Active Date Adviser(s) Team name Linkedin profile Adviser(s) phone Adviser(s) e-mail AUM ($M) Gross annual production/Trailing-twelve months ($M) Firm leaving Firm joining City State Custodian (if applicable) Company/team website (include http://) Branch Manager Transition date Source name Source URL Summary Contact name Contact phone number Contact e-mail Adviser/team headshot (hi-res .jpg) Submission type GUID Notes
111-28-2012Ziv Ohel, Bill DuncanN/AN/AN/AN/A$275$2Morgan Stanley Smith BarneyAmeriprise FinancialDeerfieldILN/AN/AN/A2012-11-16N/AN/AN/AN/AN/AN/AN/AInvestmentNews20121128-Ziv-Ohel-Bill-DuncanN/A
103-14-2012Jose Fernandez, Juan AlemanN/AN/AN/AN/A$260$2CitigroupBank of America Merrill LynchSan DiegoCAN/AN/AN/A2012-03-14N/AN/AN/AN/AN/AN/AN/AInvestmentNews20120314-Jose-Fernandez-Juan-AlemanN/A
109-05-2011Matthew Wallace, Melanie Regner, George Wallace IIIN/AN/AN/AN/A$220$2Morgan Stanley Smith BarneyBank of America Merrill LynchRaleighNCN/AN/AN/A2011-09-06N/AN/AN/AN/AN/AN/AN/AInvestmentNews20110905-Matthew-Wallace-Melanie-Regner-George-Wallace-IIIN/A
107-20-2011Bernard Orbach, Erik Vatter, Matthew GroffN/AN/AN/AN/A$226$2Morgan Stanley Smith BarneyBank of America Merrill LynchHarrisburgPAN/AN/AN/A2011-08-02N/Ahttp://www.investmentnews.com/article/20110802/FREE/110809979N/AN/AN/AN/AN/AInvestmentNews20110720-Bernard-Orbach-Erik-Vatter-Matthew-GroffN/A
105-05-2011Glenn Samson, Michael KhawN/AN/AN/AN/A$146$2Morgan Stanley Smith BarneyBank of America Merrill LynchWalnut CreekCAN/AN/AN/A2011-04-29N/Ahttp://www.nasdaq.com/aspx/stock-market-news-story.aspx?storyid=201106071000dowjonesdjonline000183&title=street-movesmerrill-lynch-hires-morgan-stanley-brokersN/AN/AN/AN/AN/AInvestmentNews20110505-Glenn-Samson-Michael-KhawN/A
111-19-2010Juan CabanasN/AN/AN/AN/A$192$2UBS Financial ServicesBank of America Merrill LynchSan DiegoCAN/AN/AN/A2010-11-19N/Ahttp://www.reuters.com/article/idUSN1917036320101119N/AN/AN/AN/AN/AInvestmentNews20101119-Juan-CabanasN/A
111-19-2010Michael AppelbaumN/AN/AN/AN/A$450$2UBS Financial ServicesBank of America Merrill LynchNew YorkNYN/AN/AN/A2010-11-19N/Ahttp://www.reuters.com/article/idUSN1917036320101119N/AN/AN/AN/AN/AInvestmentNews20101119-Michael-AppelbaumN/A
107-25-2011Richard TonkinsonN/AN/AN/AN/A$200$2Securities AmericaCommonwealth Financial NetworkMiamiFLN/AN/AN/A2011-07-26N/Ahttp://www.reuters.com/article/2012/04/03/us-concert-wealth-idUSBRE8320ZL20120403N/AN/AN/AN/AN/AInvestmentNews20110725-Richard-TonkinsonN/A
105-21-2010Thomas KarstenN/AN/AN/AN/A$180$2H.D. Vest Investment ServicesDeWaay Financial NetworkCliveIAN/AN/AN/A2010-05-21N/Ahttp://www.investmentnews.com/article/20100521/FREE/100529975N/AN/AN/AN/AN/AInvestmentNews20100521-Thomas-KarstenN/A
109-17-2010Allan BoomerN/AN/AN/AN/A$250$2Goldman SachsFiduciary Management GroupNew YorkNYN/AN/AN/A2010-09-01Allan Boomer (Self)http://www.fmgwealth.comN/AAllan BoomerN/Aab@fmgwealth.comN/AUser-submitted20100917-Allan-BoomerN/A
107-14-2010Antoine Souma, Aleksandra KulmatickiN/AN/AN/AN/A$300$2Deutsche BankJPMorgan Chase & Co.New YorkNYN/AN/AN/A2010-07-14N/Ahttp://online.wsj.com/article/BT-CO-20100713-710271.htmlN/AN/AN/AN/AN/AInvestmentNews20100714-Antoine-Souma-Aleksandra-KulmatickiN/A
112-03-2012Luis Fuentes, Christopher Fuentes, Rosario HondermannFuentes Fuentes & HondermannN/AN/AN/A$373$2Bank of America Merrill LynchMorgan Stanley Smith BarneyMiamiFLN/AN/AKevin McCarty2012-11-30N/AN/AN/AChristine Jockle914 225-6827 Christine.Jockle@morganstanley.comN/AUser-submitted20121203-Fuentes-Fuentes-and-HondermannN/A
