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Active Date Adviser(s) Team name Linkedin profile Adviser(s) phone Adviser(s) e-mail AUM ($M) Gross annual production/Trailing-twelve months ($M) Firm leaving Firm joining City State Custodian (if applicable) Company/team website (include http://) Branch Manager Transition date Source name Source URL Summary Contact name Contact phone number Contact e-mail Adviser/team headshot (hi-res .jpg) Submission type GUID
108-23-2012John CartolanoN/AN/AN/AN/A$200N/ALPL FinancialAmeriprise FinancialScottsdaleAZN/AN/AN/A2012-08-17N/AN/AN/AChris L. Reese612.678.5410chris.l.reese@ampf.comN/AUser-submitted20120823-John-CartolanoN/A
108-21-2012John Lupi and AssociatesN/AN/AN/AN/A$101N/AWells Fargo AdvisorsAmeriprise FinancialColts NeckNJN/AN/AN/A2012-08-14N/AN/AN/AChris L. Reese612.678.5410chris.l.reese@ampf.comN/AUser-submitted20120821-John-Lupi-and-AssociatesN/A
108-21-2012James Marchesi and AssociatesN/AN/AN/AN/A$115N/ALPL FinancialAmeriprise FinancialChesterNJN/AN/AN/A2012-08-17N/AN/AN/AChris L. Reese612.678.5410chris.l.reese@ampf.comN/AUser-submitted20120821-James-Marchesi-and-AssociatesN/A
110-22-2012Rebecca Rothstein & TeamN/AN/AN/AN/A$2,500N/AMorgan Stanley Smith BarneyBank of America Merrill LynchBeverly HillsCAN/AN/AN/A2012-10-19N/AN/AN/AMatthew Card617.434.1388matthew.card@bankofamerica.comN/AUser-submitted20121022-Rebeccca-Rothstein-TeamN/A
108-27-2012Mark KeanN/AN/AN/AN/A$141$2UBS Financial ServicesBank of America Merrill LynchCaryNCN/AN/AN/A2012-08-03N/AN/AN/AMatthew Card617.434.1388matthew.card@bankofamerica.comN/AUser-submitted20120827-Mark-KeanN/A
108-27-2012Lee Miller, Andrew PleatN/AN/AN/AN/A$183$1UBS Financial ServicesBank of America Merrill LynchSaratoga SpringsNYN/AN/AN/A2012-08-10N/AN/AN/AMatthew Card617.434.1388matthew.card@bankofamerica.comN/AUser-submitted20120827-Lee-Miller-Andrew-PleatN/A
108-20-2012Westcott Jones, Scott Vogel Swenson Jones & AssociatesN/AN/AN/A$1,000N/AWells Fargo AdvisorsBank of America Merrill LynchWayzataMNN/AN/AN/A2012-08-03N/AN/AN/AMatthew Card617.434.1388matthew.card@bankofamerica.comN/AUser-submitted20120820-Westcott-Jones-Scott-VogelN/A
109-17-2012Kevin Stophel, Matthew McCoyN/AN/AN/AN/A$90N/ABank of America Merrill LynchConcert Wealth ManagementChattanoogaTNN/AN/AN/A2012-09-13N/AN/AN/AFelipe Luna (CEO of Concert Global Group Ltd.)N/AN/AN/AInvestmentNews20120917-Kevin-Stophel-Matthew-McCoyN/A
111-07-2012Waldron GroupN/AN/AN/AN/A$1,200N/ALPL FinancialFidelityBridgevillePAN/AN/AN/A2012-11-06N/AN/AN/ARIAbiz dotcom858-450-9606info@www.riabiz.comN/AUser-submitted20121107-Waldron-GroupN/A
109-14-2012Marty Dean, Judy OlschofkaN/AN/AN/AN/A$61$1Centaurus FinancialFSC SecuritiesPenn LairdVAN/AN/AN/A2012-08-30N/AN/AN/ALinda Malamut3107726533lmalamut@safg.comN/AUser-submitted20120914-Marty-Dean-Judy-OlschofkaN/A
109-14-2012Eric Burton, Ronald WhittinghamN/AN/AN/AN/A$250$4LPL FinancialFSC SecuritiesTinley ParkILN/AN/AN/A2012-09-14N/AN/AN/ALinda Malamut3107726533lmalamut@safg.comN/AUser-submitted20120914-Eric-Burton-Ronald-WhittinghamN/A
109-04-2012Hugh Anderson, Sheila Delutri Anderson & DelutriN/AN/AN/A$450N/ABank of America Merrill LynchHightower AdvisorsLas VegasNVN/AN/AN/A2012-08-31N/AN/AN/ANicole Abbott973-850-7315 nabbott@jcprinc.comN/AUser-submitted20120904-Anderson-and-DelutriN/A
