Results filtered by
Clear all filters
Filters
Active Date Adviser(s) Team name Linkedin profile Adviser(s) phone Adviser(s) e-mail AUM ($M) Gross annual production/Trailing-twelve months ($M) Firm leaving Firm joining City State Custodian (if applicable) Company/team website (include http://) Branch Manager Transition date Source name Source URL Summary Contact name Contact phone number Contact e-mail Adviser/team headshot (hi-res .jpg) Submission type GUID Notes
106-17-2013John B. Lyon, Jeannette M. DobbynThe Lyon Dobbyn Wealth Management GroupN/AN/AN/A$360$0Morgan Stanley Smith BarneyWells Fargo AdvisorsAnaheimCAN/AN/AN/A2013-05-13N/AN/AN/AErica Vanross(314) 875-4044 erica.vanross@wellsfargoadvisors.comN/AUser-submitted2013-06-17-Lyon-Dobbyn-Wealth-Management-GroupN/A
106-17-2013Bruce T. McMillanN/AN/AN/AN/A$105$0Bank of America Merrill LynchWells Fargo AdvisorsSan FranciscoCAN/AN/AN/A2013-04-26N/AN/AN/AErica Vanross(314) 875-4044 erica.vanross@wellsfargoadvisors.comN/AUser-submitted2013-06-17-Bruce-T-McMillanN/A
106-14-2013Wayne C. BestN/AN/AN/AN/A$75$0Morgan Stanley Smith BarneyLaSalle St. SecuritiesSan RafaelCAN/AN/AN/A2013-06-07N/AN/AN/AMark Contey630-600-0360Mark@LaSalleSt.comN/AUser-submitted2013-06-14-Wayne-C-BestN/A
105-23-2013Conrad K. BransonN/AN/AN/AN/A$98$0Morgan Stanley Smith BarneyBank of America Merrill LynchMill ValleyCAN/AN/AN/A2013-05-10N/AN/AN/ASusan Atran646-743-0791susan.atran@bankofamerica.comN/AUser-submitted2013-05-23-Conrad-BransonN/A
105-01-2013Sean C. CartinN/AN/AN/AN/A$0$0Bernstein Global Wealth ManagementEP Wealth AdvisorsSan DiegoCAN/AN/AN/A2013-03-01N/AN/AN/AAlfred Martin913 649-5009almartin@impactcommunications.orgN/AUser-submitted2013-05-01-Sean-C-CartinN/A
105-01-2013Benjamin PorrasN/AN/AN/AN/A$0$0Charles SchwabEP Wealth AdvisorsLos AngelesCAN/AN/AN/A2013-03-01N/AN/AN/AAlfred Martin913 649-5009almartin@impactcommunications.orgN/AUser-submitted2013-05-01-Benjamin-PorrasN/A
104-25-2013David H. RascoeN/AN/AN/AN/A$80$0Wells Fargo AdvisorsMorgan Stanley Smith BarneySan DiegoCAN/AN/AN/A2013-02-15N/AN/AN/AChristine Jockle914 225 6827Christine.Jockle@morganstanley.comN/AUser-submitted2013-04-25-David-H-Rascoe N/A
104-25-2013Thomas J. McCann Jr.N/AN/AN/AN/A$200$0Bank of America Merrill LynchMorgan Stanley Smith BarneyLa JollaCAN/AN/AN/A2013-04-19N/AN/AN/AChristine Jockle914 225 6827Christine.Jockle@morganstanley.comN/AUser-submitted2013-04-25-Thomas-J-McCann-JrN/A
103-15-2013Geoffrey Silver, Sybil Fields, Adena SmithFields, Silver, Smith GroupN/AN/AN/A$950$0Morgan Stanley Smith BarneyWells Fargo AdvisorsBeverly HillsCAN/AN/AN/A2013-02-15N/AN/AN/AErica VanrossN/Aerica.vanross@wellsfargoadvisors.comN/AUser-submitted2013-03-15-Geoffrey-Silver-Sybil-Fields-Adena-SmithN/A
103-15-2013Paul Martin, Alfred Pasaoa, Michael RowlandThe Martin GroupN/AN/AN/A$267$0Bank of America Merrill LynchWells Fargo AdvisorsPleasontonCAN/AN/AN/A2013-01-11N/AN/AN/AErica VanrossN/Aerica.vanross@wellsfargoadvisors.comN/AUser-submitted2013-03-15-Paul-Martin-Alfred-Pasaoa-Michael-RowlandN/A
103-30-2012Charles HartN/AN/AN/AN/A$114$0VSR Financial ServicesAmeriprise FinancialN/ACAN/AN/AN/A2012-03-30N/AN/AN/AN/AN/AN/AN/AInvestmentNews20120330-Charles-HartN/A
102-17-2012Aaron WolsonN/AN/AN/AN/A$52$0Wells Fargo AdvisorsAmeriprise FinancialMenlo ParkCAN/AN/AN/A2012-02-17N/AN/AN/AChris ReeseN/Achris.l.reese@ampf.comN/AUser-submitted20120217-Aaron-WolsonN/A
