Active Date Adviser(s) Team name Linkedin profile Adviser(s) phone Adviser(s) e-mail AUM ($M) Gross annual production/Trailing-twelve months ($M) Firm leaving Firm joining City State Custodian (if applicable) Company/team website (include http://) Branch Manager Transition date Source name Source URL Summary Contact name Contact phone number Contact e-mail Adviser/team headshot (hi-res .jpg) Submission type GUID Notes
106-05-2013Stephen J. FishN/AN/AN/AN/A$475$0Hilliard LyonsUBS Financial ServicesCincinnatiOHN/AN/AN/A2013-05-30N/AN/AN/AGregg Rosenberg212-713-8842 Gregg.Rosenberg@ubs.comN/AUser-submitted2013-06-05-Stephen-J-FishN/A
104-05-2013Steven Schultz, Scott MerrillN/AN/AN/AN/A$320$0Morgan Stanley Smith BarneyUBS Financial ServicesPheonixAZN/AN/AN/A2013-04-03N/AN/AN/AN/AN/AN/AN/AUser-submitted2013-04-16-Steven-Schultz-Scott-MerrillN/A
102-06-2013Jamie Hilton, Kara MuselerN/AN/AN/AN/A$300$0Morgan Stanley Smith BarneyUBS Financial ServicesNewport RIN/AN/AN/A2013-02-01N/AN/AN/AAndrew Parish614-824-3173AJParish@axcgi.comN/AUser-submitted2013-02-06-Jamie-Hilton-Kara MuselerN/A
111-06-2012Michael Bulhack, Mario Ponczek, Douglas PonczekN/AN/AN/AN/A$423$2Morgan Stanley Smith BarneyUBS Financial ServicesAventuraFLN/AN/AN/A2012-11-02N/AN/AN/AN/AN/AN/AN/AInvestmentNews20121106-Michael-Bulhack-Mario-Ponczek-Douglas-PonczekN/A
111-01-2012Tom TempleN/AN/AN/AN/A$200$1Bank of America Merrill LynchUBS Financial ServicesNorthbrookILN/AN/AN/A2012-10-18N/AN/AN/AAndrew Parish6148243173ajparish@axcgi.comN/AUser-submitted20121101-Tom-TempleN/A
110-22-2012Timothy J. MulroyN/AN/AN/AN/A$175$1Morgan Stanley Smith BarneyUBS Financial ServicesAtlantaGAN/AN/AN/A2012-10-19N/AN/AN/ARobert Tamarkin678-441-1000Robert.tamarkin@ubs.comN/AUser-submitted20121022-Timothy-MulroyN/A
108-30-2012Myron T. BarkerN/AN/AN/AN/A$200$970Bank of America Merrill LynchUBS Financial ServicesCincinnatiOHN/AN/AN/A2012-08-17N/AN/AN/ADon Nickerson5133694100donald.nickerson@ubs.comN/AUser-submitted20120830-Myron-Tracy-BarkerN/A
108-05-2012Mike Clancy, Brad Anderson, Steve BurchN/AN/AN/AN/A$150$1Bank of America Merrill LynchUBS Financial ServicesLake OswegoORN/Ahttp://financialservicesinc.ubs.com/team/viewpointe/N/A2012-06-18N/AN/AN/AMike Clancy503.603.6901michael.clancy@ubs.comN/AUser-submitted20120805-Mike-Clancy-Brad-Anderson-Steve-BurchN/A
104-13-2012Ellentuck Wealth Management GroupN/AN/AN/AN/A$340$0Morgan Stanley Smith BarneyUBS Financial ServicesFlorham ParkNJN/AN/AN/A2012-04-13N/Ahttp://www.prosperafinancial.comN/AN/AN/AN/AN/AInvestmentNews20120413-Ellentuck-Wealth-Management-GroupN/A
104-13-2012The Pierce/Kyle GroupN/AN/AN/AN/A$236$0Morgan Stanley Smith BarneyUBS Financial ServicesFlorham ParkNJN/AN/AMichael Price2012-04-13N/Ahttp://baltimore.bizjournals.com/baltimore/stories/2010/03/22/smallb6.htmlN/AN/AN/AN/AN/AInvestmentNews20120413-The-Pierce/Kyle-GroupN/A
104-13-2012Wright Ramage Wealth Management GroupN/AN/AN/AN/A$380$0Morgan Stanley Smith BarneyUBS Financial ServicesHudsonNYN/AN/ARobert Lane2012-04-13N/Ahttp://www.reuters.com/article/idUSN1921914520110119N/AN/AN/AN/AN/AInvestmentNews20120413-Wright-Ramage-Wealth-Management-GroupN/A
104-01-2012Palumbo, Short, D'Amato, Dixon GroupN/AN/AN/AN/A$750$4Bank of America Merrill LynchUBS Financial ServicesShort HillsNJN/AN/AN/A2012-04-01N/AN/AN/AN/AN/AN/AN/AInvestmentNews20120401-Palumbo-Short-D'Amato-Dixon-GroupN/A
