| Active | Date | Adviser(s) | Team name | Linkedin profile | Adviser(s) phone | Adviser(s) e-mail | AUM ($M) | Gross annual production/Trailing-twelve months ($M) | Firm leaving | Firm joining | City | State | Custodian (if applicable) | Company/team website (include http://) | Branch Manager | Transition date | Source name | Source URL | Summary | Contact name | Contact phone number | Contact e-mail | Adviser/team headshot (hi-res .jpg) | Submission type | GUID | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | 07-18-2012 | Sheldon Hechtman, Ellen Klersfeld | N/A | N/A | N/A | N/A | $211 | $2 | UBS Financial Services | Morgan Stanley Smith Barney | Boca Raton | FL | N/A | N/A | Michael Higgins | 2012-06-28 | Morgan Stanley lands big broker teams from Merrill, UBS | http://www.reuters.com/article/2012/07/18/morgan-stanley-idUSL2E8IIDAM20120718 | N/A | N/A | N/A | N/A | N/A | InvestmentNews | 20120718-Sheldon-HechtmanEllen-Klersfeld | N/A |
| 1 | 07-23-2012 | Thomas McDavid | N/A | N/A | N/A | N/A | $300 | $2 | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | Atlanta | GA | N/A | N/A | Michael Outlaw | 2012-06-22 | Morgan Stanley hires veteran Merrill Lynch advisers | http://www.reuters.com/article/2012/07/23/morgan-stanley-idUSL2E8IJHO520120723 | N/A | N/A | N/A | N/A | N/A | InvestmentNews | 20120723-Thomas-McDavid | N/A |
| 1 | 11-06-2012 | Michael Bulhack, Mario Ponczek, Douglas Ponczek | N/A | N/A | N/A | N/A | $423 | $2 | Morgan Stanley Smith Barney | UBS Financial Services | Aventura | FL | N/A | N/A | N/A | 2012-11-02 | N/A | N/A | N/A | N/A | N/A | N/A | N/A | InvestmentNews | 20121106-Michael-Bulhack-Mario-Ponczek-Douglas-Ponczek | N/A |
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