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Active Date Adviser(s) Team name Linkedin profile Adviser(s) phone Adviser(s) e-mail AUM ($M) Gross annual production/Trailing-twelve months ($M) Firm leaving Firm joining City State Custodian (if applicable) Company/team website (include http://) Branch Manager Transition date Source name Source URL Summary Contact name Contact phone number Contact e-mail Adviser/team headshot (hi-res .jpg) Submission type GUID
103-18-2010Edward Sokolosky, Shane SullivanN/AN/AN/AN/A$50$1Wells Fargo AdvisorsA.G. Edwards & SonsHudsonNYN/AN/ARobert Lane2010-03-18N/AN/AN/AChris RadfordN/Acradford@vsrfs.comN/AUser-submitted20100318-Edward-Sokolosky-Shane-SullivanN/A
109-20-2011David DruckerN/AN/AN/AN/AN/A$1OppenheimerAegis CapitalNew YorkNYN/AN/AN/A2011-09-20Phil Michalshttp://www.aegiscap.com/upload/files/annuncemtn%20DD.pdfN/APhil MichalsN/Apmichals@aegiscap.comN/AUser-submitted20110920-David-DruckerN/A
104-11-2011Daniel FreedmanN/AN/AN/AN/A$60$1Bishop RosenAegis CapitalNew YorkNYN/AN/AN/A2011-04-12Phil Michalshttp://www.aegiscap.com/upload/files/announcement-dan%20(3).pdfN/APhil MichalsN/Apmichals@aegiscap.comN/AUser-submitted20110411-Daniel-FreedmanN/A
112-09-2010Michael Moss, Phil SmolowitzN/AN/AN/AN/A$150$1Stifel Nicolaus & Co.Aegis CapitalNew YorkNYN/AN/AN/A2010-12-09Aegis CapitalN/AN/APhil MichalsN/Apmichals@aegiscap.comN/AUser-submitted20101209-Michael-Moss-Phil-SmolowitzN/A
110-26-2011Leonard KinsmanN/AN/AN/AN/A$113$1Wells Fargo AdvisorsBank of America Merrill LynchStaten IslandNYN/AN/AN/A2011-10-26N/Ahttp://www.investmentnews.com/article/20111025/FREE/111029956N/AN/AN/AN/AN/AInvestmentNews20111026-Leonard-KinsmanN/A
109-27-2011Michael CirulloN/AN/AN/AN/A$143$1Morgan Stanley Smith BarneyBank of America Merrill LynchHartfordCTN/AN/AN/A2011-09-27N/Ahttp://online.wsj.com/article/BT-CO-20110110-711953.htmlN/AN/AN/AN/AN/AInvestmentNews20110927-Michael-CirulloN/A
107-01-2011Michael BorzaN/AN/AN/AN/A$174$1UBS Financial ServicesBank of America Merrill LynchVirgina BeachVAN/AN/AN/A2011-07-01N/Ahttp://www.investmentnews.com/article/20110802/FREE/110809979N/AN/AN/AN/AN/AInvestmentNews20110701-Michael-BorzaN/A
106-13-2011Christopher BollenbachN/AN/AN/AN/A$117$1UBS Financial ServicesBank of America Merrill LynchCentury CityCAN/AN/AN/A2011-06-13N/Ahttp://brokercheck.finra.org/Individual/IndividualSummary.aspx?SearchGroup=Individual&FirmKey=-1&BrokerKey=4815753&IndvlBCCtgry=1&IndvlIACtgry=1N/AN/AN/AN/AN/AInvestmentNews20110613-Christopher-BollenbachN/A
110-01-2010Louis CappitelliN/AN/AN/AN/A$110$1Morgan Stanley Smith BarneyBank of America Merrill LynchJuniperFLN/AN/AN/A2010-10-01N/Ahttp://online.wsj.com/article/BT-CO-20101001-706851.htmlN/AN/AN/AN/AN/AInvestmentNews20101001-Louis-CappitelliN/A
110-01-2010Christine HeimN/AN/AN/AN/A$178$1Wells Fargo AdvisorsBank of America Merrill LynchMorristownNJN/AN/AN/A2010-10-01N/Ahttp://online.wsj.com/article/BT-CO-20101001-706851.htmlN/AN/AN/AN/AN/AInvestmentNews20101001-Christine-HeimN/A
110-01-2010Michael LehmanN/AN/AN/AN/A$154$1Wells Fargo AdvisorsBank of America Merrill LynchFlorhamNJN/AN/AN/A2010-10-01N/Ahttp://online.wsj.com/article/BT-CO-20101001-706851.htmlN/AN/AN/AN/AN/AInvestmentNews20101001-Michael-LehmanN/A
105-04-2010Rebecca FrazierN/AN/AN/AN/AN/A$1Edward JonesBank of America Merrill LynchN/AN/AN/AN/AN/A2010-05-04N/Ahttp://www.investmentnews.com/article/20100504/FREE/100509962/-1/INDaily01N/AN/AN/AN/AN/AInvestmentNews20100504-Rebecca-FrazierN/A
