| 1 | 04-25-2013 | Teresa M. Brokaw, Donald G. O'Neal, Trent J. O'Neal | O'Neal & Brokaw Private Retirement Group | N/A | N/A | N/A | $193 | N/A | Bank of America Merrill Lynch | Wells Fargo Advisors | Lynnwood | WA | N/A | N/A | N/A | 2013-04-12 | N/A | N/A | N/A | Erica Vanross | 314-875-4044 | erica.vanross@wellsfargoadvisors.com | N/A | User-submitted | 2013-04-25-ONeal-Brokaw-Private-Retirement-Group | N/A |
| 1 | 04-25-2013 | James P. Butler, James L. Butler, Neil Butler | Butler Wealth Management | N/A | N/A | N/A | $356 | N/A | Bank of America Merrill Lynch | Wells Fargo Advisors | Mercer Island | WA | N/A | N/A | N/A | 2013-03-28 | N/A | N/A | N/A | Erica Vanross | 314-875-4044 | erica.vanross@wellsfargoadvisors.com | N/A | User-submitted | 2013-04-25-Butler-Wealth-Management | N/A |
| 1 | 04-23-2013 | Richard Meadows, Paul Seifert, Micheal Fettig | The Meadows, Seifert. Fettig Group | N/A | N/A | N/A | $266 | N/A | Morgan Stanley Smith Barney | Wells Fargo Advisors | Lakeland | FL | N/A | N/A | N/A | 2013-04-16 | N/A | N/A | N/A | Erica Vanross | (314) 875-7832 | erica.vanross@wellsfargoadvisors.com | N/A | User-submitted | 2013-04-23-Richard-Meadows-Paul-Seifert-Micheal-Fettig | N/A |
| 1 | 04-23-2013 | Gary Pollick | N/A | N/A | N/A | N/A | $178 | N/A | Morgan Stanley Smith Barney | Wells Fargo Advisors | Paramus | NJ | N/A | N/A | N/A | 2013-04-18 | N/A | N/A | N/A | Erica Vanross | (314) 875-7832 | erica.vanross@wellsfargoadvisors.com | N/A | User-submitted | 2013-04-23-Gary-Pollick | N/A |
| 1 | 04-23-2013 | Howard Mirvis, Larry Holmes | The Mirvis-Holmes Group | N/A | N/A | N/A | $220 | N/A | Morgan Stanley Smith Barney | Wells Fargo Advisors | Lutherville | MD | N/A | N/A | N/A | 2013-03-28 | N/A | N/A | N/A | Erica Vanross | (314) 875-7832 | erica.vanross@wellsfargoadvisors.com | N/A | User-submitted | 2013-04-23-Howard-Mirvis-Larry-Holmes | N/A |
| 1 | 04-23-2013 | Betty Schutte-Box | N/A | N/A | N/A | N/A | $112 | N/A | Edward Jones | Wells Fargo Advisors | Richmond | VA | N/A | N/A | N/A | 2013-03-21 | N/A | N/A | N/A | Erica Vanross | (314) 875-7832 | erica.vanross@wellsfargoadvisors.com | N/A | User-submitted | 2013-04-23-Betty-Box | N/A |
| 1 | 04-22-2013 | Greg Bauer | N/A | N/A | N/A | N/A | $75 | N/A | Bank of America Merrill Lynch | Wells Fargo Advisors | West Nyack | NY | N/A | N/A | N/A | 2013-04-19 | N/A | N/A | N/A | Peter Pappas | (516)-308-4817 | Peter@victoriakris.com | N/A | User-submitted | 2013-04-23-Greg-Bauer | N/A |
| 1 | 03-15-2013 | Cynthia M. Boyle, D. Jordan Josey, John N. Boyle | N/A | N/A | N/A | N/A | $125 | N/A | Raymond James | Wells Fargo Advisors | Landrum | SC | N/A | N/A | N/A | 2013-02-15 | N/A | N/A | N/A | Erica Vanross | N/A | erica.vanross@wellsfargoadvisors.com | N/A | User-submitted | 2013-03-15-Cynthia-Boyle-Jordan-Josey-John-Boyle | N/A |
