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Active Date Adviser(s) Team name Linkedin profile Adviser(s) phone Adviser(s) e-mail AUM ($M) Gross annual production/Trailing-twelve months ($M) Firm leaving Firm joining City State Custodian (if applicable) Company/team website (include http://) Branch Manager Transition date Source name Source URL Summary Contact name Contact phone number Contact e-mail Adviser/team headshot (hi-res .jpg) Submission type GUID
105-07-2013Paul BagnatoN/AN/AN/AN/A$165N/AWells Fargo AdvisorsMorgan Stanley Smith BarneyMount KiscoNYN/AN/AN/A2013-05-03N/AN/AN/AChristine Jockle914-225-6827Christine.Jockle@morganstanley.comN/AUser-submitted2013-05-07-Paul-BagnatoN/A
104-22-2013Greg BauerN/AN/AN/AN/A$75N/ABank of America Merrill LynchWells Fargo AdvisorsWest NyackNYN/AN/AN/A2013-04-19N/AN/AN/APeter Pappas(516)-308-4817Peter@victoriakris.comN/AUser-submitted2013-04-23-Greg-BauerN/A
103-15-2013Evan Meltzer. Edward Hill, Philip MeltzerN/AN/AN/AN/A$400N/AMorgan Stanley Smith BarneyWells Fargo AdvisorsKingstonNYN/AN/AN/A2013-03-05N/AN/AN/AErica VanrossN/Aerica.vanross@wellsfargoadvisors.comN/AUser-submitted2013-03-15-Evan-Meltzer-Edward-Hill-Philip-MeltzerN/A
103-15-2013John DeLuca, John FabrisThe Alliance GroupN/AN/AN/A$245N/AMorgan Stanley Smith BarneyWells Fargo AdvisorsGarden CityNYN/AN/AN/A2013-01-25N/AN/AN/AErica VanrossN/Aerica.vanross@wellsfargoadvisors.comN/AUser-submitted2013-03-15-John-DeLuca-John-FabrisN/A
103-18-2010Edward Sokolosky, Shane SullivanN/AN/AN/AN/A$50$1Wells Fargo AdvisorsA.G. Edwards & SonsHudsonNYN/AN/ARobert Lane2010-03-18N/AN/AN/AChris RadfordN/Acradford@vsrfs.comN/AUser-submitted20100318-Edward-Sokolosky-Shane-SullivanN/A
109-20-2011David DruckerN/AN/AN/AN/AN/A$1OppenheimerAegis CapitalNew YorkNYN/AN/AN/A2011-09-20Phil Michalshttp://www.aegiscap.com/upload/files/annuncemtn%20DD.pdfN/APhil MichalsN/Apmichals@aegiscap.comN/AUser-submitted20110920-David-DruckerN/A
107-11-2011Stanley Crouch, Victor SaulN/AN/AN/AN/A$250N/AHerbert J. Sims & Co.Aegis CapitalNew YorkNYN/AN/AN/A2011-07-11Phil Michalshttp://www.aegiscap.com/upload/files/Crouch.pdfN/APhil MichalsN/Apmichals@aegiscap.comN/AUser-submitted20110711-Stanley-Crouch-Victor-SaulN/A
104-15-2011Robert MillstoneN/AN/AN/AN/A$100N/ABishop RosenAegis CapitalNew YorkNYN/AN/AN/A2011-04-15Phil MichalsN/AN/APhil MichalsN/Apmichals@aegiscap.comN/AUser-submitted20110415-Robert-MillstoneN/A
104-11-2011Daniel FreedmanN/AN/AN/AN/A$60$1Bishop RosenAegis CapitalNew YorkNYN/AN/AN/A2011-04-12Phil Michalshttp://www.aegiscap.com/upload/files/announcement-dan%20(3).pdfN/APhil MichalsN/Apmichals@aegiscap.comN/AUser-submitted20110411-Daniel-FreedmanN/A
102-14-2011Randy RossN/AN/AN/AN/A$60N/AUBS Financial ServicesAegis CapitalNew YorkNYN/AN/AN/A2011-02-14Phil Michalshttp://www.aegiscap.comN/APhil MichalsN/Apmichals@aegiscap.comN/AUser-submitted20110214-Randy-RossN/A
112-09-2010Michael Moss, Phil SmolowitzN/AN/AN/AN/A$150$1Stifel Nicolaus & Co.Aegis CapitalNew YorkNYN/AN/AN/A2010-12-09Aegis CapitalN/AN/APhil MichalsN/Apmichals@aegiscap.comN/AUser-submitted20101209-Michael-Moss-Phil-SmolowitzN/A
103-22-2012Mark BrellisN/AN/AN/AN/A$81N/AMorgan Stanley Smith BarneyAmeriprise FinancialMelvilleNYN/AN/AN/A2012-03-16N/Ahttp://www.marketwire.com/press-release/New-Atlanta-Branch-Makes-Ten-for-Brokerage-Benjamin-F-Edwards-Co-1288310.htmN/AChris ReeseN/Achris.l.reese@ampf.comN/AUser-submitted20120322-Mark-BrellisN/A