103-20-2012Matthew Kilgroe, Peter Frantzis,Tommy KidwellN/AN/AN/AN/A$540$4Bank of America Merrill LynchUBS Financial ServicesSt. PetersburgFLN/AN/AGregory Kadet, Complex Director ? Central Florida and Jim Tarantino, Branch Manager2012-03-20N/AN/AN/AN/AN/AN/AN/AInvestmentNews20120320-Matthew-Kilgroe-Peter-FrantzisTommy-KidwellN/A
103-08-2012Larry SchnaidN/AN/AN/AN/A$0$0RBC Wealth ManagementUBS Financial ServicesCentury CityCAN/AN/AN/A2012-03-08N/Ahttp://www.reuters.com/article/2012/03/08/ubsfinancial-idUSL2E8E5ACC20120308N/AN/AN/AN/AN/AInvestmentNews20120308-Larry-SchnaidN/A
103-08-2012James 'Brad' Cross, Brad VannelliN/AN/AN/AN/A$0$0Bank of America Merrill LynchUBS Financial ServicesTroyMIN/AN/AMichael Gatewood2012-03-08N/Ahttp://www.reuters.com/article/2012/03/08/ubsfinancial-idUSL2E8E5ACC20120308N/AN/AN/AN/AN/AInvestmentNews20120308-James-'Brad'-Cross-Brad-VannelliN/A
102-07-2012Steve Eubanks, Michael LappinN/AN/AN/AN/A$750$4Bank of America Merrill LynchUBS Financial ServicesRaleighNCN/AN/AKarl Ruppert2012-02-07N/AN/AN/AN/AN/AN/AN/AInvestmentNews20120207-Steve-Eubanks-Michael-LappinN/A
102-06-2012David ShorrN/AN/AN/AN/A$355$0Morgan Stanley Smith BarneyUBS Financial ServicesNew YorkNYN/AN/AMara Glassel2012-02-07N/AN/AN/AN/AN/AN/AN/AInvestmentNews20120206-David-ShorrN/A
101-27-2012Baldwin, Naples, AssociatesN/AN/AN/AN/A$470$0Bank of America Merrill LynchUBS Financial ServicesPasadenaCAN/AN/ADonald Gorsch2012-01-27N/AN/AN/AN/AN/AN/AN/AInvestmentNews20120127-Baldwin-Naples-AssociatesN/A
101-12-2012Shawn Shafer, James Forsyth, Steven MillerN/AN/AN/AN/A$0$0Morgan Stanley Smith BarneyUBS Financial ServicesEncinoCAN/AN/AN/A2012-01-11N/AN/AN/AN/AN/AN/AN/AInvestmentNews20120112-Shawn-Shafer-James-Forsyth-Steven-MillerN/A
112-14-2011Peter WaldronWaldron Wealth ManagementN/AN/AN/A$59$0Morgan Stanley Smith BarneyUBS Financial ServicesIrvineCAN/AN/AN/A2011-10-27Peter Waldronhttp://www.ubs.com/fa/peterwaldronN/APeter WaldronN/Apeter.waldron@ubs.comN/AUser-submitted20111214-Peter-WaldronN/A
112-09-2011Barry MitchellN/AN/AN/AN/A$290$2Bank of America Merrill LynchUBS Financial ServicesNew YorkNYN/AN/AN/A2011-12-06N/AN/AN/AN/AN/AN/AN/AInvestmentNews20111209-Barry-MitchellN/A
112-06-2011Mario Afram, Carl Ekroth, Harish JashnaniN/AN/AN/AN/A$250$0Morgan Stanley Smith BarneyUBS Financial ServicesParamusNJN/AN/AN/A2011-12-06N/Ahttp://brokercheck.finra.org/Individual/IndividualSummary.aspx?SearchGroup=Individual&FirmKey=-1&BrokerKey=1876046&IndvlBCCtgry=1&IndvlIACtgry=1N/AN/AN/AN/AN/AInvestmentNews20111206-Mario-Afram-Carl-Ekroth-Harish-JashnaniN/A
111-08-2011Ajay Desai, John Staab, Frank PellicoriN/AN/AN/AN/A$1,700$8Morgan Stanley Smith BarneyUBS Financial ServicesN/AN/AN/AN/AN/A2011-11-08MarketWatchhttp://www.marketwatch.com/story/ubs-wealth-management-americas-announces-addition-of-desai-group-to-its-chicago-private-wealth-management-office-2011-11-08N/AN/AN/AN/AN/AInvestmentNews20111108-Ajay-Desai-John-Staab-Frank-PellicoriN/A
109-13-2011Nick Abdy, Jonathan MitchellN/AN/AN/AN/A$308$0Wells Fargo AdvisorsUBS Financial ServicesTusconAZN/AN/AN/A2011-09-13N/Ahttp://www.reuters.com/article/idUSN2926023420100929?type=marketsNewsN/AN/AN/AN/AN/AInvestmentNews20110913-Nick-Abdy-Jonathan-MitchellN/A
108-25-2011Brian ZalewskiN/AN/AN/AN/A$110$1Morgan Stanley Smith BarneyUBS Financial ServicesChicagoILN/AN/AN/A2011-08-25N/Ahttp://www.financialadvisorplacementservices.comN/AN/AN/AN/AN/AInvestmentNews20110825-Brian-ZalewskiN/A
Next Page »

Showing 1 to 25 of 72 entries

Page 1 | 2 | 3