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Active Date Adviser(s) Team name Linkedin profile Adviser(s) phone Adviser(s) e-mail AUM ($M) Gross annual production/Trailing-twelve months ($M) Firm leaving Firm joining City State Custodian (if applicable) Company/team website (include http://) Branch Manager Transition date Source name Source URL Summary Contact name Contact phone number Contact e-mail Adviser/team headshot (hi-res .jpg) Submission type GUID
104-02-2013Stephen Shipley, Jay RubottomN/AN/AN/AN/A$121N/AMorgan Stanley Smith BarneyProspera Financial ServicesIrvingTXN/AN/AN/A2013-03-28N/AN/AN/AGrecha Stephens972.581.3032grecha.stephens@prosperafinancial.comN/AUser-submitted2013-04-02-Stephen-Shipley-Jay-RubottomN/A
103-28-2013Roger W HarringtonN/AN/AN/AN/A$65N/AMorgan Stanley Smith BarneyWilliams Financial GroupDallasTXN/AN/AN/A2013-03-22N/AN/AN/AN/AN/AN/AN/AInvestmentNews2013-03-28-Roger-HarringtonN/A
111-09-2011Allan RaubN/AN/AN/AN/A$105N/AVSR Financial ServicesAmeriprise FinancialFort WorthTXN/AN/AN/A2011-11-09N/AN/AN/AN/AN/AN/AN/AInvestmentNews20111109-Allan-RaubN/A
110-20-2011Bruce McGaughN/AN/AN/AN/A$100N/ARBC Wealth ManagementAmeriprise FinancialHoustonTXN/AN/AN/A2011-10-20BrokerCheckhttp://brokercheck.finra.org/Individual/IndividualSummary.aspx?SearchGroup=Individual&FirmKey=-1&BrokerKey=1268028&IndvlBCCtgry=1&IndvlIACtgry=1N/AN/AN/AN/AN/AInvestmentNews20111020-Bruce-McGaughN/A
102-26-2013Edward Glenn, Pamela StaplesN/AN/AN/AN/A$300N/ARBC Wealth ManagementBank of America Merrill LynchAustinTXN/AN/AN/A2013-02-15N/AN/AN/ASusan AtranN/Asusan.atran@bankofamerica.comN/AUser-submitted2013-02-26-Edward-Glenn-Pamela-StaplesN/A
112-17-2012Emory Ragsdale, Wade Myatt, Lynde JacksonN/AN/AN/AN/A$152$1RBC Wealth ManagementBank of America Merrill LynchCollege StationTXN/AN/AN/A2012-11-16N/AN/AN/AMatthew Card617.434.1388matthew.card@bankofamerica.comN/AUser-submitted20121217-Emory-Ragsdale-Wade-Myatt-Lynde-JacksonN/A
112-17-2012Craig WeinsteinN/AN/AN/AN/A$174$2Credit Suisse Wealth ServicesBank of America Merrill LynchDallasTXN/AN/AN/A2012-12-06N/AN/AN/AMatthew Card617.434.1388matthew.card@bankofamerica.comN/AUser-submitted20121217-Craig-WeinsteinN/A
110-26-2011Jeffrey Dinkins, William McGrath, Peter Ianace, Rohit Mehrotra, Jason JaynesN/AN/AN/AN/A$478$4Morgan Stanley Smith BarneyBank of America Merrill LynchPlanoTXN/AN/AN/A2011-10-26N/Ahttp://www.investmentnews.com/article/20111025/FREE/111029956N/AN/AN/AN/AN/AInvestmentNews20111026-Jeffrey-Dinkins-William-McGrath-Peter-Ianace-Rohit-Mehrotra-Jason-JaynesN/A
107-07-2011James Wolslager IIIN/AN/AN/AN/A$71N/AMorgan Stanley Smith BarneyBank of America Merrill LynchAustinTXN/AN/AN/A2011-07-07N/Ahttp://www.investmentnews.com/article/20110802/FREE/110809979N/AN/AN/AN/AN/AInvestmentNews20110707-James-Wolslager-IIIN/A
104-01-2011Mike Jacobs, Eric InmanN/AN/AN/AN/AN/A$1SecureVestCapital Guardian Wealth ManagementSan AntonioTXN/AN/AN/A2011-04-01Capital Guardianhttp://www.americanchronicle.com/articles/yb/145431636N/ATony MontanariN/Atony@capitalguardianllc.comN/AUser-submitted20110401-Mike-Jacobs-Eric-InmanN/A
103-23-2011The Income Solutions GroupN/AN/AN/AN/AN/A$1Laidlaw & Co.Capital Guardian Wealth ManagementBoerneTXN/AN/AN/A2011-03-23Capital Guardianhttp://www.thestreet.com/story/11003663/1/capital-guardian-wealth-management-continues-growth-with-boerne-tx-office.htmlN/ATony MontanariN/Atony@capitalguardianllc.comN/AUser-submitted20110323-The-Income-Solutions-GroupN/A