101-13-2012David BoersigN/AN/AN/AN/AN/AN/AUBS Financial ServicesAmeriprise FinancialNew YorkNYN/AN/AN/A2012-01-13N/Ahttp://www.prnewswire.com/news-releases/hightower-announces-new-advisor-team-in-new-york-110963224.htmlN/AN/AN/AN/AN/AInvestmentNews20120113-David-BoersigN/A
110-13-2011Sheila SpicehandlerN/AN/AN/AN/A$200N/AMorgan Stanley Smith BarneyAmeriprise FinancialRye BrookNYN/AN/AN/A2011-10-03N/Ahttp://www.ameripriseadvisors.com/geri.e.pell/N/AApril K. LangusN/Aapril.k.langus@ampf.comN/AUser-submitted20111013-Sheila-SpicehandlerN/A
102-26-2013Mickey LittmannN/AN/AN/AN/A$151N/AMorgan Stanley Smith BarneyBank of America Merrill LynchNew YorkNYN/AN/AN/A2013-02-12N/AN/AN/ASusan AtranN/Asusan.atran@bankofamerica.comN/AUser-submitted2013-02-26-Micket-LittmannN/A
108-27-2012Lee Miller, Andrew PleatN/AN/AN/AN/A$183$1UBS Financial ServicesBank of America Merrill LynchSaratoga SpringsNYN/AN/AN/A2012-08-10N/AN/AN/AMatthew Card617.434.1388matthew.card@bankofamerica.comN/AUser-submitted20120827-Lee-Miller-Andrew-PleatN/A
110-26-2011Leonard KinsmanN/AN/AN/AN/A$113$1Wells Fargo AdvisorsBank of America Merrill LynchStaten IslandNYN/AN/AN/A2011-10-26N/Ahttp://www.investmentnews.com/article/20111025/FREE/111029956N/AN/AN/AN/AN/AInvestmentNews20111026-Leonard-KinsmanN/A
111-19-2010Michael AppelbaumN/AN/AN/AN/A$450$2UBS Financial ServicesBank of America Merrill LynchNew YorkNYN/AN/AN/A2010-11-19N/Ahttp://www.reuters.com/article/idUSN1917036320101119N/AN/AN/AN/AN/AInvestmentNews20101119-Michael-AppelbaumN/A
105-16-2012Darin LaubN/AN/AN/AN/AN/AN/AMorgan Stanley Smith BarneyBarclays WealthNew YorkNYN/AN/AN/A2012-05-16N/Ahttp://online.wsj.com/article/BT-CO-20100126-713497.htmlN/AN/AN/AN/AN/AInvestmentNews20120516-Darin-LaubN/A
105-16-2012Gannon McCafferyN/AN/AN/AN/AN/AN/ADeutsche BankBarclays WealthNew YorkNYN/AN/AN/A2012-05-16N/AN/AN/AN/AN/AN/AN/AInvestmentNews20120516-Gannon-McCafferyN/A
105-16-2012Mark LeytonN/AN/AN/AN/AN/AN/ADeutsche BankBarclays WealthNew YorkNYN/AN/AN/A2012-05-16N/AN/AN/AN/AN/AN/AN/AInvestmentNews20120516-Mark-LeytonN/A
105-16-2012Zach ShillingfordN/AN/AN/AN/AN/AN/ADeutsche BankBarclays WealthNew YorkNYN/AN/AN/A2012-05-16N/AN/AN/AN/AN/AN/AN/AInvestmentNews20120516-Zach-ShillingfordN/A
105-20-2010Richard Ziegelasch, Wendy HolmesN/AN/AN/AN/A$258N/AUBS Financial ServicesCredit Suisse Wealth ServicesNew YorkNYN/AN/AN/A2010-05-20N/Ahttp://www.fundfire.com/c/113875/4627/credit_suisse_snags_advisorN/AN/AN/AN/AN/AInvestmentNews20100520-Richard-Ziegelasch-Wendy-HolmesN/A
102-06-2012Larry KingN/AN/AN/AN/A$1,200N/AMorgan Stanley Smith BarneyDynasty Financial PartnersSaratoga SpringsNYN/AN/AN/A2012-02-06N/Ahttp://www.marketwatch.com/story/dynasty-financial-partners-welcomes-king-wealth-management-group-to-its-network-of-independent-advisors-2012-02-06N/AN/AN/AN/AN/AInvestmentNews20120206-Larry-KingN/A
112-05-2010Michael C. BrownN/AN/AN/AN/A$5,900N/AU.S. Trust Bank of America Private Wealth ManagementDynasty Financial PartnersNew YorkNYN/AN/AN/A2010-12-06N/Ahttp://www.investmentnews.com/article/20101206/FREE/101209959/0/REGN/AN/AN/AN/AN/AInvestmentNews20101205-Michael-C-BrownN/A
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