109-04-2012Mike PeQueen, Ned Evans, Adam ThurgoodMNA GroupN/AN/AN/A$340N/ABank of America Merrill LynchHightower AdvisorsLas VegasNVN/AN/AN/A2012-08-31N/AN/AN/ANicole Abbott973-850-7315 nabbott@jcprinc.comN/AUser-submitted20120904-MNA-GroupN/A
108-20-2012Matt Dillig, Ted BowenThe Dillig Bowen GroupN/AN/AN/A$1,000N/ACredit Suisse Wealth ServicesHightower AdvisorsChicagoILN/AN/AN/A2012-08-17N/AN/AN/ANicole Abbott973-850-7315 nabbott@jcprinc.comN/AUser-submitted20120820-Matt-Dillig-Ted-BowenN/A
110-19-2012Robert G. BernardinN/AN/AN/AN/A$300N/AMorgan Stanley Smith BarneyHilliard LyonsEvansvilleINN/AN/AN/A2012-10-19N/AN/AN/AChambers MooreN/Acmoore@hilliard.comN/AUser-submitted20121019-Robert-BernardinN/A
109-17-2012Francis VitellaroN/AN/AN/AN/A$65$0Wells Fargo AdvisorsInvestacorpPrincetonNJN/AN/AN/A2012-09-14N/AN/AN/ABrian Kovener786-350-1884bkovener@investacorp.comN/AUser-submitted20120917-Francis-VitellaroN/A
108-21-2012John Eric NewellN/AN/AN/AN/A$76N/ABancwest Investment ServicesInvestment Centers of AmericaCasperWYN/AN/AN/A2102-08-20N/AN/AN/AEric Newell(307) 268-7373Eric.Newell@investmentcenters.comN/AUser-submitted20120821-John-NewellN/A
109-10-2012Dan Chabott, Michael Ingenito, Terry Seely, Robert Kelly, Richard DarrowN/AN/AN/AN/A$65$1Royal AllianceInvestors CapitalNorthfieldMAN/AN/AN/A2012-08-22N/AN/AN/APeter Acciavatti7814774768pacciavatti@investorscapital.comN/AUser-submitted20120910-Dan-Chabott-Michael-Ingenito-Terry-Seely-Robert-Kelly-Ricahrd-DarrowN/A
110-01-2012Jonathan MadriganoN/AN/AN/AN/A$2,000N/AMorgan Stanley Smith BarneyJPMorgan Chase & Co.New YorkNYN/AN/AN/A2012-09-28N/AN/AN/AN/AN/AN/AN/AInvestmentNews20120928-Jonathan-MadriganoN/A
111-13-2012Mark Cortazzo, Nicholas Spagnoletti Jr., Jay LaMalfa, Thomas MoyerMacro Consulting GroupN/AN/AN/A$650N/ASII InvestmentsLPL FinancialParsippanyNJN/AN/AN/A2012-11-08N/AN/AN/AMatthew Griffes206-402-5853mgriffes@haventower.comN/AUser-submitted20121113-Macro-Consulting-GroupN/A
111-13-2012Level Four GroupN/AN/AN/AN/A$1,000N/ALincoln FinancialLPL FinancialPlanoTXN/AN/AN/A2012-11-13N/AN/AN/AN/AN/AN/AN/AInvestmentNews20121113-Level-Four-GroupN/A
111-07-2012Mark Elston, Dave Quinn, Jim Elston, Tiffany Del SantoN/AN/AN/AN/A$185N/AWells Fargo AdvisorsLPL FinancialRenoNVN/AN/AN/A2012-10-15N/AN/AN/AN/AN/AN/AN/AInvestmentNews20121107-Mark-Elston-Dave-Quinn-Jim-Elston-Tiffany-Del-SantoN/A
110-24-2012Gerber Kawasaki Wealth & Investment ManagementN/AN/AN/AN/A$175N/ASagePoint FinancialLPL FinancialSanta MonicaCAN/AN/AN/A2012-10-22N/Ahttp://www.prnewswire.com/news-releases/lpl-financial-welcomes-gerber-kawasaki-wealth--investment-management-to-broker-dealer-and-hybrid-ria-platforms-175587671.htmlN/AMatthew Griffes206-402-5853mgriffes@haventower.comN/AUser-submitted20121024-Gerber-KawasakiN/A
110-17-2012Capstone Affluent StrategiesN/AN/AN/AN/A$450N/APrudential FinancialLPL FinancialNewport BeachCAN/AN/AN/A2012-10-17N/AN/AN/AGregg Dinino619-730-9623gregg@kcdpr.comN/AUser-submitted20121017-Capstone-Affluent-StrategiesN/A
110-02-2012Washington Wealth ManagementN/AN/AN/AN/A$750N/ASpire Investment PartnersLPL FinancialSan DiegoCAN/AN/AN/A2012-10-02N/AN/AN/AJoseph Kuo(206) 420 385jkuo@haventower.com N/AInvestmentNews20121002-Washington-Wealth-ManagementN/A
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