109-16-2010Frank Hogan, David Andrew, David SearlsN/AN/AN/AN/A$300$3Goldman SachsCredit Suisse Wealth ServicesHoustonTXN/AN/AN/A2010-09-16N/Ahttp://www.fundfire.com/c/117480/11271/credit_suisse_snares_goldman_advisor_teamN/AN/AN/AN/AN/AInvestmentNews20100916-Frank-Hogan-David-Andrew-David-SearlsN/A
105-11-2010Erin BotsfordN/AN/AN/AN/A$750$3FSC SecuritiesDeWaay Financial NetworkFriscoTXN/AN/AN/A2010-05-11N/Ahttp://www.investmentnews.com/article/20100511/FREE/100519970N/AN/AN/AN/AN/AInvestmentNews20100511-Erin-BotsfordN/A
101-13-2012Keith Patterson, Frank RichardsonN/AN/AN/AN/A$60N/AGeneos Wealth ManagementInvestacorpHoustonTXN/AN/AN/A2012-01-12Brian Kovenerhttp://www.investacorp.comN/ABrian KovenerN/Abkovener@investacorp.comN/AUser-submitted20120113-Keith-Patterson-Frank-RichardsonN/A
106-16-2011Willie HowardN/AN/AN/AN/A$50N/AEdward JonesInvestacorpRichmondTXN/AN/AN/A2011-06-16Brian Kovenerhttp://www.investacorp.comN/ABrian KovenerN/Abkovener@investacorp.comN/AUser-submitted20110616-Willie-HowardN/A
111-13-2012Level Four GroupN/AN/AN/AN/A$1,000N/ALincoln FinancialLPL FinancialPlanoTXN/AN/AN/A2012-11-13N/AN/AN/AN/AN/AN/AN/AInvestmentNews20121113-Level-Four-GroupN/A
105-11-2012Erin BotsfordN/AN/AN/AN/A$560N/ADeWaay Financial NetworkLPL FinancialFriscoTXN/AN/AN/A2012-05-11N/Ahttp://www.investmentnews.com/article/20120511/FREE/120519983N/AN/AN/AN/AN/AInvestmentNews20120511-Erin-BotsfordN/A
107-18-2012Javier Vargas, Ramon PerezN/AN/AN/AN/A$300$4UBS Financial ServicesMorgan Stanley Smith BarneyHoustonTXN/AN/AN/A2012-05-25Morgan Stanley lands big broker teams from Merrill, UBShttp://www.reuters.com/article/2012/07/18/morgan-stanley-idUSL2E8IIDAM20120718N/AN/AN/AN/AN/AInvestmentNews20120718-Javier-VargasRamon-PerezN/A
105-02-2012Frank Bagrier, Wes CoyleN/AN/AN/AN/A$135$1UBS Financial ServicesMorgan Stanley Smith BarneyWoodlandsTXN/AN/AJason Jones2012-05-02N/Ahttp://www.rwbaird.comN/AN/AN/AN/AN/AInvestmentNews20120502-Frank-Bagrier-Wes-CoyleN/A
101-10-2012Scott Fortney, Grant FortneyN/AN/AN/AN/A$885$8Bank of America Merrill LynchMorgan Stanley Smith BarneyHoustonTXN/AN/AN/A2012-01-10N/AN/AN/AN/AN/AN/AN/AInvestmentNews20120110-Scott-Fortney-Grant-FortneyN/A
111-22-2011Joseph Neuhaus, Karen JankowskiN/AN/AN/AN/A$284N/ARBC Wealth ManagementMorgan Stanley Smith BarneyHoustonTXN/AN/AN/A2011-11-22N/Ahttp://www.thestreet.com/story/11003663/1/capital-guardian-wealth-management-continues-growth-with-boerne-tx-office.htmlN/AN/AN/AN/AN/AInvestmentNews20111122-Joseph-Neuhaus-Karen-JankowskiN/A
111-03-2011Mark D. Rosenberg, Fred Weingart, Tina-Marie Bryant, Roberta BermanN/AN/AN/AN/A$152$5UBS Financial ServicesMorgan Stanley Smith BarneyDallasTXN/AN/AN/A2011-11-03N/Ahttp://uk.reuters.com/article/idUKN1520568520100715N/AChristy PollakN/AChristine.Pollak@morganstanley.comN/AUser-submitted20111103-Mark-D-Rosenberg-Fred-Weingart-Tina-Marie-Bryant-Roberta-BermanN/A
110-04-2011The Gift Hamilton TeamN/AN/AN/AN/A$259$1RBC Wealth ManagementMorgan Stanley Smith BarneyHoustonTXN/AN/AN/A2011-10-04N/AN/AN/AN/AN/AN/AN/AInvestmentNews20111004-The-Gift-Hamilton-TeamN/A
111-17-2010Ronald Kern, Rollins Rubsamen Jr., W. Joseph Sammons, Myrteel WardN/AN/AN/AN/A$3,400N/AWFG InvestmentsMorgan Stanley Smith BarneySan AntonioTXN/AN/AN/A2010-11-17N/Ahttp://online.wsj.com/article/BT-CO-20101117-711119.htmlN/AN/AN/AN/AN/AInvestmentNews20101117-Ronald-Kern-Rollins-Rubsamen-Jr-W-Joseph-Sammons-Myrteel-WardN/A
109-07-2012Jim R. DayN/AN/AN/AN/A$54N/ASanders Morris HarrisProspera Financial ServicesWeatherfordTXN/AN/AN/A2012-08-31N/AN/AN/AGrecha Stephens(972) 581-3032grecha.stephens@prosperafinancial.comN/AUser-submitted20120907-Jim-DayN/A
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