| Active | Date | Adviser(s) | Team name | Linkedin profile | Adviser(s) phone | Adviser(s) e-mail | AUM ($M) | Gross annual production/Trailing-twelve months ($M) | Firm leaving | Firm joining | City | State | Custodian (if applicable) | Company/team website (include http://) | Branch Manager | Transition date | Source name | Source URL | Summary | Contact name | Contact phone number | Contact e-mail | Adviser/team headshot (hi-res .jpg) | Submission type | GUID | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | 09-14-2012 | Eric Burton, Ronald Whittingham | N/A | N/A | N/A | N/A | $250 | $4 | LPL Financial | FSC Securities | Tinley Park | IL | N/A | N/A | N/A | 2012-09-14 | N/A | N/A | N/A | Linda Malamut | 3107726533 | lmalamut@safg.com | N/A | User-submitted | 20120914-Eric-Burton-Ronald-Whittingham | N/A |
| 1 | 07-18-2012 | Javier Vargas, Ramon Perez | N/A | N/A | N/A | N/A | $300 | $4 | UBS Financial Services | Morgan Stanley Smith Barney | Houston | TX | N/A | N/A | N/A | 2012-05-25 | Morgan Stanley lands big broker teams from Merrill, UBS | http://www.reuters.com/article/2012/07/18/morgan-stanley-idUSL2E8IIDAM20120718 | N/A | N/A | N/A | N/A | N/A | InvestmentNews | 20120718-Javier-VargasRamon-Perez | N/A |
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