102-14-2013Quoc (Jon) PhamN/AN/AN/AN/A$82$0Morgan Stanley Smith BarneyBank of America Merrill LynchSan Jose CAN/AN/AN/A2013-01-18N/AN/AN/ASusan AtranN/Asusan.atran@bankofamerica.comN/AUser-submitted2013-02-13-Quoc-Jon-PhamN/A
102-14-2013William TerrellN/AN/AN/AN/A$137$0Morgan Stanley Smith BarneyBank of America Merrill LynchSan FranciscoCAN/AN/AN/A2013-01-11N/AN/AN/ASusan AtranN/Asusan.atran@bankofamerica.comN/AUser-submitted2103-02-13-William-TerrallN/A
112-17-2012Jason LloydN/AN/AN/AN/A$125$1Morgan Stanley Smith BarneyBank of America Merrill LynchVentura CoastCAN/AN/AN/A2012-11-30N/AN/AN/AMatthew Card617.434.1388matthew.card@bankofamerica.comN/AUser-submitted20121217-Jason-LloydN/A
110-22-2012Rebecca Rothstein & TeamN/AN/AN/AN/A$2,500$0Morgan Stanley Smith BarneyBank of America Merrill LynchBeverly HillsCAN/AN/AN/A2012-10-19N/AN/AN/AMatthew Card617.434.1388matthew.card@bankofamerica.comN/AUser-submitted20121022-Rebeccca-Rothstein-TeamN/A
107-31-2012Matt Celenza, Larry DiGioiaN/AN/AN/AN/A$790$4Barclays WealthBank of America Merrill LynchLos AngelesCAN/AN/AN/A2012-07-06N/AN/AN/AMatthew Card6174341388matthew.card@bankofamerica.comN/AInvestmentNews20120731-Matt-Celenza-Larry-DiGioiaN/A
107-25-2012Douglas McPherson, Dean RidgwayN/AN/AN/AN/A$148$1Morgan Stanley Smith BarneyBank of America Merrill LynchSan DiegoCAN/AN/AN/A2012-06-29N/AN/AN/AMatthew Card6174341388matthew.card@bankofamerica.comN/AUser-submitted20120725-Douglas-McPherson-Dean-RidgwayN/A
103-14-2012Jose Fernandez, Juan AlemanN/AN/AN/AN/A$260$2CitigroupBank of America Merrill LynchSan DiegoCAN/AN/AN/A2012-03-14N/AN/AN/AN/AN/AN/AN/AInvestmentNews20120314-Jose-Fernandez-Juan-AlemanN/A
109-27-2011James WattsN/AN/AN/AN/A$216$0Wells Fargo AdvisorsBank of America Merrill LynchMill ValleyCAN/AN/AN/A2011-09-27N/AN/AN/AN/AN/AN/AN/AInvestmentNews20110927-James-WattsN/A
107-05-2011David MasseyN/AN/AN/AN/A$1,000$0Morgan Stanley Smith BarneyBank of America Merrill LynchCarlsbadCAN/AN/AN/A2011-07-05N/Ahttp://brokercheck.finra.org/Individual/IndividualSummary.aspx?SearchGroup=Individual&FirmKey=-1&BrokerKey=2993074&IndvlBCCtgry=1&IndvlIACtgry=1N/AN/AN/AN/AN/AInvestmentNews20110705-David-MasseyN/A
107-01-2011Tony Murphy, Lewis MatthewsN/AN/AN/AN/A$342$0Wells Fargo AdvisorsBank of America Merrill LynchWalnut CreekCAN/AN/AN/A2011-07-01N/Ahttp://www.investmentnews.com/article/20110802/FREE/110809979N/AN/AN/AN/AN/AInvestmentNews20110701-Tony-Murphy-Lewis-MatthewsN/A
106-13-2011Christopher BollenbachN/AN/AN/AN/A$117$1UBS Financial ServicesBank of America Merrill LynchCentury CityCAN/AN/AN/A2011-06-13N/Ahttp://brokercheck.finra.org/Individual/IndividualSummary.aspx?SearchGroup=Individual&FirmKey=-1&BrokerKey=4815753&IndvlBCCtgry=1&IndvlIACtgry=1N/AN/AN/AN/AN/AInvestmentNews20110613-Christopher-BollenbachN/A
105-05-2011Glenn Samson, Michael KhawN/AN/AN/AN/A$146$2Morgan Stanley Smith BarneyBank of America Merrill LynchWalnut CreekCAN/AN/AN/A2011-04-29N/Ahttp://www.nasdaq.com/aspx/stock-market-news-story.aspx?storyid=201106071000dowjonesdjonline000183&title=street-movesmerrill-lynch-hires-morgan-stanley-brokersN/AN/AN/AN/AN/AInvestmentNews20110505-Glenn-Samson-Michael-KhawN/A
104-29-2011Nicholas Anthony, Robert GottdenerN/AN/AN/AN/A$109$0Deutsche BankBank of America Merrill LynchSanta MonicaCAN/AN/AN/A2011-04-29N/Ahttp://www.investmentnews.com/article/20101012/FREE/101019968N/AN/AN/AN/AN/AInvestmentNews20110429-Nicholas-Anthony-Robert-GottdenerN/A
Next Page »

Showing 1 to 25 of 130 entries

Page 1 | 2 | 3 | 4 | 5 | 6