| 1 | 03-15-2013 | Sid Martin, Steve Clark, Wes Kaufman | N/A | N/A | N/A | N/A | $689 | N/A | Bank of America Merrill Lynch | Wells Fargo Advisors | Richmond | VA | N/A | N/A | N/A | 2013-02-22 | N/A | N/A | N/A | Erica Vanross | N/A | erica.vanross@wellsfargoadvisors.com | N/A | User-submitted | 2013-03-15-Sid-Martin-Steve-Clark-Wes-Kaufman | N/A |
| 1 | 03-15-2013 | Evan Meltzer. Edward Hill, Philip Meltzer | N/A | N/A | N/A | N/A | $400 | N/A | Morgan Stanley Smith Barney | Wells Fargo Advisors | Kingston | NY | N/A | N/A | N/A | 2013-03-05 | N/A | N/A | N/A | Erica Vanross | N/A | erica.vanross@wellsfargoadvisors.com | N/A | User-submitted | 2013-03-15-Evan-Meltzer-Edward-Hill-Philip-Meltzer | N/A |
| 1 | 03-15-2013 | Eric Whipple, Stephen Cooper | Cooper Group | N/A | N/A | N/A | $195 | N/A | Morgan Stanley Smith Barney | Wells Fargo Advisors | Troy | MI | N/A | N/A | N/A | 2013-03-08 | N/A | N/A | N/A | Erica Vanross | N/A | erica.vanross@wellsfargoadvisors.com | N/A | User-submitted | 2013-03-15-Eric-Whipple-Stephen-Cooper | N/A |
| 1 | 03-15-2013 | Richard Powell | N/A | N/A | N/A | N/A | $176 | N/A | Morgan Stanley Smith Barney | Wells Fargo Advisors | Troy | MI | N/A | N/A | N/A | 2013-02-15 | N/A | N/A | N/A | Erica Vanross | N/A | erica.vanross@wellsfargoadvisors.com | N/A | User-submitted | 2013-03-15-Richard-Powell | N/A |
| 1 | 03-15-2013 | Geoffrey Silver, Sybil Fields, Adena Smith | Fields, Silver, Smith Group | N/A | N/A | N/A | $950 | N/A | Morgan Stanley Smith Barney | Wells Fargo Advisors | Beverly Hills | CA | N/A | N/A | N/A | 2013-02-15 | N/A | N/A | N/A | Erica Vanross | N/A | erica.vanross@wellsfargoadvisors.com | N/A | User-submitted | 2013-03-15-Geoffrey-Silver-Sybil-Fields-Adena-Smith | N/A |
| 1 | 03-15-2013 | Lisa Kern | N/A | N/A | N/A | N/A | $105 | N/A | Davenport | Wells Fargo Advisors | Richmond | VA | N/A | N/A | N/A | 2013-02-11 | N/A | N/A | N/A | Erica Vanross | N/A | erica.vanross@wellsfargoadvisors.com | N/A | User-submitted | 2013-03-15-lisa-Kern | N/A |
| 1 | 03-15-2013 | John DeLuca, John Fabris | The Alliance Group | N/A | N/A | N/A | $245 | N/A | Morgan Stanley Smith Barney | Wells Fargo Advisors | Garden City | NY | N/A | N/A | N/A | 2013-01-25 | N/A | N/A | N/A | Erica Vanross | N/A | erica.vanross@wellsfargoadvisors.com | N/A | User-submitted | 2013-03-15-John-DeLuca-John-Fabris | N/A |
| 1 | 03-15-2013 | Lisa Turner, Micheal Murrow | N/A | N/A | N/A | N/A | $108 | N/A | Morgan Stanley Smith Barney | Wells Fargo Advisors | Salem | OR | N/A | N/A | N/A | 2013-01-18 | N/A | N/A | N/A | Erica Vanross | N/A | erica.vanross@wellsfargoadvisors.com | N/A | User-submitted | 2013-03-15-Lisa-Turner-Michael-Morrow | N/A |