103-22-2010Daniel HonanN/AN/AN/AN/A$180$1Morgan Stanley Smith BarneyBank of America Merrill LynchN/AN/AN/AN/AN/A2010-03-22Dow Joneshttp://online.wsj.com/article/BT-CO-20100322-709931.html?mod=WSJ_latestheadlinesN/AN/AN/AN/AN/AInvestmentNews20100322-Daniel-HonanN/A
106-16-2010Don Milich, Clifford WangN/AN/AN/AN/A$750$1Morgan Stanley Smith BarneyBarclays WealthAtlantaGAN/AN/AN/A2010-06-16N/Ahttp://www.investmentnews.com/article/20100617/FREE/100619922N/AN/AN/AN/AN/AInvestmentNews20100616-Don-Milich-Clifford-WangN/A
104-01-2011Mike Jacobs, Eric InmanN/AN/AN/AN/AN/A$1SecureVestCapital Guardian Wealth ManagementSan AntonioTXN/AN/AN/A2011-04-01Capital Guardianhttp://www.americanchronicle.com/articles/yb/145431636N/ATony MontanariN/Atony@capitalguardianllc.comN/AUser-submitted20110401-Mike-Jacobs-Eric-InmanN/A
103-23-2011The Income Solutions GroupN/AN/AN/AN/AN/A$1Laidlaw & Co.Capital Guardian Wealth ManagementBoerneTXN/AN/AN/A2011-03-23Capital Guardianhttp://www.thestreet.com/story/11003663/1/capital-guardian-wealth-management-continues-growth-with-boerne-tx-office.htmlN/ATony MontanariN/Atony@capitalguardianllc.comN/AUser-submitted20110323-The-Income-Solutions-GroupN/A
102-18-2011Matthew Levens, Todd KlingN/AN/AN/AN/AN/A$1Financial Network InvestmentFirst Midwest SecuritiesNew YorkNYN/AN/AN/A2011-02-18First Midwest Securitieshttp://www.firstmidwestsecurities.comN/AJustin BolmgrenN/Ajbolmgren@firstmidwestsecurities.comN/AUser-submitted20110218-Matthew-Levens-Todd-KlingN/A
110-20-2011Frank Rapini, Curt SimonsenN/AN/AN/AN/A$100$1Hornor Townsend & KentInvestacorpN/AN/AN/AN/AN/A2011-10-20Brian Kovenerhttp://www.investacorp.comN/ABrian KovenerN/Abkovener@investacorp.comN/AUser-submitted20111020-Frank-Rapini-Curt-SimonsenN/A
104-08-2010Northeast Investment Advisors LLCN/AN/AN/AN/A$100$1B.B. GrahamInvestors CapitalBoulderCON/AN/AN/A2010-04-08Press Releasehttp://www.rwbaird.comN/AN/AN/AN/AN/AInvestmentNews20100408-Northeast-Investment-Advisors-LLCN/A
112-06-2010Kenneth Levin, Reina Schlager, Robert F. SchlagerN/AN/AN/AN/A$130$1Cambridge Investment ResearchJ.W. Cole FinancialFort MyersFLN/AN/AN/A2010-12-06Christine Bakerhttp://www.jw-cole.comN/AChristine BakerN/Achristine.baker@jw-cole.comN/AUser-submitted20101206-Kenneth-Levin-Reina-Schlager-Robert-F-SchlagerN/A
111-05-2010Lifetime Advisors NetworkN/AN/AN/AN/A$120$1Woodbury Financial ServicesJ.W. Cole FinancialViennaILN/AN/AN/A2010-11-05N/AN/AN/AR.J. WoodN/Arjwood@jw-cole.comN/AUser-submitted20101105-Lifetime-Advisors-NetworkN/A
106-01-2012Thomas GrahamN/AN/AN/AN/A$150$1Morgan Stanley Smith BarneyJanney Montgomery ScottWashintonDCN/AN/AN/A2012-06-01N/Ahttp://philly.citybizlist.com/2/2012/5/30/Thomas-Graham-Joins-Janney-from-Morgan-Stanley-as-SVP.aspxN/AN/AN/AN/AN/AInvestmentNews20120601-Thomas-GrahamN/A
112-05-2012Gary StringerN/AN/AN/AN/A$102$1FSC SecuritiesKalos CapitalScottsdaleAZN/AN/AN/A2012-11-14N/AN/AN/ADan Meehan678-356-1100dmeehan@kalosfinancial.comN/AUser-submitted20121205-Gary-StringerN/A
111-28-2011Anton BayerN/AN/AN/AN/A$115$1Securities AmericaLPL FinancialGranite BayCAN/AN/AN/A2011-11-28N/Ahttp://www.reuters.com/article/2011/11/18/lpl-ubs-hires-idUSN1E7AG0DM20111118N/AN/AN/AN/AN/AInvestmentNews20111128-Anton-BayerN/A
105-26-2010Michael SharplesN/AN/AN/AN/AN/A$1Edward JonesLPL FinancialDurhamNCN/AN/AN/A2010-05-26N/Ahttp://www.investmentnews.com/article/20100524/FREE/100529960N/AN/AN/AN/AN/AInvestmentNews20100526-Michael-SharplesN/A
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