IN | N/A | N/A | N/A | 2102-06-25 | Summit Press Release | http://www.summitbrokerage.com/gettoknowus/New%20Advisor%20Release%202nd%20quarter%202012_FINAL.pdf | N/A | Mindy Clapp | N/A | mclapp@summitbrokerage.com | N/A | User-submitted | 20120629-James-Baltzersen | N/A |
| 1 | 06-20-2012 | Manuel Casares | N/A | N/A | N/A | N/A | $50 | $0 | Wells Fargo Advisors | Summit Brokerage Services | Vero Beach | FL | N/A | N/A | N/A | 2012-03-14 | Summit Press Release | http://www.summitbrokerage.com/gettoknowus/New%20Advisor%20Release%202nd%20quarter%202012_FINAL.pdf | N/A | Mindy Clapp | N/A | mclapp@summitbrokerage.com | N/A | User-submitted | 20120620-Manuel-Casares | N/A |
| 1 | 02-03-2012 | Herbert Allen, III | N/A | N/A | N/A | N/A | $100 | $0 | J.W. Cole Financial | Summit Brokerage Services | N/A | N/A | N/A | N/A | N/A | 2012-01-23 | Summit Press Release | http://www.summitbrokerage.com/H.Allen Release_1.26.12.pdf | N/A | Mindy Clapp | N/A | mclapp@summitbrokerage.com | N/A | User-submitted | 20120203-Herbert-Allen-III | N/A |
| 1 | 10-03-2011 | Ian James | N/A | N/A | N/A | N/A | $65 | $0 | Raymond James | Summit Brokerage Services | Baton Rouge | LA | N/A | N/A | N/A | 2011-10-04 | Company Press Release | http://www.summitbrokerage.com/Press Release OCTOBER 2011.pdf | N/A | Mindy Clapp | N/A | mclapp@summitbrokerage.com | N/A | User-submitted | 20111003-Ian-James | N/A |
| 1 | 09-16-2011 | Michael Fayed | N/A | N/A | N/A | N/A | $93 | $0 | Capital Guardian Wealth Management | Summit Brokerage Services | Belmont | NC | N/A | N/A | N/A | 2011-09-09 | Summit Press Release | http://www.summitbrokerage.com/gettoknowus/M Fayed Release_9 12 11.pdf | N/A | Mindy Clapp | N/A | mclapp@summitbrokerage.com | N/A | User-submitted | 20110916-Michael-Fayed | N/A |
| 1 | 05-26-2011 | Melissa Proffitt | N/A | N/A | N/A | N/A | $50 | $0 | Commerce Brokerage | Summit Brokerage Services | N/A | N/A | N/A | N/A | N/A | 2011-05-26 | Summit Press Release | http://www.summitbrokerage.com/gettoknowus/New Advisor Release May 2011.pdf | N/A | Mindy Clapp | N/A | mclapp@summitbrokerage.com | N/A | User-submitted | 20110526-Melissa-Proffitt | N/A |
| 1 | 04-29-2011 | John Nicolosi, Carl Nicolosi | N/A | N/A | N/A | N/A | $100 | $0 | Commonwealth Financial Network | Summit Brokerage Services | N/A | N/A | N/A | N/A | N/A | 2011-04-11 | Summit Press Release | http://prlog.org/11461104 | N/A | Mindy Clapp | N/A | mclapp@summitbrokerage.com | N/A | User-submitted | 20110429-John-Nicolosi-Carl-Nicolosi | N/A |
| 1 | 04-15-2011 | Alison Janke | N/A | N/A | N/A | N/A | $85 | $0 | Wells Fargo Advisors | Summit Brokerage Services | Port Richey | FL | N/A | N/A | N/A | 2011-04-15 | N/A | http://www.summitbrokerage.com/gettoknowus/newadvisor1.html | N/A | Mindy Clapp | N/A | mclapp@summitbrokerage.com | N/A | User-submitted | 20110415-Alison-Janke | N/A |
| 1 | 04-01-2011 | David Folino | N/A | N/A | N/A | N/A | $124 | $0 | First Global Capital | Summit Brokerage Services | Camarillo | CA | N/A | N/A | N/A | 2011-04-01 | Summit Press Release | http://www.summitbrokerage.com/gettoknowus/newadvisor1.html | N/A | Mindy Clapp | N/A | mclapp@summitbrokerage.com | N/A | User-submitted | 20110401-David-Folino | N/A |
| 1 | 03-10-2011 | Antony Devassy | N/A | N/A | N/A | N/A | $45 | $0 | QA3 Financial Services | Summit Brokerage Services | Lockport | IL | N/A | N/A | N/A | 2011-02-11 | Summit Press Release | http://prlog.org/11237982 | N/A | Mindy Clapp | N/A | mclapp@summitbrokerage.com | N/A | User-submitted | 20110310-Antony-Devassy | N/A |
| 1 | 03-10-2011 | David O'Dell, Brian O'Dell, Michael Erbeck | N/A | N/A | N/A | N/A | $88 | $0 | QA3 Financial Services | Summit Brokerage Services | Shorewood | IL | N/A | N/A | N/A | 2011-02-11 | N/A | http://prlog.org/11237982 | N/A | Mindy Clapp | N/A | mclapp@summitbrokerage.com | N/A | User-submitted | 20110310-David-O'Dell-Brian-O'Dell-Michael-Erbeck | N/A |