104-09-2012James Flood, Michael RomerN/AN/AN/AN/A$213$2UBS Financial ServicesMorgan Stanley Smith BarneyMelvilleNYN/AN/ADino Carfora2012-04-09Christine PollakN/AN/AN/AN/AN/AN/AInvestmentNews20120409-James-Flood-Michael-RomerN/A
101-26-2012Philip Ressa, Justin ChoN/AN/AN/AN/A$330$2Bank of America Merrill LynchMorgan Stanley Smith BarneyJerichoNYN/AN/AN/A2012-01-26N/Ahttp://www.reuters.com/article/2012/01/26/us-morganstanley-idUSTRE80P16220120126N/AN/AN/AN/AN/AInvestmentNews20120126-Philip-Ressa-Justin-ChoN/A
111-15-2011Bryan Jones, James WoodsN/AN/AN/AN/A$210$2Bank of America Merrill LynchMorgan Stanley Smith BarneyAkronOHN/AN/AN/A2011-11-15N/AN/AN/AN/AN/AN/AN/AInvestmentNews20111115-Bryan-Jones-James-WoodsN/A
108-25-2011Michael Parziale, Daniel MorilakN/AN/AN/AN/A$175$2Wells Fargo AdvisorsMorgan Stanley Smith BarneyRancho Santa FeCAN/AN/AN/A2011-08-25N/AN/AN/AN/AN/AN/AN/AInvestmentNews20110825-Michael-Parziale-Daniel-MorilakN/A
102-24-2011Joseph Viviani, Robert DigregorioN/AN/AN/AN/A$398$2Bank of America Merrill LynchMorgan Stanley Smith BarneyMelvilleNYN/AN/AN/A2011-02-24N/Ahttp://www.reuters.com/article/2011/02/22/morganstanley-idUSN2229899720110222N/AN/AN/AN/AN/AInvestmentNews20110224-Joseph-Viviani-Robert-DigregorioN/A
111-29-2010Rick CaiazzoN/AN/AN/AN/A$290$2UBS Financial ServicesMorgan Stanley Smith BarneyLawrencevilleNJN/AN/AN/A2010-11-29N/Ahttp://english.capital.gr/News.asp?id=1096051N/AN/AN/AN/AN/AInvestmentNews20101129-Rick-CaiazzoN/A
111-11-2010Benjamin Kusner, Steven Berner, William Hanrahan, Shane MeyerN/AN/AN/AN/A$184$2UBS Financial ServicesMorgan Stanley Smith BarneyBirminghamMIN/AN/AN/A2010-11-11N/Ahttp://online.wsj.com/article/BT-CO-20101111-714643.htmlN/AN/AN/AN/AN/AInvestmentNews20101111-Benjamin-Kusner-Steven-Berner-William-Hanrahan-Shane-MeyerN/A
107-02-2010The Legacy Wealth Management GroupN/AN/AN/AN/A$350$2UBS Financial ServicesMorgan Stanley Smith BarneyCantonOHN/AN/AN/A2010-07-02Hiring Managerhttp://www.moneywiseguys.com/N/AJason HainesN/AJason.Haines@MorganStanley.comN/AUser-submitted20100702-The-Legacy-Wealth-Management-GroupN/A
106-18-2010Sergio D'Oliveira, Francisco D'Oliveira, Leonardo Silva, Tod FrickN/AN/AN/AN/A$279$2Bank of America Merrill LynchMorgan Stanley Smith BarneyFairhopeALN/AN/AN/A2010-06-18N/Ahttp://online.wsj.com/article/BT-CO-20100618-708205.html?mod=WSJ_latestheadlinesN/AN/AN/AN/AN/AInvestmentNews20100618-Sergio-D'Oliveira-Francisco-D'Oliveira-Leonardo-Silva-Tod-FrickN/A
103-23-2010James Dolan, Pamela BayardN/AN/AN/AN/A$540$2UBS Financial ServicesMorgan Stanley Smith BarneyN/AN/AN/AN/AN/A2010-03-23Fund Firehttp://www.investmentnews.com/assets/docs/CI69574428.PDFN/AN/AN/AN/AN/AInvestmentNews20100323-James-Dolan-Pamela-BayardN/A
101-26-2010Carlos Van Maanen, Carlos StolkN/AN/AN/AN/A$270$2UBS Financial ServicesMorgan Stanley Smith BarneyN/AN/AN/AN/AN/A2010-01-26Dow Joneshttp://online.wsj.com/article/BT-CO-20100126-713497.htmlN/AN/AN/AN/AN/AInvestmentNews20100126-Carlos-Van-Maanen-Carlos-StolkN/A
108-30-2010Great Plains Financial GroupN/AN/AN/AN/A$301$2Berthel FisherNations Financial GroupN/AN/AN/AN/AN/A2010-08-16Doug Carterhttp://www.investmentnews.com/section/career-connectionN/ADoug CarterN/ADCarter@NAtionsFG.comN/AUser-submitted20100830-Great-Plains-Financial-GroupN/A
110-21-2010Legacy Wealth Management GroupN/AN/AN/AN/A$131$2VSR Financial ServicesProspera Financial ServicesBoiseIDN/AN/AN/A2010-10-07Prospera Financial Serviceshttp://fusionadvisornetwork.com/N/AN/AN/Agrecha.stephens@prosperafinancial.comN/AUser-submitted20101021-Legacy-Wealth-Management-GroupN/A
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