| 1 | 03-15-2013 | Lawrence Schwartz | N/A | N/A | N/A | N/A | $106 | N/A | Morgan Stanley Smith Barney | Wells Fargo Advisors | Albuquerque | NM | N/A | N/A | N/A | 2013-02-08 | N/A | N/A | N/A | Erica Vanross | N/A | erica.vanross@wellsfargoadvisors.com | N/A | User-submitted | 2013-03-15-Lawrence-Schwartz | N/A |
| 1 | 03-15-2013 | Paul Martin, Alfred Pasaoa, Michael Rowland | The Martin Group | N/A | N/A | N/A | $267 | N/A | Bank of America Merrill Lynch | Wells Fargo Advisors | Pleasonton | CA | N/A | N/A | N/A | 2013-01-11 | N/A | N/A | N/A | Erica Vanross | N/A | erica.vanross@wellsfargoadvisors.com | N/A | User-submitted | 2013-03-15-Paul-Martin-Alfred-Pasaoa-Michael-Rowland | N/A |
| 1 | 03-15-2013 | Tom Wozniak, Doug Freeman | The WS Group | N/A | N/A | N/A | $211 | N/A | Bank of America Merrill Lynch | Wells Fargo Advisors | Missoula | MT | N/A | N/A | N/A | 2013-01-03 | N/A | N/A | N/A | Erica Vanross | N/A | erica.vanross@wellsfargoadvisors.com | N/A | User-submitted | 2013-03-15-Tom-Wozniak-Doug-Freeman | N/A |
| 1 | 03-15-2013 | Melody Foti | N/A | N/A | N/A | N/A | $124 | N/A | Morgan Stanley Smith Barney | Wells Fargo Advisors | Northampton | MA | N/A | N/A | N/A | 2013-01-14 | N/A | N/A | N/A | Erica Vanross | N/A | erica.vanross@wellsfargoadvisors.com | N/A | User-submitted | 2013-03-15-Meody Foti | N/A |
| 1 | 03-15-2013 | Robert McMann | N/A | N/A | N/A | N/A | $163 | N/A | Morgan Stanley Smith Barney | Wells Fargo Advisors | Lake Mary | FL | N/A | N/A | N/A | 2013-03-15 | N/A | N/A | N/A | Scott Fleming | N/A | scott.fleming@wellsfargoadvisors.com | N/A | User-submitted | 2013-03-15-Robert-McMann | N/A |
| 1 | 11-16-2012 | Bradley Gummow | N/A | N/A | N/A | N/A | $100 | N/A | Stifel Nicolaus & Co. | Wells Fargo Advisors | Chicago | IL | N/A | N/A | Kevin Ortmeyer | 2012-10-25 | N/A | N/A | N/A | Erica Van Ross | 3148754404 | erica.vanross@wellsfargoadvisors.com | N/A | User-submitted | 20121116-Bradley-Gummow | N/A |
| 1 | 11-16-2012 | W. Howard Humphrey | N/A | N/A | N/A | N/A | $101 | N/A | Bank of America Merrill Lynch | Wells Fargo Advisors | Parkersburg | WV | N/A | N/A | Charles Capito | 2012-08-24 | N/A | N/A | N/A | Erica Van Ross | 3148754404 | erica.vanross@wellsfargoadvisors.com | N/A | User-submitted | 20121116-W-Howard-Humphrey | N/A |
| 1 | 11-16-2012 | Robert Hart, Thomas Tonkovich | The Hart Investment Group | N/A | N/A | N/A | $107 | N/A | RBC Wealth Management | Wells Fargo Advisors | Spring Lake | NJ | N/A | N/A | John Puzio | 2012-09-15 | N/A | N/A | N/A | Erica Van Ross | 3148754404 | erica.vanross@wellsfargoadvisors.com | N/A | User-submitted | 20121116-The-Hart-Investment-Group | N/A |
| 1 | 11-16-2012 | Rich Ceffalio | N/A | N/A | N/A | N/A | $165 | N/A | UBS Financial Services | Wells Fargo Advisors | Arlington Heights | IL | N/A | N/A | George Styskal | 2012-11-02 | N/A | N/A | N/A | Erica Van Ross | 3148754404 | erica.vanross@wellsfargoadvisors.com | N/A | User-submitted | 20121116-Rich-Ceffalio | N/A |