| 1 | 01-14-2011 | Kevin O'Malley, Ronald Phillips | N/A | N/A | N/A | N/A | $60 | $0 | Cadaret Grant | Summit Brokerage Services | Beverly Hills | CA | N/A | N/A | David Zimmerman | 2011-01-13 | N/A | N/A | N/A | Patti Astor | N/A | Pastor@summitbrokerage.com | N/A | User-submitted | 20110114-Kevin-O'Malley-Ronald-Phillips | N/A |
| 1 | 09-01-2010 | Michael Segura | N/A | N/A | N/A | N/A | $40 | $0 | Wells Fargo Advisors | Summit Brokerage Services | N/A | N/A | N/A | N/A | N/A | 2010-08-10 | Summit Press Release | http://www.prlog.org/10872138-summit-brokerage-services-welcomes-new-advisors.html | N/A | Mindy Marble | N/A | mmarble@summitbrokerage.com | N/A | User-submitted | 20100901-Michael-Segura | N/A |
| 1 | 08-19-2010 | Diana Plucienkowski | N/A | N/A | N/A | N/A | $50 | $0 | Royal Alliance | Summit Brokerage Services | Davie | FL | N/A | N/A | N/A | 2010-06-18 | Summit Press Release | http://www.prlog.org/10872138-summit-brokerage-services-welcomes-new-advisors.html | N/A | Mindy Marble | N/A | mmarble@summitbrokerage.com | N/A | User-submitted | 20100819-Diana-Plucienkowski | N/A |
| 1 | 08-19-2010 | William Nevitt | N/A | N/A | N/A | N/A | $55 | $0 | UBS Financial Services | Summit Brokerage Services | Boca Raton | FL | N/A | N/A | N/A | 2010-07-30 | Summit Press Release | http://www.prlog.org/10872138-summit-brokerage-services-welcomes-new-advisors.html | N/A | Mindy Marble | N/A | mmarble@summitbrokerage.com | N/A | User-submitted | 20100819-William-Nevitt | N/A |
| 1 | 06-30-2010 | Jon Alin | N/A | N/A | N/A | N/A | $88 | $0 | Raymond James | Summit Brokerage Services | N/A | N/A | N/A | N/A | N/A | 2010-06-30 | Summit Press Release | http://www.prlog.org/10872138-summit-brokerage-services-welcomes-new-advisors.html | N/A | Mindy Marble | N/A | mmarble@summitbrokerage.com | N/A | User-submitted | 20100630-Jon-Alin | N/A |
| 1 | 06-18-2010 | Matthew Agee | N/A | N/A | N/A | N/A | $34 | $0 | Ameriprise Financial | Summit Brokerage Services | N/A | N/A | N/A | N/A | N/A | 2010-06-18 | Summit Press Release | http://www.24-7pressrelease.com/press-release/summit-brokerage-services-welcomes-new-advisors-156786.php | N/A | Mindy Marble | N/A | mmarble@summitbrokerage.com | N/A | User-submitted | 20100618-Matthew-Agee | N/A |
| 1 | 06-18-2010 | William Small | N/A | N/A | N/A | N/A | $25 | $0 | LPL Financial | Summit Brokerage Services | N/A | N/A | N/A | N/A | N/A | 2010-06-18 | Summit Press Release | http://www.24-7pressrelease.com/press-release/summit-brokerage-services-welcomes-new-advisors-156786.php | N/A | Mindy Marble | N/A | mmarble@summitbrokerage.com | N/A | User-submitted | 20100618-William-Small | N/A |
| 1 | 05-11-2010 | D. Allen Blankenship | N/A | N/A | N/A | N/A | $18 | $0 | LPL Financial | Summit Brokerage Services | King of Prussia | PA | N/A | N/A | N/A | 2010-05-11 | Summit Press Release | N/A | N/A | Mindy Marble | N/A | mmarble@summitbrokerage.com | N/A | User-submitted | 20100511-D-Allen-Blankenship | N/A |
| 1 | 04-30-2010 | Douglas Almeida | N/A | N/A | N/A | N/A | $50 | $0 | Wells Fargo Advisors | Summit Brokerage Services | Hot Springs Village | AK | N/A | N/A | Greg Strnadel | 2010-04-30 | Summit Press Release | N/A | N/A | Mindy Marble | N/A | mmarble@summitbrokerage.com | N/A | User-submitted | 20100430-Douglas-Almeida | N/A |
| 1 | 04-28-2010 | Richard Wilson | N/A | N/A | N/A | N/A | $30 | $0 | Umpqua Bank | Summit Brokerage Services | N/A | N/A | N/A | N/A | N/A | 2009-11-09 | Summit Press Release | http://www.24-7pressrelease.com/press-release/summit-brokerage-services-welcomes-new-advisors-123983.php | N/A | Mindy Marble | N/A | mmarble@summitbrokerage.com | N/A | User-submitted | 20100428-Richard-Wilson | N/A |